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sui_core/
consensus_handler.rs

1// Copyright (c) Mysten Labs, Inc.
2// SPDX-License-Identifier: Apache-2.0
3
4use std::{
5    collections::{BTreeMap, BTreeSet, HashMap, HashSet, VecDeque},
6    hash::Hash,
7    num::NonZeroUsize,
8    sync::{Arc, Mutex},
9    time::{Duration, SystemTime, UNIX_EPOCH},
10};
11
12use consensus_config::Committee as ConsensusCommittee;
13use consensus_core::{CommitConsumerMonitor, CommitIndex, CommitRef};
14use consensus_types::block::BlockRef;
15use consensus_types::block::TransactionIndex;
16use fastcrypto_zkp::bn254::zk_login::{JWK, JwkId};
17use lru::LruCache;
18use mysten_common::{
19    assert_reachable, assert_sometimes, debug_fatal, random_util::randomize_cache_capacity_in_tests,
20};
21use mysten_metrics::{
22    monitored_future,
23    monitored_mpsc::{self, UnboundedReceiver},
24    monitored_scope, spawn_monitored_task,
25};
26use parking_lot::RwLockWriteGuard;
27use serde::{Deserialize, Serialize};
28use sui_config::node::CongestionLogConfig;
29use sui_macros::{fail_point, fail_point_arg, fail_point_if};
30use sui_protocol_config::{
31    Chain, PerObjectCongestionControlMode, ProtocolConfig, assert_reachable_gated,
32};
33use sui_types::{
34    authenticator_state::ActiveJwk,
35    base_types::{
36        AuthorityName, ConciseableName, ConsensusObjectSequenceKey, ObjectID, ObjectRef,
37        SequenceNumber, TransactionDigest,
38    },
39    crypto::RandomnessRound,
40    digests::{AdditionalConsensusStateDigest, ConsensusCommitDigest, Digest},
41    executable_transaction::{
42        TrustedExecutableTransaction, VerifiedExecutableTransaction,
43        VerifiedExecutableTransactionWithAliases,
44    },
45    messages_checkpoint::{
46        CheckpointSequenceNumber, CheckpointSignatureMessage, CheckpointTimestamp,
47    },
48    messages_consensus::{
49        AuthorityCapabilitiesV2, AuthorityIndex, ConsensusDeterminedVersionAssignments,
50        ConsensusPosition, ConsensusTransaction, ConsensusTransactionKey, ConsensusTransactionKind,
51        ExecutionTimeObservation, SharedTransactionDenyConfig,
52    },
53    sui_system_state::epoch_start_sui_system_state::EpochStartSystemStateTrait,
54    transaction::{
55        InputObjectKind, PlainTransactionWithClaims, SenderSignedData, TransactionDataAPI,
56        TransactionKey, VerifiedTransaction, WithAliases,
57    },
58};
59use tokio::task::JoinSet;
60use tracing::{debug, error, info, instrument, trace, warn};
61
62use crate::{
63    authority::{
64        AuthorityMetrics, AuthorityState, ExecutionEnv,
65        authority_per_epoch_store::{
66            AuthorityPerEpochStore, CancelConsensusCertificateReason, ConsensusStats,
67            ConsensusStatsAPI, ExecutionIndices, ExecutionIndicesWithStatsV2,
68            consensus_quarantine::ConsensusCommitOutput,
69        },
70        backpressure::{BackpressureManager, BackpressureSubscriber},
71        congestion_log::CongestionCommitLogger,
72        consensus_tx_status_cache::ConsensusTxStatus,
73        execution_time_estimator::ExecutionTimeEstimator,
74        shared_object_congestion_tracker::SharedObjectCongestionTracker,
75        shared_object_version_manager::{AssignedTxAndVersions, AssignedVersions, Schedulable},
76        transaction_deferral::{DeferralKey, DeferralReason, transaction_deferral_within_limit},
77    },
78    checkpoints::{
79        CheckpointHeight, CheckpointRoots, CheckpointService, CheckpointServiceNotify,
80        PendingCheckpoint, PendingCheckpointInfo,
81    },
82    consensus_throughput_calculator::ConsensusThroughputCalculator,
83    consensus_types::consensus_output_api::{ConsensusCommitAPI, ParsedTransaction},
84    epoch::{
85        randomness::{DkgStatus, RandomnessManager},
86        reconfiguration::ReconfigState,
87    },
88    execution_cache::ObjectCacheRead,
89    execution_scheduler::{SettlementBatchInfo, SettlementScheduler},
90    gasless_rate_limiter::ConsensusGaslessCounter,
91    post_consensus_tx_reorder::PostConsensusTxReorder,
92    traffic_controller::{TrafficController, policies::TrafficTally},
93    transaction_deny_config_manager::TransactionDenyConfigManager,
94};
95
96/// Tracks the nature of intra-commit owned object lock conflicts for a winning transaction.
97#[derive(Default)]
98struct ConflictInfo {
99    /// Number of conflicts on gas payment objects.
100    gas_object_conflicts: u64,
101    /// Number of conflicts on non-gas owned objects.
102    non_gas_object_conflicts: u64,
103    /// Index of the block authority that sequenced the winning (lock holder) transaction.
104    winner_author: usize,
105}
106
107/// Output from filtering consensus transactions.
108/// Contains the filtered transactions and any owned object locks acquired post-consensus.
109struct FilteredConsensusOutput {
110    transactions: Vec<(SequencedConsensusTransactionKind, u32)>,
111    owned_object_locks: HashMap<ObjectRef, TransactionDigest>,
112    dropped_transaction_keys: Vec<ConsensusTransactionKey>,
113    // When multiple transactions in the same commit try to lock the same owned object, the transaction
114    // that managed to lock it first is tracked here with the conflict info.
115    contested_transaction_digests: HashMap<TransactionDigest, ConflictInfo>,
116}
117
118pub struct ConsensusHandlerInitializer {
119    state: Arc<AuthorityState>,
120    checkpoint_service: Arc<CheckpointService>,
121    epoch_store: Arc<AuthorityPerEpochStore>,
122    throughput_calculator: Arc<ConsensusThroughputCalculator>,
123    backpressure_manager: Arc<BackpressureManager>,
124    congestion_logger: Option<Arc<Mutex<CongestionCommitLogger>>>,
125    consensus_gasless_counter: Arc<ConsensusGaslessCounter>,
126}
127
128impl ConsensusHandlerInitializer {
129    pub fn new(
130        state: Arc<AuthorityState>,
131        checkpoint_service: Arc<CheckpointService>,
132        epoch_store: Arc<AuthorityPerEpochStore>,
133        throughput_calculator: Arc<ConsensusThroughputCalculator>,
134        backpressure_manager: Arc<BackpressureManager>,
135        congestion_log_config: Option<CongestionLogConfig>,
136    ) -> Self {
137        let congestion_logger =
138            congestion_log_config.and_then(|config| match CongestionCommitLogger::new(&config) {
139                Ok(logger) => Some(Arc::new(Mutex::new(logger))),
140                Err(e) => {
141                    debug_fatal!("Failed to create congestion logger: {e}");
142                    None
143                }
144            });
145        let consensus_gasless_counter = state.consensus_gasless_counter.clone();
146        Self {
147            state,
148            checkpoint_service,
149            epoch_store,
150            throughput_calculator,
151            backpressure_manager,
152            congestion_logger,
153            consensus_gasless_counter,
154        }
155    }
156
157    #[cfg(test)]
158    pub(crate) fn new_for_testing(
159        state: Arc<AuthorityState>,
160        checkpoint_service: Arc<CheckpointService>,
161    ) -> Self {
162        let backpressure_manager = BackpressureManager::new_for_tests();
163        let consensus_gasless_counter = state.consensus_gasless_counter.clone();
164        Self {
165            state: state.clone(),
166            checkpoint_service,
167            epoch_store: state.epoch_store_for_testing().clone(),
168            throughput_calculator: Arc::new(ConsensusThroughputCalculator::new(
169                None,
170                state.metrics.clone(),
171            )),
172            backpressure_manager,
173            congestion_logger: None,
174            consensus_gasless_counter,
175        }
176    }
177
178    pub(crate) fn new_consensus_handler(&self) -> ConsensusHandler<CheckpointService> {
179        let new_epoch_start_state = self.epoch_store.epoch_start_state();
180        let consensus_committee = new_epoch_start_state.get_consensus_committee();
181
182        let settlement_scheduler = SettlementScheduler::new(
183            self.state.execution_scheduler().as_ref().clone(),
184            self.state.get_transaction_cache_reader().clone(),
185            self.state.metrics.clone(),
186        );
187        ConsensusHandler::new(
188            self.epoch_store.clone(),
189            self.checkpoint_service.clone(),
190            settlement_scheduler,
191            self.state.get_object_cache_reader().clone(),
192            consensus_committee,
193            self.state.metrics.clone(),
194            self.throughput_calculator.clone(),
195            self.backpressure_manager.subscribe(),
196            self.state.traffic_controller.clone(),
197            self.congestion_logger.clone(),
198            self.consensus_gasless_counter.clone(),
199            self.state.transaction_deny_config_manager().clone(),
200        )
201    }
202}
203
204mod additional_consensus_state {
205    use std::marker::PhantomData;
206
207    use consensus_core::CommitRef;
208    use fastcrypto::hash::HashFunction as _;
209    use sui_types::{crypto::DefaultHash, digests::Digest};
210
211    use super::*;
212    /// AdditionalConsensusState tracks any in-memory state that is retained by ConsensusHandler
213    /// between consensus commits. Because of crash recovery, using such data is inherently risky.
214    /// In order to do this safely, we must store data from a fixed number of previous commits.
215    /// Then, at start-up, that same fixed number of already processed commits is replayed to
216    /// reconstruct the state.
217    ///
218    /// To make sure that bugs in this process appear immediately, we record the digest of this
219    /// state in ConsensusCommitPrologue, so that any deviation causes an immediate fork.
220    #[derive(Serialize, Deserialize)]
221    pub(super) struct AdditionalConsensusState {
222        commit_interval_observer: CommitIntervalObserver,
223    }
224
225    impl AdditionalConsensusState {
226        pub fn new(additional_consensus_state_window_size: u32) -> Self {
227            Self {
228                commit_interval_observer: CommitIntervalObserver::new(
229                    additional_consensus_state_window_size,
230                ),
231            }
232        }
233
234        /// Update all internal state based on the new commit
235        pub(crate) fn observe_commit(
236            &mut self,
237            protocol_config: &ProtocolConfig,
238            epoch_start_time: u64,
239            consensus_commit: &impl ConsensusCommitAPI,
240        ) -> ConsensusCommitInfo {
241            self.commit_interval_observer
242                .observe_commit_time(consensus_commit);
243
244            let estimated_commit_period = self
245                .commit_interval_observer
246                .commit_interval_estimate()
247                .unwrap_or(Duration::from_millis(
248                    protocol_config.min_checkpoint_interval_ms(),
249                ));
250
251            info!("estimated commit rate: {:?}", estimated_commit_period);
252
253            self.commit_info_impl(
254                epoch_start_time,
255                consensus_commit,
256                Some(estimated_commit_period),
257            )
258        }
259
260        fn commit_info_impl(
261            &self,
262            epoch_start_time: u64,
263            consensus_commit: &impl ConsensusCommitAPI,
264            estimated_commit_period: Option<Duration>,
265        ) -> ConsensusCommitInfo {
266            let leader_author = consensus_commit.leader_author_index();
267            let timestamp = consensus_commit.commit_timestamp_ms();
268
269            let timestamp = if timestamp < epoch_start_time {
270                error!(
271                    "Unexpected commit timestamp {timestamp} less then epoch start time {epoch_start_time}, author {leader_author:?}"
272                );
273                epoch_start_time
274            } else {
275                timestamp
276            };
277
278            ConsensusCommitInfo {
279                _phantom: PhantomData,
280                round: consensus_commit.leader_round(),
281                timestamp,
282                leader_author,
283                consensus_commit_ref: consensus_commit.commit_ref(),
284                rejected_transactions_digest: consensus_commit.rejected_transactions_digest(),
285                additional_state_digest: Some(self.digest()),
286                estimated_commit_period,
287                skip_consensus_commit_prologue_in_test: false,
288            }
289        }
290
291        /// Get the digest of the current state.
292        fn digest(&self) -> AdditionalConsensusStateDigest {
293            let mut hash = DefaultHash::new();
294            bcs::serialize_into(&mut hash, self).unwrap();
295            AdditionalConsensusStateDigest::new(hash.finalize().into())
296        }
297    }
298
299    pub struct ConsensusCommitInfo {
300        // prevent public construction
301        _phantom: PhantomData<()>,
302
303        pub round: u64,
304        pub timestamp: u64,
305        pub leader_author: AuthorityIndex,
306        pub consensus_commit_ref: CommitRef,
307        pub rejected_transactions_digest: Digest,
308
309        additional_state_digest: Option<AdditionalConsensusStateDigest>,
310        estimated_commit_period: Option<Duration>,
311
312        pub skip_consensus_commit_prologue_in_test: bool,
313    }
314
315    impl ConsensusCommitInfo {
316        pub fn new_for_test(
317            commit_round: u64,
318            commit_timestamp: u64,
319            estimated_commit_period: Option<Duration>,
320            skip_consensus_commit_prologue_in_test: bool,
321        ) -> Self {
322            Self {
323                _phantom: PhantomData,
324                round: commit_round,
325                timestamp: commit_timestamp,
326                leader_author: 0,
327                consensus_commit_ref: CommitRef::default(),
328                rejected_transactions_digest: Digest::default(),
329                additional_state_digest: Some(AdditionalConsensusStateDigest::ZERO),
330                estimated_commit_period,
331                skip_consensus_commit_prologue_in_test,
332            }
333        }
334
335        pub fn new_for_congestion_test(
336            commit_round: u64,
337            commit_timestamp: u64,
338            estimated_commit_period: Duration,
339        ) -> Self {
340            Self::new_for_test(
341                commit_round,
342                commit_timestamp,
343                Some(estimated_commit_period),
344                true,
345            )
346        }
347
348        pub fn additional_state_digest(&self) -> AdditionalConsensusStateDigest {
349            // this method cannot be called if stateless_commit_info is used
350            self.additional_state_digest
351                .expect("additional_state_digest is not available")
352        }
353
354        pub fn estimated_commit_period(&self) -> Duration {
355            // this method cannot be called if stateless_commit_info is used
356            self.estimated_commit_period
357                .expect("estimated commit period is not available")
358        }
359
360        fn consensus_commit_digest(&self) -> ConsensusCommitDigest {
361            ConsensusCommitDigest::new(self.consensus_commit_ref.digest.into_inner())
362        }
363
364        fn consensus_commit_prologue_v4_transaction(
365            &self,
366            epoch: u64,
367            consensus_determined_version_assignments: ConsensusDeterminedVersionAssignments,
368            additional_state_digest: AdditionalConsensusStateDigest,
369        ) -> VerifiedExecutableTransaction {
370            let transaction = VerifiedTransaction::new_consensus_commit_prologue_v4(
371                epoch,
372                self.round,
373                self.timestamp,
374                self.consensus_commit_digest(),
375                consensus_determined_version_assignments,
376                additional_state_digest,
377            );
378            VerifiedExecutableTransaction::new_system(transaction, epoch)
379        }
380
381        pub fn create_consensus_commit_prologue_transaction(
382            &self,
383            epoch: u64,
384            cancelled_txn_version_assignment: Vec<(
385                TransactionDigest,
386                Vec<(ConsensusObjectSequenceKey, SequenceNumber)>,
387            )>,
388            indirect_state_observer: IndirectStateObserver,
389        ) -> VerifiedExecutableTransaction {
390            let version_assignments =
391                ConsensusDeterminedVersionAssignments::CancelledTransactionsV2(
392                    cancelled_txn_version_assignment,
393                );
394            let additional_state_digest =
395                indirect_state_observer.fold_with(self.additional_state_digest());
396
397            self.consensus_commit_prologue_v4_transaction(
398                epoch,
399                version_assignments,
400                additional_state_digest,
401            )
402        }
403    }
404
405    #[derive(Default)]
406    pub struct IndirectStateObserver {
407        hash: DefaultHash,
408    }
409
410    impl IndirectStateObserver {
411        pub fn new() -> Self {
412            Self::default()
413        }
414
415        pub fn observe_indirect_state<T: Serialize>(&mut self, state: &T) {
416            bcs::serialize_into(&mut self.hash, state).unwrap();
417        }
418
419        pub fn fold_with(
420            self,
421            d1: AdditionalConsensusStateDigest,
422        ) -> AdditionalConsensusStateDigest {
423            let hash = self.hash.finalize();
424            let d2 = AdditionalConsensusStateDigest::new(hash.into());
425
426            let mut hasher = DefaultHash::new();
427            bcs::serialize_into(&mut hasher, &d1).unwrap();
428            bcs::serialize_into(&mut hasher, &d2).unwrap();
429            AdditionalConsensusStateDigest::new(hasher.finalize().into())
430        }
431    }
432
433    #[test]
434    fn test_additional_consensus_state() {
435        use crate::consensus_test_utils::TestConsensusCommit;
436
437        fn observe(state: &mut AdditionalConsensusState, round: u64, timestamp: u64) {
438            let protocol_config = ProtocolConfig::get_for_max_version_UNSAFE();
439            state.observe_commit(
440                &protocol_config,
441                100,
442                &TestConsensusCommit::empty(round, timestamp, 0),
443            );
444        }
445
446        let mut s1 = AdditionalConsensusState::new(3);
447        observe(&mut s1, 1, 1000);
448        observe(&mut s1, 2, 2000);
449        observe(&mut s1, 3, 3000);
450        observe(&mut s1, 4, 4000);
451
452        let mut s2 = AdditionalConsensusState::new(3);
453        // Because state uses a ring buffer, we should get the same digest
454        // even though we only added the 3 latest observations.
455        observe(&mut s2, 2, 2000);
456        observe(&mut s2, 3, 3000);
457        observe(&mut s2, 4, 4000);
458
459        assert_eq!(s1.digest(), s2.digest());
460
461        observe(&mut s1, 5, 5000);
462        observe(&mut s2, 5, 5000);
463
464        assert_eq!(s1.digest(), s2.digest());
465    }
466}
467use additional_consensus_state::AdditionalConsensusState;
468pub(crate) use additional_consensus_state::{ConsensusCommitInfo, IndirectStateObserver};
469
470struct QueuedCheckpointRoots {
471    roots: CheckpointRoots,
472    timestamp: CheckpointTimestamp,
473    consensus_commit_ref: CommitRef,
474    rejected_transactions_digest: Digest,
475}
476
477struct Chunk<
478    T: crate::authority::shared_object_version_manager::AsTx = VerifiedExecutableTransaction,
479> {
480    schedulables: Vec<Schedulable<T>>,
481    settlement: Option<Schedulable<T>>,
482    height: CheckpointHeight,
483}
484
485impl<T: crate::authority::shared_object_version_manager::AsTx + Clone> Chunk<T> {
486    fn all_schedulables(&self) -> impl Iterator<Item = &Schedulable<T>> + Clone {
487        self.schedulables.iter().chain(self.settlement.iter())
488    }
489
490    fn all_schedulables_from(chunks: &[Self]) -> impl Iterator<Item = &Schedulable<T>> + Clone {
491        chunks.iter().flat_map(|c| c.all_schedulables())
492    }
493
494    fn to_checkpoint_roots(&self) -> CheckpointRoots {
495        let tx_roots: Vec<_> = self.schedulables.iter().map(|s| s.key()).collect();
496        let settlement_root = self.settlement.as_ref().map(|s| s.key());
497        CheckpointRoots {
498            tx_roots,
499            settlement_root,
500            height: self.height,
501        }
502    }
503}
504
505impl From<Chunk<VerifiedExecutableTransactionWithAliases>> for Chunk {
506    fn from(chunk: Chunk<VerifiedExecutableTransactionWithAliases>) -> Self {
507        Chunk {
508            schedulables: chunk.schedulables.into_iter().map(|s| s.into()).collect(),
509            settlement: chunk.settlement.map(|s| s.into()),
510            height: chunk.height,
511        }
512    }
513}
514
515// Accumulates checkpoint roots from consensus and flushes them into PendingCheckpoints.
516// Roots are buffered in `pending_roots` until a flush is triggered (by max_tx overflow or
517// time interval). A flush always drains all buffered roots into a single PendingCheckpoint,
518// so the queue only ever holds roots for one pending checkpoint at a time.
519//
520// Owns an ExecutionSchedulerSender so push_chunk can send schedulables and settlement info
521// for execution in one shot.
522pub(crate) struct CheckpointQueue {
523    last_built_timestamp: CheckpointTimestamp,
524    pending_roots: VecDeque<QueuedCheckpointRoots>,
525    height: u64,
526    pending_tx_count: usize,
527    current_checkpoint_seq: CheckpointSequenceNumber,
528    max_tx: usize,
529    min_checkpoint_interval_ms: u64,
530    execution_scheduler_sender: ExecutionSchedulerSender,
531}
532
533impl CheckpointQueue {
534    pub(crate) fn new(
535        last_built_timestamp: CheckpointTimestamp,
536        checkpoint_height: u64,
537        next_checkpoint_seq: CheckpointSequenceNumber,
538        max_tx: usize,
539        min_checkpoint_interval_ms: u64,
540        execution_scheduler_sender: ExecutionSchedulerSender,
541    ) -> Self {
542        Self {
543            last_built_timestamp,
544            pending_roots: VecDeque::new(),
545            height: checkpoint_height,
546            pending_tx_count: 0,
547            current_checkpoint_seq: next_checkpoint_seq,
548            max_tx,
549            min_checkpoint_interval_ms,
550            execution_scheduler_sender,
551        }
552    }
553
554    #[cfg(test)]
555    fn new_for_testing(
556        last_built_timestamp: CheckpointTimestamp,
557        checkpoint_height: u64,
558        next_checkpoint_seq: CheckpointSequenceNumber,
559        max_tx: usize,
560        min_checkpoint_interval_ms: u64,
561    ) -> Self {
562        let (sender, _receiver) = monitored_mpsc::unbounded_channel("test_checkpoint_queue_sender");
563        Self {
564            last_built_timestamp,
565            pending_roots: VecDeque::new(),
566            height: checkpoint_height,
567            pending_tx_count: 0,
568            current_checkpoint_seq: next_checkpoint_seq,
569            max_tx,
570            min_checkpoint_interval_ms,
571            execution_scheduler_sender: ExecutionSchedulerSender::new_for_testing(sender),
572        }
573    }
574
575    #[cfg(test)]
576    fn new_for_testing_with_sender(
577        last_built_timestamp: CheckpointTimestamp,
578        checkpoint_height: u64,
579        next_checkpoint_seq: CheckpointSequenceNumber,
580        max_tx: usize,
581        min_checkpoint_interval_ms: u64,
582        sender: monitored_mpsc::UnboundedSender<SchedulerMessage>,
583    ) -> Self {
584        Self {
585            last_built_timestamp,
586            pending_roots: VecDeque::new(),
587            height: checkpoint_height,
588            pending_tx_count: 0,
589            current_checkpoint_seq: next_checkpoint_seq,
590            max_tx,
591            min_checkpoint_interval_ms,
592            execution_scheduler_sender: ExecutionSchedulerSender::new_for_testing(sender),
593        }
594    }
595
596    pub(crate) fn last_built_timestamp(&self) -> CheckpointTimestamp {
597        self.last_built_timestamp
598    }
599
600    pub(crate) fn is_empty(&self) -> bool {
601        self.pending_roots.is_empty()
602    }
603
604    fn next_height(&mut self) -> u64 {
605        self.height += 1;
606        self.height
607    }
608
609    fn push_chunk(
610        &mut self,
611        chunk: Chunk,
612        assigned_versions: &HashMap<TransactionKey, AssignedVersions>,
613        timestamp: CheckpointTimestamp,
614        consensus_commit_ref: CommitRef,
615        rejected_transactions_digest: Digest,
616    ) -> Vec<PendingCheckpoint> {
617        let max_tx = self.max_tx;
618        let user_tx_count = chunk.schedulables.len();
619
620        let roots = chunk.to_checkpoint_roots();
621
622        let schedulables: Vec<_> = chunk
623            .schedulables
624            .into_iter()
625            .map(|s| {
626                let versions = assigned_versions
627                    .get(&s.key())
628                    .cloned()
629                    .unwrap_or_else(AssignedVersions::empty);
630                (s, versions)
631            })
632            .collect();
633
634        let mut flushed_checkpoints = Vec::new();
635
636        if self.pending_tx_count > 0
637            && self.pending_tx_count + user_tx_count > max_tx
638            && let Some(checkpoint) = self.flush_forced()
639        {
640            flushed_checkpoints.push(checkpoint);
641        }
642
643        let settlement_info = chunk.settlement.as_ref().map(|s| {
644            let settlement_key = s.key();
645            let tx_keys: Vec<_> = schedulables.iter().map(|(s, _)| s.key()).collect();
646            SettlementBatchInfo {
647                settlement_key,
648                tx_keys,
649                checkpoint_height: chunk.height,
650                checkpoint_seq: self.current_checkpoint_seq,
651                assigned_versions: assigned_versions
652                    .get(&settlement_key)
653                    .cloned()
654                    .unwrap_or_else(AssignedVersions::empty),
655            }
656        });
657
658        self.execution_scheduler_sender
659            .send(schedulables, settlement_info);
660
661        self.pending_tx_count += user_tx_count;
662        self.pending_roots.push_back(QueuedCheckpointRoots {
663            roots,
664            timestamp,
665            consensus_commit_ref,
666            rejected_transactions_digest,
667        });
668
669        flushed_checkpoints
670    }
671
672    pub(crate) fn flush(
673        &mut self,
674        current_timestamp: CheckpointTimestamp,
675        force: bool,
676    ) -> Option<PendingCheckpoint> {
677        if !force && current_timestamp < self.last_built_timestamp + self.min_checkpoint_interval_ms
678        {
679            return None;
680        }
681        self.flush_forced()
682    }
683
684    fn flush_forced(&mut self) -> Option<PendingCheckpoint> {
685        if self.pending_roots.is_empty() {
686            return None;
687        }
688
689        let to_flush: Vec<_> = self.pending_roots.drain(..).collect();
690        let last_root = to_flush.last().unwrap();
691
692        let checkpoint = PendingCheckpoint {
693            roots: to_flush.iter().map(|q| q.roots.clone()).collect(),
694            details: PendingCheckpointInfo {
695                timestamp_ms: last_root.timestamp,
696                last_of_epoch: false,
697                checkpoint_height: last_root.roots.height,
698                consensus_commit_ref: last_root.consensus_commit_ref,
699                rejected_transactions_digest: last_root.rejected_transactions_digest,
700                checkpoint_seq: self.current_checkpoint_seq,
701            },
702        };
703
704        self.last_built_timestamp = last_root.timestamp;
705        self.pending_tx_count = 0;
706        self.current_checkpoint_seq += 1;
707
708        Some(checkpoint)
709    }
710
711    pub(crate) fn checkpoint_seq(&self) -> CheckpointSequenceNumber {
712        self.current_checkpoint_seq
713            .checked_sub(1)
714            .expect("checkpoint_seq called before any checkpoint was assigned")
715    }
716}
717
718pub struct ConsensusHandler<C> {
719    /// A store created for each epoch. ConsensusHandler is recreated each epoch, with the
720    /// corresponding store. This store is also used to get the current epoch ID.
721    epoch_store: Arc<AuthorityPerEpochStore>,
722    /// Holds the indices, hash and stats after the last consensus commit
723    /// It is used for avoiding replaying already processed transactions,
724    /// checking chain consistency, and accumulating per-epoch consensus output stats.
725    last_consensus_stats: ExecutionIndicesWithStatsV2,
726    checkpoint_service: Arc<C>,
727    /// cache reader is needed when determining the next version to assign for shared objects.
728    cache_reader: Arc<dyn ObjectCacheRead>,
729    /// The consensus committee used to do stake computations for deciding set of low scoring authorities
730    committee: ConsensusCommittee,
731    // TODO: ConsensusHandler doesn't really share metrics with AuthorityState. We could define
732    // a new metrics type here if we want to.
733    metrics: Arc<AuthorityMetrics>,
734    /// Lru cache to quickly discard transactions processed by consensus
735    processed_cache: LruCache<SequencedConsensusTransactionKey, ()>,
736    /// Using the throughput calculator to record the current consensus throughput
737    throughput_calculator: Arc<ConsensusThroughputCalculator>,
738
739    additional_consensus_state: AdditionalConsensusState,
740
741    backpressure_subscriber: BackpressureSubscriber,
742
743    traffic_controller: Option<Arc<TrafficController>>,
744
745    congestion_logger: Option<Arc<Mutex<CongestionCommitLogger>>>,
746
747    consensus_gasless_counter: Arc<ConsensusGaslessCounter>,
748
749    transaction_deny_config_manager: Arc<TransactionDenyConfigManager>,
750
751    checkpoint_queue: Mutex<CheckpointQueue>,
752}
753
754const PROCESSED_CACHE_CAP: usize = 1024 * 1024;
755
756fn assert_supported_protocol_config(protocol_config: &ProtocolConfig) {
757    assert!(
758        matches!(
759            protocol_config.per_object_congestion_control_mode(),
760            PerObjectCongestionControlMode::ExecutionTimeEstimate(_)
761        ),
762        "support for congestion control modes other than PerObjectCongestionControlMode::ExecutionTimeEstimate has been removed"
763    );
764    assert!(
765        protocol_config.split_checkpoints_in_consensus_handler(),
766        "support for splitting checkpoints outside of consensus handler has been removed"
767    );
768    assert!(protocol_config.ignore_execution_time_observations_after_certs_closed());
769    assert!(protocol_config.record_time_estimate_processed());
770    assert!(protocol_config.prepend_prologue_tx_in_consensus_commit_in_checkpoints());
771    assert!(protocol_config.consensus_checkpoint_signature_key_includes_digest());
772    assert!(protocol_config.authority_capabilities_v2());
773    assert!(protocol_config.cancel_for_failed_dkg_early());
774    assert!(protocol_config.record_consensus_determined_version_assignments_in_prologue_v2());
775    assert!(protocol_config.record_additional_state_digest_in_prologue());
776    assert!(protocol_config.additional_consensus_digest_indirect_state());
777    assert!(protocol_config.include_cancelled_randomness_txns_in_prologue());
778    assert!(protocol_config.fix_checkpoint_signature_mapping());
779    assert!(protocol_config.merge_randomness_into_checkpoint());
780    assert!(
781        protocol_config.timestamp_based_epoch_close(),
782        "support for non-timestamp-based epoch close has been removed"
783    );
784}
785
786impl<C> ConsensusHandler<C> {
787    pub(crate) fn new(
788        epoch_store: Arc<AuthorityPerEpochStore>,
789        checkpoint_service: Arc<C>,
790        settlement_scheduler: SettlementScheduler,
791        cache_reader: Arc<dyn ObjectCacheRead>,
792        committee: ConsensusCommittee,
793        metrics: Arc<AuthorityMetrics>,
794        throughput_calculator: Arc<ConsensusThroughputCalculator>,
795        backpressure_subscriber: BackpressureSubscriber,
796        traffic_controller: Option<Arc<TrafficController>>,
797        congestion_logger: Option<Arc<Mutex<CongestionCommitLogger>>>,
798        consensus_gasless_counter: Arc<ConsensusGaslessCounter>,
799        transaction_deny_config_manager: Arc<TransactionDenyConfigManager>,
800    ) -> Self {
801        assert_supported_protocol_config(epoch_store.protocol_config());
802
803        // Recover last_consensus_stats so it is consistent across validators.
804        let mut last_consensus_stats = epoch_store
805            .get_last_consensus_stats()
806            .expect("Should be able to read last consensus index");
807        // stats is empty at the beginning of epoch.
808        if !last_consensus_stats.stats.is_initialized() {
809            last_consensus_stats.stats = ConsensusStats::new(committee.size());
810            last_consensus_stats.checkpoint_seq = epoch_store.previous_epoch_last_checkpoint();
811        }
812        let max_tx = epoch_store
813            .protocol_config()
814            .max_transactions_per_checkpoint() as usize;
815        let min_checkpoint_interval_ms = epoch_store
816            .protocol_config()
817            .min_checkpoint_interval_ms_as_option()
818            .unwrap_or_default();
819        let execution_scheduler_sender =
820            ExecutionSchedulerSender::start(settlement_scheduler, epoch_store.clone());
821        let commit_rate_estimate_window_size = epoch_store
822            .protocol_config()
823            .get_consensus_commit_rate_estimation_window_size();
824        let last_built_timestamp = last_consensus_stats.last_checkpoint_flush_timestamp;
825        let checkpoint_height = last_consensus_stats.height;
826        let next_checkpoint_seq = last_consensus_stats.checkpoint_seq + 1;
827        Self {
828            epoch_store,
829            last_consensus_stats,
830            checkpoint_service,
831            cache_reader,
832            committee,
833            metrics,
834            processed_cache: LruCache::new(
835                NonZeroUsize::new(randomize_cache_capacity_in_tests(PROCESSED_CACHE_CAP)).unwrap(),
836            ),
837            throughput_calculator,
838            additional_consensus_state: AdditionalConsensusState::new(
839                commit_rate_estimate_window_size,
840            ),
841            backpressure_subscriber,
842            traffic_controller,
843            congestion_logger,
844            consensus_gasless_counter,
845            transaction_deny_config_manager,
846            checkpoint_queue: Mutex::new(CheckpointQueue::new(
847                last_built_timestamp,
848                checkpoint_height,
849                next_checkpoint_seq,
850                max_tx,
851                min_checkpoint_interval_ms,
852                execution_scheduler_sender,
853            )),
854        }
855    }
856
857    /// Returns the last subdag index processed by the handler.
858    pub(crate) fn last_processed_subdag_index(&self) -> u64 {
859        self.last_consensus_stats.index.sub_dag_index
860    }
861
862    pub(crate) fn new_for_testing(
863        epoch_store: Arc<AuthorityPerEpochStore>,
864        checkpoint_service: Arc<C>,
865        execution_scheduler_sender: ExecutionSchedulerSender,
866        cache_reader: Arc<dyn ObjectCacheRead>,
867        committee: ConsensusCommittee,
868        metrics: Arc<AuthorityMetrics>,
869        throughput_calculator: Arc<ConsensusThroughputCalculator>,
870        backpressure_subscriber: BackpressureSubscriber,
871        traffic_controller: Option<Arc<TrafficController>>,
872        transaction_deny_config_manager: Arc<TransactionDenyConfigManager>,
873        last_consensus_stats: ExecutionIndicesWithStatsV2,
874    ) -> Self {
875        assert_supported_protocol_config(epoch_store.protocol_config());
876
877        let commit_rate_estimate_window_size = epoch_store
878            .protocol_config()
879            .get_consensus_commit_rate_estimation_window_size();
880        let max_tx = epoch_store
881            .protocol_config()
882            .max_transactions_per_checkpoint() as usize;
883        let min_checkpoint_interval_ms = epoch_store
884            .protocol_config()
885            .min_checkpoint_interval_ms_as_option()
886            .unwrap_or_default();
887        let last_built_timestamp = last_consensus_stats.last_checkpoint_flush_timestamp;
888        let checkpoint_height = last_consensus_stats.height;
889        Self {
890            epoch_store,
891            last_consensus_stats,
892            checkpoint_service,
893            cache_reader,
894            committee,
895            metrics,
896            processed_cache: LruCache::new(
897                NonZeroUsize::new(randomize_cache_capacity_in_tests(PROCESSED_CACHE_CAP)).unwrap(),
898            ),
899            throughput_calculator,
900            additional_consensus_state: AdditionalConsensusState::new(
901                commit_rate_estimate_window_size,
902            ),
903            backpressure_subscriber,
904            traffic_controller,
905            congestion_logger: None,
906            consensus_gasless_counter: Arc::new(ConsensusGaslessCounter::default()),
907            transaction_deny_config_manager,
908            checkpoint_queue: Mutex::new(CheckpointQueue::new(
909                last_built_timestamp,
910                checkpoint_height,
911                0,
912                max_tx,
913                min_checkpoint_interval_ms,
914                execution_scheduler_sender,
915            )),
916        }
917    }
918}
919
920#[derive(Default)]
921struct CommitHandlerInput {
922    user_transactions: Vec<VerifiedExecutableTransactionWithAliases>,
923    capability_notifications: Vec<AuthorityCapabilitiesV2>,
924    execution_time_observations: Vec<ExecutionTimeObservation>,
925    checkpoint_signature_messages: Vec<CheckpointSignatureMessage>,
926    randomness_dkg_messages: Vec<(AuthorityName, Vec<u8>)>,
927    randomness_dkg_confirmations: Vec<(AuthorityName, Vec<u8>)>,
928    end_of_publish_transactions: Vec<AuthorityName>,
929    new_jwks: Vec<(AuthorityName, JwkId, JWK)>,
930    transaction_deny_config_updates: Vec<(AuthorityName, SharedTransactionDenyConfig)>,
931}
932
933struct CommitHandlerState {
934    dkg_failed: bool,
935    randomness_round: Option<RandomnessRound>,
936    output: ConsensusCommitOutput,
937    indirect_state_observer: Option<IndirectStateObserver>,
938    initial_reconfig_state: ReconfigState,
939    // Occurrence counts for user transactions, used for unpaid amplification detection.
940    occurrence_counts: HashMap<TransactionDigest, u32>,
941    // Transactions involved in same commit owned object lock contention (double-spend),
942    // mapped to conflict info (gas vs non-gas breakdown).
943    contested_transaction_digests: HashMap<TransactionDigest, ConflictInfo>,
944}
945
946impl CommitHandlerState {
947    fn new(epoch_store: &AuthorityPerEpochStore, consensus_round: u64) -> Self {
948        Self {
949            output: ConsensusCommitOutput::new(consensus_round),
950            dkg_failed: false,
951            randomness_round: None,
952            indirect_state_observer: Some(IndirectStateObserver::new()),
953            initial_reconfig_state: epoch_store.get_reconfig_state_read_lock_guard().clone(),
954            occurrence_counts: HashMap::new(),
955            contested_transaction_digests: HashMap::new(),
956        }
957    }
958
959    fn get_notifications(&self) -> Vec<SequencedConsensusTransactionKey> {
960        self.output
961            .get_consensus_messages_processed()
962            .cloned()
963            .collect()
964    }
965
966    fn init_randomness<'a, 'epoch>(
967        &'a mut self,
968        epoch_store: &'epoch AuthorityPerEpochStore,
969        commit_info: &'a ConsensusCommitInfo,
970    ) -> Option<tokio::sync::MutexGuard<'epoch, RandomnessManager>> {
971        let mut randomness_manager = epoch_store.randomness_manager.get().map(|rm| {
972            rm.try_lock()
973                .expect("should only ever be called from the commit handler thread")
974        });
975
976        let mut dkg_failed = false;
977        let randomness_round = if epoch_store.randomness_state_enabled() {
978            let randomness_manager = randomness_manager
979                .as_mut()
980                .expect("randomness manager should exist if randomness is enabled");
981            match randomness_manager.dkg_status() {
982                DkgStatus::Pending => None,
983                DkgStatus::Failed => {
984                    dkg_failed = true;
985                    None
986                }
987                DkgStatus::Successful => {
988                    // Generate randomness for this commit if DKG is successful and we are still
989                    // accepting certs.
990                    if self.initial_reconfig_state.should_accept_tx() {
991                        randomness_manager
992                            // TODO: make infallible
993                            .reserve_next_randomness(commit_info.timestamp, &mut self.output)
994                            .expect("epoch ended")
995                    } else {
996                        None
997                    }
998                }
999            }
1000        } else {
1001            None
1002        };
1003
1004        if randomness_round.is_some() {
1005            assert!(!dkg_failed); // invariant check
1006        }
1007
1008        self.randomness_round = randomness_round;
1009        self.dkg_failed = dkg_failed;
1010
1011        randomness_manager
1012    }
1013}
1014
1015/// Deferred transactions abandoned because the epoch close deadline forced the epoch
1016/// closed while they were still unscheduled.
1017struct AbandonedDeferredTxns {
1018    count: usize,
1019    // At most 10 (key, digest) pairs for logging.
1020    sample: Vec<(DeferralKey, TransactionDigest)>,
1021}
1022
1023impl<C: CheckpointServiceNotify + Send + Sync> ConsensusHandler<C> {
1024    /// Called during startup to allow us to observe commits we previously processed, for crash recovery.
1025    /// Any state computed here must be a pure function of the commits observed, it cannot depend on any
1026    /// state recorded in the epoch db.
1027    fn handle_prior_consensus_commit(&mut self, consensus_commit: impl ConsensusCommitAPI) {
1028        assert!(
1029            self.epoch_store
1030                .protocol_config()
1031                .record_additional_state_digest_in_prologue()
1032        );
1033        let protocol_config = self.epoch_store.protocol_config();
1034        let epoch_start_time = self
1035            .epoch_store
1036            .epoch_start_config()
1037            .epoch_start_timestamp_ms();
1038
1039        self.additional_consensus_state.observe_commit(
1040            protocol_config,
1041            epoch_start_time,
1042            &consensus_commit,
1043        );
1044    }
1045
1046    #[cfg(test)]
1047    pub(crate) async fn handle_consensus_commit_for_test(
1048        &mut self,
1049        consensus_commit: impl ConsensusCommitAPI,
1050    ) {
1051        let transactions = consensus_commit.transactions();
1052        self.handle_consensus_commit(consensus_commit, transactions)
1053            .await;
1054    }
1055
1056    #[instrument(level = "debug", skip_all, fields(epoch = self.epoch_store.epoch(), round = consensus_commit.leader_round()))]
1057    pub(crate) async fn handle_consensus_commit(
1058        &mut self,
1059        consensus_commit: impl ConsensusCommitAPI,
1060        transactions: ParsedConsensusTransactions,
1061    ) {
1062        // This may block until one of two conditions happens:
1063        // - Number of uncommitted transactions in the writeback cache goes below the
1064        //   backpressure threshold.
1065        // - The highest executed checkpoint catches up to the highest certified checkpoint.
1066        self.backpressure_subscriber.await_no_backpressure().await;
1067
1068        let epoch = self.epoch_store.epoch();
1069
1070        let _scope = monitored_scope("ConsensusCommitHandler::handle_consensus_commit");
1071
1072        let last_committed_round = self.last_consensus_stats.index.last_committed_round;
1073
1074        self.epoch_store
1075            .consensus_tx_status_cache
1076            .update_last_committed_leader_round(last_committed_round as u32);
1077        self.epoch_store
1078            .tx_reject_reason_cache
1079            .set_last_committed_leader_round(last_committed_round as u32);
1080
1081        let commit_info = self.additional_consensus_state.observe_commit(
1082            self.epoch_store.protocol_config(),
1083            self.epoch_store
1084                .epoch_start_config()
1085                .epoch_start_timestamp_ms(),
1086            &consensus_commit,
1087        );
1088        assert!(commit_info.round > last_committed_round);
1089
1090        let (timestamp, leader_author, commit_sub_dag_index) =
1091            self.gather_commit_metadata(&consensus_commit);
1092
1093        info!(
1094            %consensus_commit,
1095            "Received consensus output {}. Rejected transactions {}",
1096            consensus_commit.commit_ref(),
1097            consensus_commit.rejected_transactions_debug_string(),
1098        );
1099
1100        self.last_consensus_stats.index = ExecutionIndices {
1101            last_committed_round: commit_info.round,
1102            sub_dag_index: commit_sub_dag_index,
1103            transaction_index: 0_u64,
1104        };
1105
1106        self.metrics
1107            .consensus_committed_subdags
1108            .with_label_values(&[&leader_author.to_string()])
1109            .inc();
1110
1111        let mut state = CommitHandlerState::new(&self.epoch_store, commit_info.round);
1112
1113        let FilteredConsensusOutput {
1114            transactions,
1115            owned_object_locks,
1116            dropped_transaction_keys,
1117            contested_transaction_digests,
1118        } = self.filter_consensus_txns(
1119            state.initial_reconfig_state.clone(),
1120            &commit_info,
1121            transactions,
1122        );
1123        state.contested_transaction_digests = contested_transaction_digests;
1124        // Buffer owned object locks for batch write.
1125        if !owned_object_locks.is_empty() {
1126            state.output.set_owned_object_locks(owned_object_locks);
1127        }
1128
1129        // Still record the dropped transactions as consensus message processed.
1130        for key in dropped_transaction_keys {
1131            state.output.record_consensus_message_processed(
1132                SequencedConsensusTransactionKey::External(key),
1133            );
1134        }
1135        let transactions = self.deduplicate_consensus_txns(&mut state, &commit_info, transactions);
1136
1137        let mut randomness_manager = state.init_randomness(&self.epoch_store, &commit_info);
1138
1139        let CommitHandlerInput {
1140            user_transactions,
1141            capability_notifications,
1142            execution_time_observations,
1143            checkpoint_signature_messages,
1144            randomness_dkg_messages,
1145            randomness_dkg_confirmations,
1146            end_of_publish_transactions,
1147            new_jwks,
1148            transaction_deny_config_updates,
1149        } = self.build_commit_handler_input(transactions);
1150
1151        self.process_gasless_transactions(&commit_info, &user_transactions);
1152        self.process_jwks(&mut state, &commit_info, new_jwks);
1153        self.process_capability_notifications(capability_notifications);
1154        self.process_transaction_deny_config_updates(transaction_deny_config_updates);
1155        self.process_execution_time_observations(&mut state, execution_time_observations);
1156        self.process_checkpoint_signature_messages(checkpoint_signature_messages);
1157
1158        self.process_dkg_updates(
1159            &mut state,
1160            &commit_info,
1161            randomness_manager.as_deref_mut(),
1162            randomness_dkg_messages,
1163            randomness_dkg_confirmations,
1164        )
1165        .await;
1166
1167        let mut execution_time_estimator = self
1168            .epoch_store
1169            .execution_time_estimator
1170            .try_lock()
1171            .expect("should only ever be called from the commit handler thread");
1172
1173        let authenticator_state_update_transaction =
1174            self.create_authenticator_state_update(last_committed_round, &commit_info);
1175
1176        let (
1177            transactions_to_schedule,
1178            randomness_transactions_to_schedule,
1179            cancelled_txns,
1180            randomness_state_update_transaction,
1181        ) = self.collect_transactions_to_schedule(
1182            &mut state,
1183            &mut execution_time_estimator,
1184            &commit_info,
1185            user_transactions,
1186        );
1187
1188        let (should_accept_tx, lock, final_round, abandoned_deferred_txns) =
1189            self.handle_close_epoch(&mut state, &commit_info, end_of_publish_transactions);
1190
1191        let make_checkpoint = should_accept_tx || final_round;
1192        if !make_checkpoint {
1193            // No need for any further processing
1194            return;
1195        }
1196
1197        // If this is the final round, record execution time observations for storage in the
1198        // end-of-epoch tx.
1199        if final_round {
1200            self.record_end_of_epoch_execution_time_observations(&mut execution_time_estimator);
1201        }
1202
1203        let consensus_commit_prologue = (!commit_info.skip_consensus_commit_prologue_in_test)
1204            .then_some(Schedulable::ConsensusCommitPrologue(
1205                epoch,
1206                commit_info.round,
1207                commit_info.consensus_commit_ref.index,
1208            ));
1209
1210        let schedulables: Vec<_> = itertools::chain!(
1211            consensus_commit_prologue.into_iter(),
1212            authenticator_state_update_transaction
1213                .into_iter()
1214                .map(Schedulable::Transaction),
1215            transactions_to_schedule
1216                .into_iter()
1217                .map(Schedulable::Transaction),
1218        )
1219        .collect();
1220
1221        let randomness_schedulables: Vec<_> = randomness_state_update_transaction
1222            .into_iter()
1223            .chain(
1224                randomness_transactions_to_schedule
1225                    .into_iter()
1226                    .map(Schedulable::Transaction),
1227            )
1228            .collect();
1229
1230        let num_schedulables = schedulables.len();
1231        let checkpoint_height = self.create_pending_checkpoints(
1232            &mut state,
1233            &commit_info,
1234            schedulables,
1235            randomness_schedulables,
1236            &cancelled_txns,
1237            final_round,
1238        );
1239
1240        let notifications = state.get_notifications();
1241
1242        let mut stats_to_record = self.last_consensus_stats.clone();
1243        stats_to_record.height = checkpoint_height;
1244        {
1245            let queue = self.checkpoint_queue.lock().unwrap();
1246            stats_to_record.last_checkpoint_flush_timestamp = queue.last_built_timestamp();
1247            stats_to_record.checkpoint_seq = queue.checkpoint_seq();
1248        }
1249
1250        state.output.record_consensus_commit_stats(stats_to_record);
1251
1252        self.record_deferral_deletion(&mut state);
1253
1254        self.epoch_store
1255            .consensus_quarantine
1256            .write()
1257            .push_consensus_output(state.output, &self.epoch_store)
1258            .expect("push_consensus_output should not fail");
1259
1260        debug!(
1261            ?commit_info.round,
1262            "Notifying checkpoint service about new pending checkpoint(s)",
1263        );
1264        self.checkpoint_service
1265            .notify_checkpoint()
1266            .expect("failed to notify checkpoint service");
1267
1268        if let Some(randomness_round) = state.randomness_round {
1269            randomness_manager
1270                .as_ref()
1271                .expect("randomness manager should exist if randomness round is provided")
1272                .generate_randomness(epoch, randomness_round);
1273        }
1274
1275        self.epoch_store.process_notifications(notifications.iter());
1276
1277        // pass lock by value to ensure that it is held until this point
1278        self.log_final_round(lock, final_round);
1279
1280        // Report abandoned transactions only after the commit output has been pushed
1281        // and all notifications delivered: in configurations where debug_fatal panics, firing
1282        // it mid-commit would abort processing of the very commit that closes the epoch.
1283        if let Some(AbandonedDeferredTxns { count, sample }) = abandoned_deferred_txns {
1284            self.metrics
1285                .consensus_handler_dropped_transactions
1286                .with_label_values(&["epoch_close_deadline"])
1287                .inc_by(count as u64);
1288            debug_fatal!(
1289                "Epoch close deadline reached with unscheduled deferred transactions: count={}, sample={:?}",
1290                count,
1291                sample
1292            );
1293        }
1294
1295        // update the calculated throughput
1296        self.throughput_calculator
1297            .add_transactions(timestamp, num_schedulables as u64);
1298
1299        fail_point_if!("correlated-crash-after-consensus-commit-boundary", || {
1300            let key = [commit_sub_dag_index, epoch];
1301            if sui_simulator::random::deterministic_probability_once(&key, 0.01) {
1302                sui_simulator::task::kill_current_node(None);
1303            }
1304        });
1305
1306        fail_point!("crash");
1307    }
1308
1309    fn handle_close_epoch(
1310        &self,
1311        state: &mut CommitHandlerState,
1312        commit_info: &ConsensusCommitInfo,
1313        end_of_publish_transactions: Vec<AuthorityName>,
1314    ) -> (
1315        bool,
1316        Option<RwLockWriteGuard<'_, ReconfigState>>,
1317        bool,
1318        Option<AbandonedDeferredTxns>,
1319    ) {
1320        let timestamp_triggered =
1321            commit_info.timestamp >= self.epoch_store.next_reconfiguration_timestamp_ms();
1322        let deadline_reached = self
1323            .epoch_store
1324            .protocol_config()
1325            .epoch_close_deadline_ms_as_option()
1326            .is_some_and(|deadline_ms| {
1327                commit_info.timestamp
1328                    >= self
1329                        .epoch_store
1330                        .next_reconfiguration_timestamp_ms()
1331                        .saturating_add(deadline_ms)
1332            });
1333        let collected_eop_quorum =
1334            self.process_end_of_publish_transactions(state, end_of_publish_transactions);
1335        if timestamp_triggered || collected_eop_quorum {
1336            let (lock, final_round, abandoned_deferred_txns) =
1337                self.advance_end_of_epoch_state_machine(state, deadline_reached);
1338            (
1339                lock.should_accept_tx(),
1340                Some(lock),
1341                final_round,
1342                abandoned_deferred_txns,
1343            )
1344        } else {
1345            (true, None, false, None)
1346        }
1347    }
1348
1349    fn record_end_of_epoch_execution_time_observations(
1350        &self,
1351        estimator: &mut ExecutionTimeEstimator,
1352    ) {
1353        self.epoch_store
1354            .end_of_epoch_execution_time_observations
1355            .set(estimator.take_observations())
1356            .expect("`stored_execution_time_observations` should only be set once at end of epoch");
1357    }
1358
1359    fn record_deferral_deletion(&self, state: &mut CommitHandlerState) {
1360        let mut deferred_transactions = self
1361            .epoch_store
1362            .consensus_output_cache
1363            .deferred_transactions
1364            .lock();
1365        for deleted_deferred_key in state.output.get_deleted_deferred_txn_keys() {
1366            deferred_transactions.remove(&deleted_deferred_key);
1367        }
1368    }
1369
1370    fn log_final_round(&self, lock: Option<RwLockWriteGuard<ReconfigState>>, final_round: bool) {
1371        if final_round {
1372            let epoch = self.epoch_store.epoch();
1373            info!(
1374                ?epoch,
1375                lock=?lock.as_ref(),
1376                final_round=?final_round,
1377                "Notified last checkpoint"
1378            );
1379            self.epoch_store.record_end_of_message_quorum_time_metric();
1380        }
1381    }
1382
1383    #[allow(clippy::type_complexity)]
1384    fn collect_transactions_to_schedule(
1385        &self,
1386        state: &mut CommitHandlerState,
1387        execution_time_estimator: &mut ExecutionTimeEstimator,
1388        commit_info: &ConsensusCommitInfo,
1389        user_transactions: Vec<VerifiedExecutableTransactionWithAliases>,
1390    ) -> (
1391        Vec<VerifiedExecutableTransactionWithAliases>,
1392        Vec<VerifiedExecutableTransactionWithAliases>,
1393        BTreeMap<TransactionDigest, CancelConsensusCertificateReason>,
1394        Option<Schedulable<VerifiedExecutableTransactionWithAliases>>,
1395    ) {
1396        let _scope = monitored_scope("ConsensusCommitHandler::collect_transactions_to_schedule");
1397        let protocol_config = self.epoch_store.protocol_config();
1398        let epoch = self.epoch_store.epoch();
1399
1400        let (ordered_txns, ordered_randomness_txns, previously_deferred_tx_digests) =
1401            self.merge_and_reorder_transactions(state, commit_info, user_transactions);
1402
1403        let mut shared_object_congestion_tracker =
1404            self.init_congestion_tracker(commit_info, false, &ordered_txns);
1405        let mut shared_object_using_randomness_congestion_tracker =
1406            self.init_congestion_tracker(commit_info, true, &ordered_randomness_txns);
1407
1408        let randomness_state_update_transaction = state
1409            .randomness_round
1410            .map(|round| Schedulable::RandomnessStateUpdate(epoch, round));
1411        debug!(
1412            "Randomness state update transaction: {:?}",
1413            randomness_state_update_transaction
1414                .as_ref()
1415                .map(|t| t.key())
1416        );
1417
1418        let mut transactions_to_schedule = Vec::with_capacity(ordered_txns.len());
1419        let mut randomness_transactions_to_schedule =
1420            Vec::with_capacity(ordered_randomness_txns.len());
1421        let mut deferred_txns = BTreeMap::new();
1422        let mut cancelled_txns = BTreeMap::new();
1423
1424        for transaction in ordered_txns {
1425            self.handle_deferral_and_cancellation(
1426                state,
1427                &mut cancelled_txns,
1428                &mut deferred_txns,
1429                &mut transactions_to_schedule,
1430                protocol_config,
1431                commit_info,
1432                transaction,
1433                &mut shared_object_congestion_tracker,
1434                &previously_deferred_tx_digests,
1435                execution_time_estimator,
1436            );
1437        }
1438
1439        for transaction in ordered_randomness_txns {
1440            if state.dkg_failed {
1441                debug!(
1442                    "Canceling randomness-using transaction {:?} because DKG failed",
1443                    transaction.tx().digest(),
1444                );
1445                cancelled_txns.insert(
1446                    *transaction.tx().digest(),
1447                    CancelConsensusCertificateReason::DkgFailed,
1448                );
1449                randomness_transactions_to_schedule.push(transaction);
1450                continue;
1451            }
1452            self.handle_deferral_and_cancellation(
1453                state,
1454                &mut cancelled_txns,
1455                &mut deferred_txns,
1456                &mut randomness_transactions_to_schedule,
1457                protocol_config,
1458                commit_info,
1459                transaction,
1460                &mut shared_object_using_randomness_congestion_tracker,
1461                &previously_deferred_tx_digests,
1462                execution_time_estimator,
1463            );
1464        }
1465
1466        let mut total_deferred_txns = 0;
1467        {
1468            let mut deferred_transactions = self
1469                .epoch_store
1470                .consensus_output_cache
1471                .deferred_transactions
1472                .lock();
1473            for (key, txns) in deferred_txns.into_iter() {
1474                total_deferred_txns += txns.len();
1475                // Keys reloaded by this commit are still present in the map here
1476                // (record_deferral_deletion runs after this function), but no key
1477                // inserted here can equal one of them: reloads cover
1478                // future_round <= round while re-deferrals use round + 1, and a
1479                // randomness reload and a randomness re-deferral are mutually exclusive
1480                // per commit. A re-deferral does keep its original deferred_from_round,
1481                // though: a randomness-using transaction deferred at round F by a check
1482                // that precedes the randomness check (unpaid amplification, owned-object
1483                // double spend) gets ConsensusRound{F + 1, F}, and when reloaded at
1484                // F + 1 without randomness it lands on Randomness{F} - the key still
1485                // holding round F's fresh randomness deferrals. Overwriting that entry
1486                // (in memory and in the write batch below) strands the displaced
1487                // transactions: finalized but never reloaded or executed this epoch,
1488                // with their owned inputs locked until epoch end.
1489                debug_assert!(
1490                    !state
1491                        .output
1492                        .get_deleted_deferred_txn_keys()
1493                        .any(|deleted| deleted == key),
1494                    "deferral key {key:?} was reloaded by this commit and must not be re-inserted"
1495                );
1496                let txns = if protocol_config.merge_colliding_deferrals() {
1497                    match deferred_transactions.remove(&key) {
1498                        Some(mut merged) => {
1499                            assert_reachable_gated!(
1500                                "Merged colliding deferral entries instead of displacing finalized transactions.",
1501                                |pc| pc.merge_colliding_deferrals()
1502                                    && (pc.defer_owned_object_double_spend()
1503                                        || pc.defer_unpaid_amplification())
1504                            );
1505                            debug_assert!(
1506                                {
1507                                    let prev_digests: HashSet<_> =
1508                                        merged.iter().map(|t| *t.tx().digest()).collect();
1509                                    txns.iter().all(|t| !prev_digests.contains(t.tx().digest()))
1510                                },
1511                                "colliding deferral entries must not share transactions"
1512                            );
1513                            // Deterministic merge: previously deferred transactions keep
1514                            // their position ahead of this commit's.
1515                            merged.extend(txns);
1516                            merged
1517                        }
1518                        None => txns,
1519                    }
1520                } else {
1521                    if let Some(prev) = deferred_transactions.get(&key) {
1522                        // Last-writer-wins semantics must be preserved bit for bit for
1523                        // protocol versions without the fix; flag the stranding.
1524                        let new_digests: HashSet<_> =
1525                            txns.iter().map(|t| *t.tx().digest()).collect();
1526                        let displaced: Vec<_> = prev
1527                            .iter()
1528                            .map(|t| *t.tx().digest())
1529                            .filter(|d| !new_digests.contains(d))
1530                            .collect();
1531                        if !displaced.is_empty() {
1532                            debug_fatal!(
1533                                "Deferral key collision displaced finalized transactions: key {:?}, displaced {:?}",
1534                                key,
1535                                displaced
1536                            );
1537                        }
1538                    }
1539                    txns
1540                };
1541                deferred_transactions.insert(key, txns.clone());
1542                state.output.defer_transactions(key, txns);
1543            }
1544        }
1545
1546        self.metrics
1547            .consensus_handler_deferred_transactions
1548            .inc_by(total_deferred_txns as u64);
1549        self.metrics
1550            .consensus_handler_cancelled_transactions
1551            .inc_by(cancelled_txns.len() as u64);
1552        self.metrics
1553            .consensus_handler_max_object_costs
1554            .with_label_values(&["regular_commit"])
1555            .set(shared_object_congestion_tracker.max_cost() as i64);
1556        self.metrics
1557            .consensus_handler_max_object_costs
1558            .with_label_values(&["randomness_commit"])
1559            .set(shared_object_using_randomness_congestion_tracker.max_cost() as i64);
1560
1561        let congestion_commit_data = shared_object_congestion_tracker.finish_commit(commit_info);
1562        let randomness_congestion_commit_data =
1563            shared_object_using_randomness_congestion_tracker.finish_commit(commit_info);
1564
1565        if let Some(logger) = &self.congestion_logger {
1566            let epoch = self.epoch_store.epoch();
1567            let mut logger = logger.lock().unwrap();
1568            logger.write_commit_log(epoch, commit_info, false, &congestion_commit_data);
1569            logger.write_commit_log(epoch, commit_info, true, &randomness_congestion_commit_data);
1570        }
1571
1572        if let Some(tx_object_debts) = self.epoch_store.tx_object_debts.get()
1573            && let Err(e) = tx_object_debts.try_send(
1574                congestion_commit_data
1575                    .accumulated_debts
1576                    .iter()
1577                    .chain(randomness_congestion_commit_data.accumulated_debts.iter())
1578                    .map(|(id, _)| *id)
1579                    .collect(),
1580            )
1581        {
1582            info!("failed to send updated object debts to ExecutionTimeObserver: {e:?}");
1583        }
1584
1585        state
1586            .output
1587            .set_congestion_control_object_debts(congestion_commit_data.accumulated_debts);
1588        state.output.set_congestion_control_randomness_object_debts(
1589            randomness_congestion_commit_data.accumulated_debts,
1590        );
1591
1592        (
1593            transactions_to_schedule,
1594            randomness_transactions_to_schedule,
1595            cancelled_txns,
1596            randomness_state_update_transaction,
1597        )
1598    }
1599
1600    #[allow(clippy::type_complexity)]
1601    fn create_pending_checkpoints(
1602        &self,
1603        state: &mut CommitHandlerState,
1604        commit_info: &ConsensusCommitInfo,
1605        schedulables: Vec<Schedulable<VerifiedExecutableTransactionWithAliases>>,
1606        randomness_schedulables: Vec<Schedulable<VerifiedExecutableTransactionWithAliases>>,
1607        cancelled_txns: &BTreeMap<TransactionDigest, CancelConsensusCertificateReason>,
1608        final_round: bool,
1609    ) -> CheckpointHeight {
1610        let _scope = monitored_scope("ConsensusCommitHandler::create_pending_checkpoints");
1611        let protocol_config = self.epoch_store.protocol_config();
1612        let epoch = self.epoch_store.epoch();
1613        let accumulators_enabled = self.epoch_store.accumulators_enabled();
1614        let max_transactions_per_checkpoint =
1615            protocol_config.max_transactions_per_checkpoint() as usize;
1616
1617        let should_write_random_checkpoint = state.randomness_round.is_some()
1618            || (state.dkg_failed && !randomness_schedulables.is_empty());
1619
1620        let mut checkpoint_queue = self.checkpoint_queue.lock().unwrap();
1621
1622        let build_chunks =
1623            |schedulables: Vec<Schedulable<VerifiedExecutableTransactionWithAliases>>,
1624             queue: &mut CheckpointQueue|
1625             -> Vec<Chunk<VerifiedExecutableTransactionWithAliases>> {
1626                schedulables
1627                    .chunks(max_transactions_per_checkpoint)
1628                    .map(|chunk| {
1629                        let height = queue.next_height();
1630                        let schedulables: Vec<_> = chunk.to_vec();
1631                        let settlement = if accumulators_enabled {
1632                            Some(Schedulable::AccumulatorSettlement(epoch, height))
1633                        } else {
1634                            None
1635                        };
1636                        Chunk {
1637                            schedulables,
1638                            settlement,
1639                            height,
1640                        }
1641                    })
1642                    .collect()
1643            };
1644
1645        let num_schedulables = schedulables.len();
1646        let chunked_schedulables = build_chunks(schedulables, &mut checkpoint_queue);
1647        if chunked_schedulables.len() > 1 {
1648            info!(
1649                "Splitting transactions into {} checkpoint chunks (num_schedulables={}, max_tx={})",
1650                chunked_schedulables.len(),
1651                num_schedulables,
1652                max_transactions_per_checkpoint
1653            );
1654            assert_reachable!("checkpoint split due to transaction limit");
1655        }
1656        let chunked_randomness_schedulables = if should_write_random_checkpoint {
1657            build_chunks(randomness_schedulables, &mut checkpoint_queue)
1658        } else {
1659            vec![]
1660        };
1661
1662        let schedulables_for_version_assignment =
1663            Chunk::all_schedulables_from(&chunked_schedulables);
1664        let randomness_schedulables_for_version_assignment =
1665            Chunk::all_schedulables_from(&chunked_randomness_schedulables);
1666
1667        let assigned_versions = self
1668            .epoch_store
1669            .process_consensus_transaction_shared_object_versions(
1670                self.cache_reader.as_ref(),
1671                schedulables_for_version_assignment,
1672                randomness_schedulables_for_version_assignment,
1673                cancelled_txns,
1674                &mut state.output,
1675            )
1676            .expect("failed to assign shared object versions");
1677
1678        let consensus_commit_prologue =
1679            self.add_consensus_commit_prologue_transaction(state, commit_info, &assigned_versions);
1680
1681        let mut chunked_schedulables = chunked_schedulables;
1682        let mut assigned_versions = assigned_versions;
1683        if let Some(consensus_commit_prologue) = consensus_commit_prologue {
1684            assert!(matches!(
1685                chunked_schedulables[0].schedulables[0],
1686                Schedulable::ConsensusCommitPrologue(..)
1687            ));
1688            assert!(matches!(
1689                assigned_versions.0[0].0,
1690                TransactionKey::ConsensusCommitPrologue(..)
1691            ));
1692            assigned_versions.0[0].0 =
1693                TransactionKey::Digest(*consensus_commit_prologue.tx().digest());
1694            chunked_schedulables[0].schedulables[0] =
1695                Schedulable::Transaction(consensus_commit_prologue);
1696        }
1697
1698        let assigned_versions = assigned_versions.into_map();
1699
1700        self.epoch_store.process_user_signatures(
1701            chunked_schedulables
1702                .iter()
1703                .flat_map(|c| c.all_schedulables())
1704                .chain(
1705                    chunked_randomness_schedulables
1706                        .iter()
1707                        .flat_map(|c| c.all_schedulables()),
1708                ),
1709        );
1710
1711        let commit_height = chunked_randomness_schedulables
1712            .last()
1713            .or(chunked_schedulables.last())
1714            .map(|c| c.height)
1715            .expect("at least one checkpoint root must be created per commit");
1716
1717        let mut pending_checkpoints = Vec::new();
1718        for chunk in chunked_schedulables {
1719            pending_checkpoints.extend(checkpoint_queue.push_chunk(
1720                chunk.into(),
1721                &assigned_versions,
1722                commit_info.timestamp,
1723                commit_info.consensus_commit_ref,
1724                commit_info.rejected_transactions_digest,
1725            ));
1726        }
1727
1728        // We don't want to block checkpoint formation for non-randomness schedulables
1729        // on randomness state update. Therefore, we include randomness chunks in the
1730        // subsequent checkpoint. First we flush the queue, then enqueue randomness
1731        // for merging into the subsequent commit.
1732        pending_checkpoints.extend(checkpoint_queue.flush(commit_info.timestamp, final_round));
1733
1734        if should_write_random_checkpoint {
1735            for chunk in chunked_randomness_schedulables {
1736                pending_checkpoints.extend(checkpoint_queue.push_chunk(
1737                    chunk.into(),
1738                    &assigned_versions,
1739                    commit_info.timestamp,
1740                    commit_info.consensus_commit_ref,
1741                    commit_info.rejected_transactions_digest,
1742                ));
1743            }
1744            if final_round {
1745                pending_checkpoints.extend(checkpoint_queue.flush(commit_info.timestamp, true));
1746            }
1747        }
1748
1749        if final_round && let Some(last) = pending_checkpoints.last_mut() {
1750            last.details.last_of_epoch = true;
1751        }
1752
1753        let queue_drained = checkpoint_queue.is_empty();
1754        drop(checkpoint_queue);
1755
1756        for pending_checkpoint in pending_checkpoints {
1757            debug!(
1758                checkpoint_height = pending_checkpoint.details.checkpoint_height,
1759                roots_count = pending_checkpoint.num_roots(),
1760                "Writing pending checkpoint",
1761            );
1762            self.epoch_store
1763                .write_pending_checkpoint(&mut state.output, &pending_checkpoint)
1764                .expect("failed to write pending checkpoint");
1765        }
1766
1767        state.output.set_checkpoint_queue_drained(queue_drained);
1768
1769        commit_height
1770    }
1771
1772    // Adds the consensus commit prologue transaction to the beginning of input `transactions` to update
1773    // the system clock used in all transactions in the current consensus commit.
1774    // Returns the root of the consensus commit prologue transaction if it was added to the input.
1775    fn add_consensus_commit_prologue_transaction<'a>(
1776        &'a self,
1777        state: &'a mut CommitHandlerState,
1778        commit_info: &'a ConsensusCommitInfo,
1779        assigned_versions: &AssignedTxAndVersions,
1780    ) -> Option<VerifiedExecutableTransactionWithAliases> {
1781        {
1782            if commit_info.skip_consensus_commit_prologue_in_test {
1783                return None;
1784            }
1785        }
1786
1787        let mut cancelled_txn_version_assignment = Vec::new();
1788
1789        for (txn_key, assigned_versions) in assigned_versions.0.iter() {
1790            let Some(d) = txn_key.as_digest() else {
1791                continue;
1792            };
1793
1794            if assigned_versions
1795                .shared_object_versions
1796                .iter()
1797                .any(|(_, version)| version.is_cancelled())
1798            {
1799                assert_reachable!("cancelled transactions");
1800                cancelled_txn_version_assignment
1801                    .push((*d, assigned_versions.shared_object_versions.clone()));
1802            }
1803        }
1804
1805        fail_point_arg!(
1806            "additional_cancelled_txns_for_tests",
1807            |additional_cancelled_txns: Vec<(
1808                TransactionDigest,
1809                Vec<(ConsensusObjectSequenceKey, SequenceNumber)>
1810            )>| {
1811                cancelled_txn_version_assignment.extend(additional_cancelled_txns);
1812            }
1813        );
1814
1815        let transaction = commit_info.create_consensus_commit_prologue_transaction(
1816            self.epoch_store.epoch(),
1817            cancelled_txn_version_assignment,
1818            state.indirect_state_observer.take().unwrap(),
1819        );
1820        Some(VerifiedExecutableTransactionWithAliases::no_aliases(
1821            transaction,
1822        ))
1823    }
1824
1825    fn handle_deferral_and_cancellation(
1826        &self,
1827        state: &mut CommitHandlerState,
1828        cancelled_txns: &mut BTreeMap<TransactionDigest, CancelConsensusCertificateReason>,
1829        deferred_txns: &mut BTreeMap<DeferralKey, Vec<VerifiedExecutableTransactionWithAliases>>,
1830        scheduled_txns: &mut Vec<VerifiedExecutableTransactionWithAliases>,
1831        protocol_config: &ProtocolConfig,
1832        commit_info: &ConsensusCommitInfo,
1833        transaction: VerifiedExecutableTransactionWithAliases,
1834        shared_object_congestion_tracker: &mut SharedObjectCongestionTracker,
1835        previously_deferred_tx_digests: &HashMap<TransactionDigest, DeferralKey>,
1836        execution_time_estimator: &ExecutionTimeEstimator,
1837    ) {
1838        let tx_digest = *transaction.tx().digest();
1839
1840        // Check for unpaid amplification before other deferral checks.
1841        // SIP-45: Paid amplification allows (gas_price / RGP + 1) submissions.
1842        // Transactions with more duplicates than paid for are deferred.
1843        //
1844        // A transaction that names its proposers has already had its amplification bounded by
1845        // validity_check, which sizes the proposer set against the gas price, so there is nothing
1846        // left to charge for here. A set recorded for another epoch is ignored and so bounds
1847        // nothing, leaving the transaction subject to deferral like any other.
1848        if protocol_config.defer_unpaid_amplification()
1849            && !transaction
1850                .tx()
1851                .transaction_data()
1852                .expiration()
1853                .restricts_proposers(self.epoch_store.epoch())
1854        {
1855            let occurrence_count = state
1856                .occurrence_counts
1857                .get(&tx_digest)
1858                .copied()
1859                .unwrap_or(0);
1860
1861            let rgp = self.epoch_store.reference_gas_price();
1862            let gas_price = transaction.tx().transaction_data().gas_price();
1863            let allowed_count = (gas_price / rgp.max(1)) + 1;
1864
1865            if occurrence_count as u64 > allowed_count {
1866                self.metrics
1867                    .consensus_handler_unpaid_amplification_deferrals
1868                    .inc();
1869
1870                let deferred_from_round = previously_deferred_tx_digests
1871                    .get(&tx_digest)
1872                    .map(|k| k.deferred_from_round())
1873                    .unwrap_or(commit_info.round);
1874
1875                let deferral_key = DeferralKey::new_for_consensus_round(
1876                    commit_info.round + 1,
1877                    deferred_from_round,
1878                );
1879
1880                if transaction_deferral_within_limit(
1881                    &deferral_key,
1882                    protocol_config.max_deferral_rounds_for_congestion_control(),
1883                ) {
1884                    debug!(
1885                        "Deferring transaction {:?} due to unpaid amplification (count={}, allowed={})",
1886                        tx_digest, occurrence_count, allowed_count
1887                    );
1888                    deferred_txns
1889                        .entry(deferral_key)
1890                        .or_default()
1891                        .push(transaction);
1892                    return;
1893                }
1894            }
1895        }
1896
1897        // Check for owned object double-spend: if this transaction won an owned object
1898        // lock while another transaction in the same commit tried to lock the same object,
1899        // defer it as a penalty.
1900        if let Some(conflict_info) = state.contested_transaction_digests.get(&tx_digest) {
1901            self.metrics.consensus_handler_double_spend_deferrals.inc();
1902            self.metrics
1903                .consensus_handler_double_spend_conflict_count
1904                .with_label_values(&["gas_object"])
1905                .observe(conflict_info.gas_object_conflicts as f64);
1906            self.metrics
1907                .consensus_handler_double_spend_conflict_count
1908                .with_label_values(&["non_gas_object"])
1909                .observe(conflict_info.non_gas_object_conflicts as f64);
1910            // Attribute the winning side of the conflict to the authority that sequenced the
1911            // contested holder transaction.
1912            self.metrics
1913                .consensus_handler_double_spend_conflicting_authority
1914                .with_label_values(&[
1915                    self.authority_hostname(conflict_info.winner_author),
1916                    "winner",
1917                ])
1918                .inc();
1919
1920            if protocol_config.defer_owned_object_double_spend() {
1921                let deferred_from_round = previously_deferred_tx_digests
1922                    .get(&tx_digest)
1923                    .map(|k| k.deferred_from_round())
1924                    .unwrap_or(commit_info.round);
1925
1926                let deferral_key = DeferralKey::new_for_consensus_round(
1927                    commit_info.round + 1,
1928                    deferred_from_round,
1929                );
1930
1931                if transaction_deferral_within_limit(
1932                    &deferral_key,
1933                    protocol_config.max_deferral_rounds_for_congestion_control(),
1934                ) {
1935                    debug!(
1936                        "Deferring transaction {:?} due to owned object double-spend contention \
1937                        (gas_conflicts={}, non_gas_conflicts={})",
1938                        tx_digest,
1939                        conflict_info.gas_object_conflicts,
1940                        conflict_info.non_gas_object_conflicts,
1941                    );
1942                    assert_reachable_gated!(
1943                        "Successfully deferred transaction attempting to double spend owned object.",
1944                        |pc| pc.defer_owned_object_double_spend()
1945                    );
1946                    if transaction.tx().transaction_data().uses_randomness()
1947                        && state.randomness_round.is_none()
1948                    {
1949                        // Precondition for the deferral-key collision flagged in
1950                        // collect_transactions_to_schedule: at the next commit without
1951                        // randomness this transaction re-defers to Randomness{original
1952                        // round}, the key that round's fresh randomness deferrals are
1953                        // stored under.
1954                        assert_reachable_gated!(
1955                            "Double-spend deferred a randomness-using transaction at a round without randomness.",
1956                            |pc| pc.defer_owned_object_double_spend()
1957                        );
1958                    }
1959                    deferred_txns
1960                        .entry(deferral_key)
1961                        .or_default()
1962                        .push(transaction);
1963                    return;
1964                }
1965            }
1966        }
1967
1968        let tx_cost = shared_object_congestion_tracker.get_tx_cost(
1969            execution_time_estimator,
1970            transaction.tx(),
1971            state.indirect_state_observer.as_mut().unwrap(),
1972        );
1973
1974        let deferral_info = self.epoch_store.should_defer(
1975            transaction.tx(),
1976            commit_info,
1977            state.dkg_failed,
1978            state.randomness_round.is_some(),
1979            previously_deferred_tx_digests,
1980            shared_object_congestion_tracker,
1981        );
1982
1983        if let Some((deferral_key, deferral_reason)) = deferral_info {
1984            debug!(
1985                "Deferring consensus certificate for transaction {:?} until {:?}",
1986                tx_digest, deferral_key
1987            );
1988
1989            match deferral_reason {
1990                DeferralReason::RandomnessNotReady => {
1991                    deferred_txns
1992                        .entry(deferral_key)
1993                        .or_default()
1994                        .push(transaction);
1995                }
1996                DeferralReason::SharedObjectCongestion(congested_objects) => {
1997                    self.metrics.consensus_handler_congested_transactions.inc();
1998                    if transaction_deferral_within_limit(
1999                        &deferral_key,
2000                        protocol_config.max_deferral_rounds_for_congestion_control(),
2001                    ) {
2002                        deferred_txns
2003                            .entry(deferral_key)
2004                            .or_default()
2005                            .push(transaction);
2006                    } else {
2007                        assert_sometimes!(
2008                            transaction.tx().data().transaction_data().uses_randomness(),
2009                            "cancelled randomness-using transaction"
2010                        );
2011                        assert_sometimes!(
2012                            !transaction.tx().data().transaction_data().uses_randomness(),
2013                            "cancelled non-randomness-using transaction"
2014                        );
2015
2016                        // Cancel the transaction that has been deferred for too long.
2017                        debug!(
2018                            "Cancelling consensus transaction {:?} with deferral key {:?} due to congestion on objects {:?}",
2019                            tx_digest, deferral_key, congested_objects
2020                        );
2021                        cancelled_txns.insert(
2022                            tx_digest,
2023                            CancelConsensusCertificateReason::CongestionOnObjects(
2024                                congested_objects,
2025                            ),
2026                        );
2027                        scheduled_txns.push(transaction);
2028                    }
2029                }
2030            }
2031        } else {
2032            // Update object execution cost for all scheduled transactions
2033            shared_object_congestion_tracker.bump_object_execution_cost(tx_cost, transaction.tx());
2034            scheduled_txns.push(transaction);
2035        }
2036    }
2037
2038    fn merge_and_reorder_transactions(
2039        &self,
2040        state: &mut CommitHandlerState,
2041        commit_info: &ConsensusCommitInfo,
2042        user_transactions: Vec<VerifiedExecutableTransactionWithAliases>,
2043    ) -> (
2044        Vec<VerifiedExecutableTransactionWithAliases>,
2045        Vec<VerifiedExecutableTransactionWithAliases>,
2046        HashMap<TransactionDigest, DeferralKey>,
2047    ) {
2048        let protocol_config = self.epoch_store.protocol_config();
2049
2050        let (mut txns, mut randomness_txns, previously_deferred_tx_digests) =
2051            self.load_deferred_transactions(state, commit_info);
2052
2053        txns.reserve(user_transactions.len());
2054        randomness_txns.reserve(user_transactions.len());
2055
2056        // There may be randomness transactions in `txns`, which were deferred due to congestion.
2057        // They must be placed back into `randomness_txns`.
2058        let mut txns: Vec<_> = txns
2059            .into_iter()
2060            .filter_map(|tx| {
2061                if tx.tx().transaction_data().uses_randomness() {
2062                    randomness_txns.push(tx);
2063                    None
2064                } else {
2065                    Some(tx)
2066                }
2067            })
2068            .collect();
2069
2070        for txn in user_transactions {
2071            if txn.tx().transaction_data().uses_randomness() {
2072                randomness_txns.push(txn);
2073            } else {
2074                txns.push(txn);
2075            }
2076        }
2077
2078        PostConsensusTxReorder::reorder(
2079            &mut txns,
2080            protocol_config.consensus_transaction_ordering(),
2081        );
2082        PostConsensusTxReorder::reorder(
2083            &mut randomness_txns,
2084            protocol_config.consensus_transaction_ordering(),
2085        );
2086
2087        (txns, randomness_txns, previously_deferred_tx_digests)
2088    }
2089
2090    fn load_deferred_transactions(
2091        &self,
2092        state: &mut CommitHandlerState,
2093        commit_info: &ConsensusCommitInfo,
2094    ) -> (
2095        Vec<VerifiedExecutableTransactionWithAliases>,
2096        Vec<VerifiedExecutableTransactionWithAliases>,
2097        HashMap<TransactionDigest, DeferralKey>,
2098    ) {
2099        let mut previously_deferred_tx_digests = HashMap::new();
2100
2101        let deferred_txs: Vec<_> = self
2102            .epoch_store
2103            .load_deferred_transactions_for_up_to_consensus_round_v2(
2104                &mut state.output,
2105                commit_info.round,
2106            )
2107            .expect("db error")
2108            .into_iter()
2109            .flat_map(|(key, txns)| txns.into_iter().map(move |tx| (key, tx)))
2110            .map(|(key, tx)| {
2111                previously_deferred_tx_digests.insert(*tx.tx().digest(), key);
2112                tx
2113            })
2114            .collect();
2115        trace!(
2116            "loading deferred transactions: {:?}",
2117            deferred_txs.iter().map(|tx| tx.tx().digest())
2118        );
2119
2120        let deferred_randomness_txs = if state.dkg_failed || state.randomness_round.is_some() {
2121            let txns: Vec<_> = self
2122                .epoch_store
2123                .load_deferred_transactions_for_randomness_v2(&mut state.output)
2124                .expect("db error")
2125                .into_iter()
2126                .flat_map(|(key, txns)| txns.into_iter().map(move |tx| (key, tx)))
2127                .map(|(key, tx)| {
2128                    previously_deferred_tx_digests.insert(*tx.tx().digest(), key);
2129                    tx
2130                })
2131                .collect();
2132            trace!(
2133                "loading deferred randomness transactions: {:?}",
2134                txns.iter().map(|tx| tx.tx().digest())
2135            );
2136            txns
2137        } else {
2138            vec![]
2139        };
2140
2141        (
2142            deferred_txs,
2143            deferred_randomness_txs,
2144            previously_deferred_tx_digests,
2145        )
2146    }
2147
2148    fn init_congestion_tracker(
2149        &self,
2150        commit_info: &ConsensusCommitInfo,
2151        for_randomness: bool,
2152        txns: &[VerifiedExecutableTransactionWithAliases],
2153    ) -> SharedObjectCongestionTracker {
2154        #[allow(unused_mut)]
2155        let mut ret = SharedObjectCongestionTracker::from_protocol_config(
2156            self.epoch_store
2157                .consensus_quarantine
2158                .read()
2159                .load_initial_object_debts(
2160                    &self.epoch_store,
2161                    commit_info.round,
2162                    for_randomness,
2163                    txns,
2164                )
2165                .expect("db error"),
2166            self.epoch_store.protocol_config(),
2167            for_randomness,
2168            self.congestion_logger.is_some(),
2169        );
2170
2171        fail_point_arg!(
2172            "initial_congestion_tracker",
2173            |tracker: SharedObjectCongestionTracker| {
2174                info!(
2175                    "Initialize shared_object_congestion_tracker to  {:?}",
2176                    tracker
2177                );
2178                ret = tracker;
2179            }
2180        );
2181
2182        ret
2183    }
2184
2185    fn process_gasless_transactions(
2186        &self,
2187        commit_info: &ConsensusCommitInfo,
2188        user_transactions: &[VerifiedExecutableTransactionWithAliases],
2189    ) {
2190        let gasless_count = user_transactions
2191            .iter()
2192            .filter(|txn| txn.tx().transaction_data().is_gasless_transaction())
2193            .count() as u64;
2194        self.consensus_gasless_counter
2195            .record_commit(commit_info.timestamp, gasless_count);
2196    }
2197
2198    fn process_jwks(
2199        &self,
2200        state: &mut CommitHandlerState,
2201        commit_info: &ConsensusCommitInfo,
2202        new_jwks: Vec<(AuthorityName, JwkId, JWK)>,
2203    ) {
2204        for (authority_name, jwk_id, jwk) in new_jwks {
2205            self.epoch_store.record_jwk_vote(
2206                &mut state.output,
2207                commit_info.round,
2208                authority_name,
2209                &jwk_id,
2210                &jwk,
2211            );
2212        }
2213    }
2214
2215    fn process_capability_notifications(
2216        &self,
2217        capability_notifications: Vec<AuthorityCapabilitiesV2>,
2218    ) {
2219        for capabilities in capability_notifications {
2220            self.epoch_store
2221                .record_capabilities_v2(&capabilities)
2222                .expect("db error");
2223        }
2224    }
2225
2226    /// Applies deny-config updates at commit time. The live path already applies them at
2227    /// block verification in `SuiTxValidator` (re-application here is dropped as a stale
2228    /// generation), but a validator that is catching up can process commits without
2229    /// verifying every block in them, so committed updates must also be applied here.
2230    fn process_transaction_deny_config_updates(
2231        &self,
2232        updates: Vec<(AuthorityName, SharedTransactionDenyConfig)>,
2233    ) {
2234        for (author, update) in updates {
2235            self.transaction_deny_config_manager
2236                .apply_updates(author, vec![update]);
2237        }
2238    }
2239
2240    fn process_execution_time_observations(
2241        &self,
2242        state: &mut CommitHandlerState,
2243        execution_time_observations: Vec<ExecutionTimeObservation>,
2244    ) {
2245        let _scope = monitored_scope("ConsensusCommitHandler::process_execution_time_observations");
2246        let mut execution_time_estimator = self
2247            .epoch_store
2248            .execution_time_estimator
2249            .try_lock()
2250            .expect("should only ever be called from the commit handler thread");
2251
2252        for ExecutionTimeObservation {
2253            authority,
2254            generation,
2255            estimates,
2256        } in execution_time_observations
2257        {
2258            let authority_index = self
2259                .epoch_store
2260                .committee()
2261                .authority_index(&authority)
2262                .unwrap();
2263            execution_time_estimator.process_observations_from_consensus(
2264                authority_index,
2265                Some(generation),
2266                &estimates,
2267            );
2268            state
2269                .output
2270                .insert_execution_time_observation(authority_index, generation, estimates);
2271        }
2272    }
2273
2274    fn process_checkpoint_signature_messages(
2275        &self,
2276        checkpoint_signature_messages: Vec<CheckpointSignatureMessage>,
2277    ) {
2278        for checkpoint_signature_message in checkpoint_signature_messages {
2279            self.checkpoint_service
2280                .notify_checkpoint_signature(&checkpoint_signature_message)
2281                .expect("db error");
2282        }
2283    }
2284
2285    async fn process_dkg_updates(
2286        &self,
2287        state: &mut CommitHandlerState,
2288        commit_info: &ConsensusCommitInfo,
2289        randomness_manager: Option<&mut RandomnessManager>,
2290        randomness_dkg_messages: Vec<(AuthorityName, Vec<u8>)>,
2291        randomness_dkg_confirmations: Vec<(AuthorityName, Vec<u8>)>,
2292    ) {
2293        if !self.epoch_store.randomness_state_enabled() {
2294            let num_dkg_messages = randomness_dkg_messages.len();
2295            let num_dkg_confirmations = randomness_dkg_confirmations.len();
2296            if num_dkg_messages + num_dkg_confirmations > 0 {
2297                debug_fatal!(
2298                    "received {} RandomnessDkgMessage and {} RandomnessDkgConfirmation messages when randomness is not enabled",
2299                    num_dkg_messages,
2300                    num_dkg_confirmations
2301                );
2302            }
2303            return;
2304        }
2305
2306        let randomness_manager =
2307            randomness_manager.expect("randomness manager should exist if randomness is enabled");
2308
2309        let randomness_dkg_updates =
2310            self.process_randomness_dkg_messages(randomness_manager, randomness_dkg_messages);
2311
2312        let randomness_dkg_confirmation_updates = self.process_randomness_dkg_confirmations(
2313            state,
2314            randomness_manager,
2315            randomness_dkg_confirmations,
2316        );
2317
2318        // Keep advancing the DKG state machine until it is resolved, regardless of
2319        // whether new messages/confirmations were processed this commit. Preserve
2320        // the mainnet epoch fallback until the protocol flag is active everywhere.
2321        let always_advance_dkg_to_resolution = (self
2322            .epoch_store
2323            .protocol_config()
2324            .always_advance_dkg_to_resolution()
2325            || (self.epoch_store.get_chain() == Chain::Mainnet
2326                && self.epoch_store.epoch() >= 1143))
2327            && randomness_manager.dkg_status() == DkgStatus::Pending;
2328
2329        if randomness_dkg_updates
2330            || randomness_dkg_confirmation_updates
2331            || always_advance_dkg_to_resolution
2332        {
2333            randomness_manager
2334                .advance_dkg(&mut state.output, commit_info.round)
2335                .await
2336                .expect("epoch ended");
2337        }
2338    }
2339
2340    fn process_randomness_dkg_messages(
2341        &self,
2342        randomness_manager: &mut RandomnessManager,
2343        randomness_dkg_messages: Vec<(AuthorityName, Vec<u8>)>,
2344    ) -> bool /* randomness state updated */ {
2345        if randomness_dkg_messages.is_empty() {
2346            return false;
2347        }
2348
2349        let mut randomness_state_updated = false;
2350        for (authority, bytes) in randomness_dkg_messages {
2351            match bcs::from_bytes(&bytes) {
2352                Ok(message) => {
2353                    randomness_manager
2354                        .add_message(&authority, message)
2355                        // TODO: make infallible
2356                        .expect("epoch ended");
2357                    randomness_state_updated = true;
2358                }
2359
2360                Err(e) => {
2361                    warn!(
2362                        "Failed to deserialize RandomnessDkgMessage from {:?}: {e:?}",
2363                        authority.concise(),
2364                    );
2365                }
2366            }
2367        }
2368
2369        randomness_state_updated
2370    }
2371
2372    fn process_randomness_dkg_confirmations(
2373        &self,
2374        state: &mut CommitHandlerState,
2375        randomness_manager: &mut RandomnessManager,
2376        randomness_dkg_confirmations: Vec<(AuthorityName, Vec<u8>)>,
2377    ) -> bool /* randomness state updated */ {
2378        if randomness_dkg_confirmations.is_empty() {
2379            return false;
2380        }
2381
2382        let mut randomness_state_updated = false;
2383        for (authority, bytes) in randomness_dkg_confirmations {
2384            match bcs::from_bytes(&bytes) {
2385                Ok(message) => {
2386                    randomness_manager
2387                        .add_confirmation(&mut state.output, &authority, message)
2388                        // TODO: make infallible
2389                        .expect("epoch ended");
2390                    randomness_state_updated = true;
2391                }
2392                Err(e) => {
2393                    warn!(
2394                        "Failed to deserialize RandomnessDkgConfirmation from {:?}: {e:?}",
2395                        authority.concise(),
2396                    );
2397                }
2398            }
2399        }
2400
2401        randomness_state_updated
2402    }
2403
2404    /// Returns true if we have collected a quorum of end of publish messages (either in this round or a previous round).
2405    fn process_end_of_publish_transactions(
2406        &self,
2407        state: &mut CommitHandlerState,
2408        end_of_publish_transactions: Vec<AuthorityName>,
2409    ) -> bool {
2410        let mut eop_aggregator = self.epoch_store.end_of_publish.try_lock().expect(
2411            "No contention on end_of_publish as it is only accessed from consensus handler",
2412        );
2413
2414        if eop_aggregator.has_quorum() {
2415            return true;
2416        }
2417
2418        if end_of_publish_transactions.is_empty() {
2419            return false;
2420        }
2421
2422        for authority in end_of_publish_transactions {
2423            info!("Received EndOfPublish from {:?}", authority.concise());
2424
2425            // It is ok to just release lock here as this function is the only place that transition into RejectAllCerts state
2426            // And this function itself is always executed from consensus task
2427            state.output.insert_end_of_publish(authority);
2428            if eop_aggregator
2429                .insert_generic(authority, ())
2430                .is_quorum_reached()
2431            {
2432                debug!(
2433                    "Collected enough end_of_publish messages with last message from validator {:?}",
2434                    authority.concise(),
2435                );
2436                return true;
2437            }
2438        }
2439
2440        false
2441    }
2442
2443    /// Once the timestamp deadline is reached or 2f+1 EndOfPublish messages are collected, we call
2444    /// this function every round until the epoch ends.
2445    fn advance_end_of_epoch_state_machine(
2446        &self,
2447        state: &mut CommitHandlerState,
2448        deadline_reached: bool,
2449    ) -> (
2450        RwLockWriteGuard<'_, ReconfigState>,
2451        bool, // true if final round
2452        Option<AbandonedDeferredTxns>,
2453    ) {
2454        let mut reconfig_state = self.epoch_store.get_reconfig_state_write_lock_guard();
2455        let start_state_is_reject_all_tx = reconfig_state.is_reject_all_tx();
2456
2457        // Record the close time only on the first entry into the state machine.
2458        // A manual epoch close records it when closing user certs.
2459        if reconfig_state.should_accept_user_certs() {
2460            self.epoch_store.record_epoch_close_time_once();
2461        }
2462
2463        reconfig_state.close_all_certs();
2464
2465        let commit_has_deferred_txns = state.output.has_deferred_transactions();
2466        let previous_commits_have_deferred_txns = !self.epoch_store.deferred_transactions_empty();
2467        let has_deferred_txns = commit_has_deferred_txns || previous_commits_have_deferred_txns;
2468
2469        // The epoch closes normally only once all deferred transactions have been scheduled;
2470        // past the deadline it closes regardless, abandoning whatever remains.
2471        let should_close = !has_deferred_txns || deadline_reached;
2472        let final_round = should_close && !start_state_is_reject_all_tx;
2473
2474        let mut abandoned_deferred_txns = None;
2475        if final_round {
2476            info!("Transitioning to RejectAllTx");
2477            if has_deferred_txns {
2478                // Closing with deferred transactions remaining implies the deadline forced it.
2479                debug_assert!(deadline_reached);
2480                abandoned_deferred_txns = self.abandon_deferred_transactions(state);
2481            }
2482            reconfig_state.close_all_tx();
2483        } else if !should_close {
2484            debug!(
2485                "Blocking end of epoch on deferred transactions, from previous commits?={}, from this commit?={}",
2486                previous_commits_have_deferred_txns, commit_has_deferred_txns,
2487            );
2488        }
2489
2490        state.output.store_reconfig_state(reconfig_state.clone());
2491
2492        (reconfig_state, final_round, abandoned_deferred_txns)
2493    }
2494
2495    /// Abandons every deferred transaction still unscheduled when the epoch close deadline
2496    /// forces the epoch closed: drops this commit's newly staged deferrals and stages all
2497    /// remaining deferral keys for deletion.
2498    ///
2499    /// (Without this, post-close commits would reload and re-defer them forever, growing the
2500    /// cache without bound.)
2501    fn abandon_deferred_transactions(
2502        &self,
2503        state: &mut CommitHandlerState,
2504    ) -> Option<AbandonedDeferredTxns> {
2505        state.output.clear_deferred_transactions();
2506
2507        let already_deleted: BTreeSet<_> = state.output.get_deleted_deferred_txn_keys().collect();
2508        let mut count = 0;
2509        let mut sample = Vec::new();
2510        let mut abandoned_keys = Vec::new();
2511        {
2512            let deferred_transactions = self
2513                .epoch_store
2514                .consensus_output_cache
2515                .deferred_transactions
2516                .lock();
2517            for (key, txns) in deferred_transactions.iter() {
2518                if already_deleted.contains(key) {
2519                    // Loaded and scheduled by this commit; not abandoned.
2520                    continue;
2521                }
2522                abandoned_keys.push(*key);
2523                count += txns.len();
2524                for tx in txns {
2525                    if sample.len() < 10 {
2526                        sample.push((*key, *tx.tx().digest()));
2527                    }
2528                }
2529            }
2530        }
2531        if abandoned_keys.is_empty() {
2532            return None;
2533        }
2534        state
2535            .output
2536            .delete_loaded_deferred_transactions(&abandoned_keys);
2537        (count > 0).then_some(AbandonedDeferredTxns { count, sample })
2538    }
2539
2540    fn gather_commit_metadata(
2541        &self,
2542        consensus_commit: &impl ConsensusCommitAPI,
2543    ) -> (u64, AuthorityIndex, u64) {
2544        let timestamp = consensus_commit.commit_timestamp_ms();
2545        let leader_author = consensus_commit.leader_author_index();
2546        let commit_sub_dag_index = consensus_commit.commit_sub_dag_index();
2547
2548        let system_time_ms = SystemTime::now()
2549            .duration_since(UNIX_EPOCH)
2550            .unwrap()
2551            .as_millis() as i64;
2552
2553        let consensus_timestamp_bias_ms = system_time_ms - (timestamp as i64);
2554        let consensus_timestamp_bias_seconds = consensus_timestamp_bias_ms as f64 / 1000.0;
2555        self.metrics
2556            .consensus_timestamp_bias
2557            .observe(consensus_timestamp_bias_seconds);
2558
2559        let epoch_start = self
2560            .epoch_store
2561            .epoch_start_config()
2562            .epoch_start_timestamp_ms();
2563        let timestamp = if timestamp < epoch_start {
2564            error!(
2565                "Unexpected commit timestamp {timestamp} less then epoch start time {epoch_start}, author {leader_author}"
2566            );
2567            epoch_start
2568        } else {
2569            timestamp
2570        };
2571
2572        (timestamp, leader_author, commit_sub_dag_index)
2573    }
2574
2575    fn create_authenticator_state_update(
2576        &self,
2577        last_committed_round: u64,
2578        commit_info: &ConsensusCommitInfo,
2579    ) -> Option<VerifiedExecutableTransactionWithAliases> {
2580        // Load all jwks that became active in the previous round, and commit them in this round.
2581        // We want to delay one round because none of the transactions in the previous round could
2582        // have been authenticated with the jwks that became active in that round.
2583        //
2584        // Because of this delay, jwks that become active in the last round of the epoch will
2585        // never be committed. That is ok, because in the new epoch, the validators should
2586        // immediately re-submit these jwks, and they can become active then.
2587        let new_jwks = self
2588            .epoch_store
2589            .get_new_jwks(last_committed_round)
2590            .expect("Unrecoverable error in consensus handler");
2591
2592        if !new_jwks.is_empty() {
2593            let authenticator_state_update_transaction = authenticator_state_update_transaction(
2594                &self.epoch_store,
2595                commit_info.round,
2596                new_jwks,
2597            );
2598            debug!(
2599                "adding AuthenticatorStateUpdate({:?}) tx: {:?}",
2600                authenticator_state_update_transaction.digest(),
2601                authenticator_state_update_transaction,
2602            );
2603
2604            Some(VerifiedExecutableTransactionWithAliases::no_aliases(
2605                authenticator_state_update_transaction,
2606            ))
2607        } else {
2608            None
2609        }
2610    }
2611
2612    // Returns the hostname of the block author at the given committee index, used as a metric
2613    // label. Falls back to "unknown" if the index is out of bounds.
2614    fn authority_hostname(&self, author: usize) -> &str {
2615        self.committee
2616            .to_authority_index(author)
2617            .map(|index| self.committee.authority(index).hostname.as_str())
2618            .unwrap_or("unknown")
2619    }
2620
2621    // Filters out rejected or deprecated transactions.
2622    // Returns FilteredConsensusOutput containing transactions and owned_object_locks.
2623    #[instrument(level = "trace", skip_all)]
2624    fn filter_consensus_txns(
2625        &mut self,
2626        initial_reconfig_state: ReconfigState,
2627        commit_info: &ConsensusCommitInfo,
2628        block_transactions: ParsedConsensusTransactions,
2629    ) -> FilteredConsensusOutput {
2630        let _scope = monitored_scope("ConsensusCommitHandler::filter_consensus_txns");
2631        let mut transactions = Vec::new();
2632        let mut owned_object_locks = HashMap::new();
2633        let mut dropped_transaction_keys = Vec::new();
2634        // Consensus transaction status updates are collected here and flushed in a
2635        // single batched write (one lock acquisition, notifications outside the lock)
2636        // at the end of the commit, rather than one write+notify per transaction.
2637        let mut status_updates: Vec<(ConsensusPosition, ConsensusTxStatus)> = Vec::new();
2638        let mut contested_transaction_digests: HashMap<TransactionDigest, ConflictInfo> =
2639            HashMap::new();
2640        // Block author for each transaction that successfully acquired owned object locks, so we
2641        // can attribute the winning side of a double-spend conflict to the authority that
2642        // sequenced it.
2643        let mut lock_holder_authors: HashMap<TransactionDigest, usize> = HashMap::new();
2644        let epoch = self.epoch_store.epoch();
2645        let mut num_finalized_user_transactions = vec![0; self.committee.size()];
2646        let mut num_rejected_user_transactions = vec![0; self.committee.size()];
2647        let mut num_dropped_user_transactions = vec![0; self.committee.size()];
2648
2649        // Prefetch the cross-commit owned-object lock state for the whole commit in one
2650        // batched read. These locks are constant for the duration of a commit (new locks
2651        // are only written at commit end), so this replaces the per-transaction
2652        // quarantine+DB lookup that try_acquire_owned_object_locks_post_consensus used to
2653        // do. Over-reading refs of transactions that are later filtered out is harmless.
2654        let existing_locks = {
2655            let mut prefetch_refs: Vec<ObjectRef> = Vec::new();
2656            for (_block, parsed_transactions) in &block_transactions {
2657                for parsed in parsed_transactions {
2658                    if let ConsensusTransactionKind::UserTransactionV2(tx_with_claims) =
2659                        &parsed.transaction.kind
2660                        && let Some(refs) = owned_object_refs_to_lock(tx_with_claims)
2661                    {
2662                        prefetch_refs.extend(refs);
2663                    }
2664                }
2665            }
2666            prefetch_refs.sort();
2667            prefetch_refs.dedup();
2668            // On a read error fall back to an empty map (treat refs as unlocked) — the
2669            // same lenient behavior the per-transaction read had.
2670            self.epoch_store
2671                .get_owned_object_locks_map(&prefetch_refs)
2672                .unwrap_or_default()
2673        };
2674
2675        for (block, parsed_transactions) in block_transactions {
2676            let author = block.author.value();
2677            let author_hostname = self.committee.authority(block.author).hostname.as_str();
2678            // TODO: consider only messages within 1~3 rounds of the leader?
2679            self.last_consensus_stats.stats.inc_num_messages(author);
2680
2681            // Set the "ping" transaction status for this block. This is necessary as there might be some ping requests waiting for the ping transaction to be certified.
2682            status_updates.push((
2683                ConsensusPosition::ping(epoch, block),
2684                ConsensusTxStatus::Finalized,
2685            ));
2686
2687            for (tx_index, parsed) in parsed_transactions.into_iter().enumerate() {
2688                let position = ConsensusPosition {
2689                    epoch,
2690                    block,
2691                    index: tx_index as TransactionIndex,
2692                };
2693
2694                // Transaction has appeared in consensus output, we can increment the submission count
2695                // for this tx for DoS protection.
2696                if let Some(tx) = parsed.transaction.kind.as_user_transaction() {
2697                    let digest = tx.digest();
2698                    if let Some((spam_weight, submitter_client_addrs)) = self
2699                        .epoch_store
2700                        .submitted_transaction_cache
2701                        .increment_submission_count(digest)
2702                    {
2703                        if let Some(ref traffic_controller) = self.traffic_controller {
2704                            debug!(
2705                                "Transaction {digest} exceeded submission limits, spam_weight: {spam_weight:?} applied to {} client addresses",
2706                                submitter_client_addrs.len()
2707                            );
2708
2709                            // Apply spam weight to all client addresses that submitted this transaction
2710                            for addr in submitter_client_addrs {
2711                                traffic_controller.tally(
2712                                    TrafficTally::new(Some(addr), None, None, spam_weight.clone())
2713                                        .with_method(
2714                                            "consensus_submission_limit_exceeded".to_string(),
2715                                        ),
2716                                );
2717                            }
2718                        } else {
2719                            warn!(
2720                                "Transaction {digest} exceeded submission limits, spam_weight: {spam_weight:?} for {} client addresses (traffic controller not configured)",
2721                                submitter_client_addrs.len()
2722                            );
2723                        }
2724                    }
2725                }
2726
2727                // Record metrics for every committed transaction, regardless of whether it was
2728                // accepted or rejected by consensus, so we measure the full committed output.
2729                let kind = classify(&parsed.transaction);
2730                let outcome = if parsed.rejected {
2731                    "rejected"
2732                } else {
2733                    "accepted"
2734                };
2735                self.metrics
2736                    .consensus_handler_processed
2737                    .with_label_values(&[kind, outcome])
2738                    .inc();
2739                self.metrics.observe_consensus_handler_transaction_size(
2740                    kind,
2741                    outcome,
2742                    parsed.serialized_len,
2743                );
2744                // Per-author breakdown is only tracked for user transactions, since that is where
2745                // rejections and author-attributable spam are meaningful. Keeping the block author
2746                // label scoped to user transactions also bounds metric cardinality.
2747                if parsed.transaction.is_user_transaction() {
2748                    self.metrics
2749                        .consensus_handler_processed_user_transactions
2750                        .with_label_values(&[outcome, author_hostname])
2751                        .inc();
2752                }
2753
2754                if parsed.rejected {
2755                    if parsed.transaction.is_user_transaction() {
2756                        status_updates.push((position, ConsensusTxStatus::Rejected));
2757                        num_rejected_user_transactions[author] += 1;
2758                    }
2759                    // Skip processing rejected transactions.
2760                    continue;
2761                }
2762
2763                if parsed.transaction.is_user_transaction() {
2764                    self.last_consensus_stats
2765                        .stats
2766                        .inc_num_user_transactions(author);
2767                }
2768
2769                if !initial_reconfig_state.should_accept_consensus_certs() {
2770                    // (Note: we no longer need to worry about the previously deferred condition, since we are only
2771                    // processing newly-received transactions at this time).
2772                    match &parsed.transaction.kind {
2773                        ConsensusTransactionKind::UserTransactionV2(_)
2774                        // deprecated and ignore later, but added for exhaustive match
2775                        | ConsensusTransactionKind::UserTransaction(_)
2776                        | ConsensusTransactionKind::CertifiedTransaction(_)
2777                        | ConsensusTransactionKind::CapabilityNotification(_)
2778                        | ConsensusTransactionKind::CapabilityNotificationV2(_)
2779                        | ConsensusTransactionKind::EndOfPublish(_)
2780                        // Note: we no longer have to check protocol_config.ignore_execution_time_observations_after_certs_closed()
2781                        | ConsensusTransactionKind::ExecutionTimeObservation(_)
2782                        | ConsensusTransactionKind::NewJWKFetched(_, _, _)
2783                        | ConsensusTransactionKind::UpdateTransactionDenyConfig(_) => {
2784                            // Deterministic drop: the reconfig state is derived from prior
2785                            // commits, so all validators ignore this transaction. Record a
2786                            // terminal status for user transactions so status waiters are
2787                            // not leaked — no consensus-processed signal will ever come for
2788                            // them, and epoch termination (the only other backstop) can
2789                            // itself stall when reconfiguration is stuck.
2790                            if parsed.transaction.is_user_transaction() {
2791                                status_updates.push((position, ConsensusTxStatus::Dropped));
2792                                num_dropped_user_transactions[author] += 1;
2793                                self.metrics
2794                                    .consensus_handler_dropped_transactions
2795                                    .with_label_values(&["end_of_epoch"])
2796                                    .inc();
2797                            }
2798                            debug!(
2799                                "Ignoring consensus transaction {:?} because of end of epoch",
2800                                parsed.transaction.key()
2801                            );
2802                            continue;
2803                        }
2804
2805                        // These are the message types that are still processed even if !should_accept_consensus_certs()
2806                        ConsensusTransactionKind::CheckpointSignature(_)
2807                        | ConsensusTransactionKind::CheckpointSignatureV2(_)
2808                        | ConsensusTransactionKind::RandomnessStateUpdate(_, _)
2809                        | ConsensusTransactionKind::RandomnessDkgMessage(_, _)
2810                        | ConsensusTransactionKind::RandomnessDkgConfirmation(_, _) => ()
2811                    }
2812                }
2813
2814                if !initial_reconfig_state.should_accept_tx() {
2815                    match &parsed.transaction.kind {
2816                        ConsensusTransactionKind::RandomnessDkgConfirmation(_, _)
2817                        | ConsensusTransactionKind::RandomnessDkgMessage(_, _) => continue,
2818                        _ => {}
2819                    }
2820                }
2821
2822                // Handle deprecated messages
2823                match &parsed.transaction.kind {
2824                    ConsensusTransactionKind::CapabilityNotification(_)
2825                    | ConsensusTransactionKind::RandomnessStateUpdate(_, _)
2826                    | ConsensusTransactionKind::CheckpointSignature(_) => {
2827                        debug_fatal!(
2828                            "BUG: saw deprecated tx {:?}for commit round {}",
2829                            parsed.transaction.key(),
2830                            commit_info.round
2831                        );
2832                        continue;
2833                    }
2834                    _ => {}
2835                }
2836
2837                if parsed.transaction.is_user_transaction() {
2838                    let author_name = self
2839                        .epoch_store
2840                        .committee()
2841                        .authority_by_index(author as u32)
2842                        .unwrap();
2843                    if self
2844                        .epoch_store
2845                        .has_received_end_of_publish_from(author_name)
2846                    {
2847                        // In some edge cases, consensus might resend previously seen certificate after EndOfPublish
2848                        // An honest validator should not send a new transaction after EndOfPublish. Whether the
2849                        // transaction is duplicate or not, we filter it out here.
2850                        // Deterministic drop (the EndOfPublish set is accumulated from
2851                        // prior commits): record a terminal status so waiters are not
2852                        // leaked, as with the certs-closed drop above.
2853                        status_updates.push((position, ConsensusTxStatus::Dropped));
2854                        num_dropped_user_transactions[author] += 1;
2855                        self.metrics
2856                            .consensus_handler_dropped_transactions
2857                            .with_label_values(&["end_of_publish"])
2858                            .inc();
2859                        warn!(
2860                            "Ignoring consensus transaction {:?} from authority {:?}, which already sent EndOfPublish message to consensus",
2861                            author_name.concise(),
2862                            parsed.transaction.key(),
2863                        );
2864                        continue;
2865                    }
2866                }
2867
2868                // Perform post-consensus owned object conflict detection. If lock acquisition
2869                // fails, the transaction has invalid/conflicting owned inputs and should be dropped.
2870                // This must happen AFTER all filtering checks above to avoid acquiring locks
2871                // for transactions that will be dropped (e.g., during epoch change).
2872                // Only applies to UserTransactionV2 - other transaction types don't need lock acquisition.
2873                if let ConsensusTransactionKind::UserTransactionV2(tx_with_claims) =
2874                    &parsed.transaction.kind
2875                {
2876                    let tx = tx_with_claims.tx();
2877                    let Some(owned_object_refs) = owned_object_refs_to_lock(tx_with_claims) else {
2878                        // Invalid input object error is deterministic across all validators.
2879                        self.metrics
2880                            .consensus_handler_dropped_transactions
2881                            .with_label_values(&["invalid_input"])
2882                            .inc();
2883                        status_updates.push((position, ConsensusTxStatus::Dropped));
2884                        num_dropped_user_transactions[author] += 1;
2885                        // Record the concrete input error as the reject reason so effects
2886                        // waiters get a terminal, non-retriable error instead of a bare
2887                        // Dropped with no reason (which clients treat as retriable).
2888                        if let Err(e) = tx.transaction_data().input_objects() {
2889                            self.epoch_store
2890                                .set_rejection_vote_reason(position, &e.into());
2891                        }
2892                        dropped_transaction_keys.push(parsed.transaction.key());
2893                        debug_fatal!("Invalid input objects for transaction {}", tx.digest());
2894                        continue;
2895                    };
2896
2897                    match self
2898                        .epoch_store
2899                        .try_acquire_owned_object_locks_post_consensus(
2900                            &owned_object_refs,
2901                            *tx.digest(),
2902                            &owned_object_locks,
2903                            &existing_locks,
2904                        ) {
2905                        Ok(new_locks) => {
2906                            owned_object_locks.extend(new_locks.into_iter());
2907                            lock_holder_authors.entry(*tx.digest()).or_insert(author);
2908                            // Lock acquisition succeeded - now set Finalized status
2909                            status_updates.push((position, ConsensusTxStatus::Finalized));
2910                            num_finalized_user_transactions[author] += 1;
2911                        }
2912                        Err(e) => {
2913                            // Flag intra-commit double-spend: if the conflict is with
2914                            // a transaction in this commit (in owned_object_locks), the
2915                            // holder should be deferred as penalty.
2916                            let gas_object_ids: HashSet<ObjectID> = tx
2917                                .transaction_data()
2918                                .gas()
2919                                .iter()
2920                                .map(|obj_ref| obj_ref.0)
2921                                .collect();
2922                            let mut is_intra_commit_conflict = false;
2923                            for obj_ref in &owned_object_refs {
2924                                if let Some(holder_digest) = owned_object_locks.get(obj_ref) {
2925                                    is_intra_commit_conflict = true;
2926                                    let info = contested_transaction_digests
2927                                        .entry(*holder_digest)
2928                                        .or_default();
2929                                    info.winner_author = lock_holder_authors
2930                                        .get(holder_digest)
2931                                        .copied()
2932                                        .unwrap_or(author);
2933                                    if gas_object_ids.contains(&obj_ref.0) {
2934                                        info.gas_object_conflicts += 1;
2935                                    } else {
2936                                        info.non_gas_object_conflicts += 1;
2937                                    }
2938                                }
2939                            }
2940                            // Attribute the losing side of the conflict to the authority that
2941                            // sequenced this dropped transaction. Counted once per loser, even
2942                            // if it conflicted on multiple objects.
2943                            if is_intra_commit_conflict {
2944                                self.metrics
2945                                    .consensus_handler_double_spend_conflicting_authority
2946                                    .with_label_values(&[self.authority_hostname(author), "loser"])
2947                                    .inc();
2948                            }
2949                            debug!("Dropping transaction {}: {}", tx.digest(), e);
2950                            self.metrics
2951                                .consensus_handler_dropped_transactions
2952                                .with_label_values(&["lock_conflict"])
2953                                .inc();
2954                            status_updates.push((position, ConsensusTxStatus::Dropped));
2955                            num_dropped_user_transactions[author] += 1;
2956                            self.epoch_store.set_rejection_vote_reason(position, &e);
2957                            dropped_transaction_keys.push(parsed.transaction.key());
2958                            continue;
2959                        }
2960                    }
2961                }
2962
2963                let transaction = SequencedConsensusTransactionKind::External(parsed.transaction);
2964                transactions.push((transaction, author as u32));
2965            }
2966        }
2967
2968        // Flush all collected status updates in one batched write. None of the logic
2969        // above reads transaction status back, so deferring visibility to here (still
2970        // before dedup/processing) is equivalent to setting each status inline.
2971        self.epoch_store.set_consensus_tx_statuses(status_updates);
2972
2973        for (i, authority) in self.committee.authorities() {
2974            let hostname = &authority.hostname;
2975            self.metrics
2976                .consensus_committed_messages
2977                .with_label_values(&[hostname])
2978                .set(self.last_consensus_stats.stats.get_num_messages(i.value()) as i64);
2979            self.metrics
2980                .consensus_committed_user_transactions
2981                .with_label_values(&[hostname])
2982                .set(
2983                    self.last_consensus_stats
2984                        .stats
2985                        .get_num_user_transactions(i.value()) as i64,
2986                );
2987            self.metrics
2988                .consensus_finalized_user_transactions
2989                .with_label_values(&[hostname])
2990                .add(num_finalized_user_transactions[i.value()] as i64);
2991            self.metrics
2992                .consensus_rejected_user_transactions
2993                .with_label_values(&[hostname])
2994                .add(num_rejected_user_transactions[i.value()] as i64);
2995            self.metrics
2996                .consensus_dropped_user_transactions
2997                .with_label_values(&[hostname])
2998                .add(num_dropped_user_transactions[i.value()] as i64);
2999        }
3000
3001        FilteredConsensusOutput {
3002            transactions,
3003            owned_object_locks,
3004            dropped_transaction_keys,
3005            contested_transaction_digests,
3006        }
3007    }
3008
3009    fn deduplicate_consensus_txns(
3010        &mut self,
3011        state: &mut CommitHandlerState,
3012        commit_info: &ConsensusCommitInfo,
3013        transactions: Vec<(SequencedConsensusTransactionKind, u32)>,
3014    ) -> Vec<VerifiedSequencedConsensusTransaction> {
3015        let _scope = monitored_scope("ConsensusCommitHandler::deduplicate_consensus_txns");
3016        let mut all_transactions = Vec::new();
3017
3018        // Track occurrence counts for each transaction key within this commit.
3019        // Also serves as the deduplication set (count > 1 means duplicate within commit).
3020        let mut occurrence_counts: HashMap<SequencedConsensusTransactionKey, u32> = HashMap::new();
3021        // Keys being seen for the first time (not duplicates from previous commits).
3022        let mut first_commit_keys: HashSet<SequencedConsensusTransactionKey> = HashSet::new();
3023
3024        for (seq, (transaction, cert_origin)) in transactions.into_iter().enumerate() {
3025            // In process_consensus_transactions_and_commit_boundary(), we will add a system consensus commit
3026            // prologue transaction, which will be the first transaction in this consensus commit batch.
3027            // Therefore, the transaction sequence number starts from 1 here.
3028            let current_tx_index = ExecutionIndices {
3029                last_committed_round: commit_info.round,
3030                sub_dag_index: commit_info.consensus_commit_ref.index.into(),
3031                transaction_index: (seq + 1) as u64,
3032            };
3033
3034            self.last_consensus_stats.index = current_tx_index;
3035
3036            let certificate_author = *self
3037                .epoch_store
3038                .committee()
3039                .authority_by_index(cert_origin)
3040                .unwrap();
3041
3042            let sequenced_transaction = SequencedConsensusTransaction {
3043                certificate_author_index: cert_origin,
3044                certificate_author,
3045                consensus_index: current_tx_index,
3046                transaction,
3047            };
3048
3049            let Some(verified_transaction) = self
3050                .epoch_store
3051                .verify_consensus_transaction(sequenced_transaction)
3052            else {
3053                continue;
3054            };
3055
3056            let key = verified_transaction.0.key();
3057
3058            if let Some(tx_digest) = key.user_transaction_digest() {
3059                self.epoch_store
3060                    .cache_recently_finalized_transaction(tx_digest);
3061            }
3062
3063            // Increment count and check if this is a duplicate within this commit.
3064            // This replaces the separate processed_set HashSet.
3065            let count = occurrence_counts.entry(key.clone()).or_insert(0);
3066            *count += 1;
3067            let in_commit = *count > 1;
3068
3069            let in_cache = self.processed_cache.put(key.clone(), ()).is_some();
3070            if in_commit || in_cache {
3071                self.metrics.skipped_consensus_txns_cache_hit.inc();
3072                continue;
3073            }
3074            if self
3075                .epoch_store
3076                .is_consensus_message_processed(&key)
3077                .expect("db error")
3078            {
3079                self.metrics.skipped_consensus_txns.inc();
3080                continue;
3081            }
3082
3083            first_commit_keys.insert(key.clone());
3084
3085            state.output.record_consensus_message_processed(key);
3086
3087            all_transactions.push(verified_transaction);
3088        }
3089
3090        for key in first_commit_keys {
3091            if let Some(&count) = occurrence_counts.get(&key)
3092                && count > 1
3093            {
3094                self.metrics
3095                    .consensus_handler_duplicate_tx_count
3096                    .observe(count as f64);
3097            }
3098        }
3099
3100        // Copy user transaction occurrence counts to state for unpaid amplification detection.
3101        assert!(
3102            state.occurrence_counts.is_empty(),
3103            "occurrence_counts should be empty before populating"
3104        );
3105        state.occurrence_counts.reserve(occurrence_counts.len());
3106        state.occurrence_counts.extend(
3107            occurrence_counts
3108                .into_iter()
3109                .filter_map(|(key, count)| key.user_transaction_digest().map(|d| (d, count))),
3110        );
3111
3112        all_transactions
3113    }
3114
3115    fn build_commit_handler_input(
3116        &self,
3117        transactions: Vec<VerifiedSequencedConsensusTransaction>,
3118    ) -> CommitHandlerInput {
3119        let _scope = monitored_scope("ConsensusCommitHandler::build_commit_handler_input");
3120        let epoch = self.epoch_store.epoch();
3121        let mut commit_handler_input = CommitHandlerInput::default();
3122
3123        for VerifiedSequencedConsensusTransaction(transaction) in transactions.into_iter() {
3124            match transaction.transaction {
3125                SequencedConsensusTransactionKind::External(consensus_transaction) => {
3126                    match consensus_transaction.kind {
3127                        // === User transactions ===
3128                        ConsensusTransactionKind::UserTransactionV2(tx) => {
3129                            // Extract the aliases claim (required) from the claims
3130                            let used_alias_versions = tx.aliases();
3131                            let inner_tx = tx.into_tx();
3132                            // Safe because transactions are certified by consensus.
3133                            let tx = VerifiedTransaction::new_unchecked(inner_tx);
3134                            // TODO(fastpath): accept position in consensus, after plumbing consensus round, authority index, and transaction index here.
3135                            let transaction =
3136                                VerifiedExecutableTransaction::new_from_consensus(tx, epoch);
3137                            if let Some(used_alias_versions) = used_alias_versions {
3138                                commit_handler_input
3139                                    .user_transactions
3140                                    .push(WithAliases::new(transaction, used_alias_versions));
3141                            } else {
3142                                commit_handler_input.user_transactions.push(
3143                                    VerifiedExecutableTransactionWithAliases::no_aliases(
3144                                        transaction,
3145                                    ),
3146                                );
3147                            }
3148                        }
3149
3150                        // === State machines ===
3151                        ConsensusTransactionKind::EndOfPublish(authority_public_key_bytes) => {
3152                            commit_handler_input
3153                                .end_of_publish_transactions
3154                                .push(authority_public_key_bytes);
3155                        }
3156                        ConsensusTransactionKind::NewJWKFetched(
3157                            authority_public_key_bytes,
3158                            jwk_id,
3159                            jwk,
3160                        ) => {
3161                            commit_handler_input.new_jwks.push((
3162                                authority_public_key_bytes,
3163                                jwk_id,
3164                                jwk,
3165                            ));
3166                        }
3167                        ConsensusTransactionKind::RandomnessDkgMessage(
3168                            authority_public_key_bytes,
3169                            items,
3170                        ) => {
3171                            commit_handler_input
3172                                .randomness_dkg_messages
3173                                .push((authority_public_key_bytes, items));
3174                        }
3175                        ConsensusTransactionKind::RandomnessDkgConfirmation(
3176                            authority_public_key_bytes,
3177                            items,
3178                        ) => {
3179                            commit_handler_input
3180                                .randomness_dkg_confirmations
3181                                .push((authority_public_key_bytes, items));
3182                        }
3183                        ConsensusTransactionKind::CapabilityNotificationV2(
3184                            authority_capabilities_v2,
3185                        ) => {
3186                            commit_handler_input
3187                                .capability_notifications
3188                                .push(authority_capabilities_v2);
3189                        }
3190                        ConsensusTransactionKind::ExecutionTimeObservation(
3191                            execution_time_observation,
3192                        ) => {
3193                            commit_handler_input
3194                                .execution_time_observations
3195                                .push(execution_time_observation);
3196                        }
3197                        ConsensusTransactionKind::CheckpointSignatureV2(
3198                            checkpoint_signature_message,
3199                        ) => {
3200                            commit_handler_input
3201                                .checkpoint_signature_messages
3202                                .push(*checkpoint_signature_message);
3203                        }
3204                        ConsensusTransactionKind::UpdateTransactionDenyConfig(msg) => {
3205                            commit_handler_input
3206                                .transaction_deny_config_updates
3207                                .push((transaction.certificate_author, *msg));
3208                        }
3209
3210                        // Deprecated messages, filtered earlier by filter_consensus_txns()
3211                        // or rejected by SuiTxValidator. Kept for exhaustiveness.
3212                        ConsensusTransactionKind::CheckpointSignature(_)
3213                        | ConsensusTransactionKind::RandomnessStateUpdate(_, _)
3214                        | ConsensusTransactionKind::CapabilityNotification(_)
3215                        | ConsensusTransactionKind::CertifiedTransaction(_)
3216                        | ConsensusTransactionKind::UserTransaction(_) => {
3217                            unreachable!("filtered earlier")
3218                        }
3219                    }
3220                }
3221                // TODO: I think we can delete this, it was only used to inject randomness state update into the tx stream.
3222                SequencedConsensusTransactionKind::System(_verified_envelope) => unreachable!(),
3223            }
3224        }
3225
3226        commit_handler_input
3227    }
3228}
3229
3230/// Sends transactions to the execution scheduler in a separate task,
3231/// to avoid blocking consensus handler.
3232pub(crate) type SchedulerMessage = (
3233    Vec<(Schedulable, AssignedVersions)>,
3234    Option<SettlementBatchInfo>,
3235);
3236
3237#[derive(Clone)]
3238pub(crate) struct ExecutionSchedulerSender {
3239    sender: monitored_mpsc::UnboundedSender<SchedulerMessage>,
3240}
3241
3242impl ExecutionSchedulerSender {
3243    fn start(
3244        settlement_scheduler: SettlementScheduler,
3245        epoch_store: Arc<AuthorityPerEpochStore>,
3246    ) -> Self {
3247        let (sender, recv) = monitored_mpsc::unbounded_channel("execution_scheduler_sender");
3248        spawn_monitored_task!(Self::run(recv, settlement_scheduler, epoch_store));
3249        Self { sender }
3250    }
3251
3252    pub(crate) fn new_for_testing(
3253        sender: monitored_mpsc::UnboundedSender<SchedulerMessage>,
3254    ) -> Self {
3255        Self { sender }
3256    }
3257
3258    fn send(
3259        &self,
3260        transactions: Vec<(Schedulable, AssignedVersions)>,
3261        settlement: Option<SettlementBatchInfo>,
3262    ) {
3263        let _ = self.sender.send((transactions, settlement));
3264    }
3265
3266    async fn run(
3267        mut recv: monitored_mpsc::UnboundedReceiver<SchedulerMessage>,
3268        settlement_scheduler: SettlementScheduler,
3269        epoch_store: Arc<AuthorityPerEpochStore>,
3270    ) {
3271        while let Some((transactions, settlement)) = recv.recv().await {
3272            let _guard = monitored_scope("ConsensusHandler::enqueue");
3273            let txns = transactions
3274                .into_iter()
3275                .map(|(txn, versions)| (txn, ExecutionEnv::new().with_assigned_versions(versions)))
3276                .collect();
3277            if let Some(settlement) = settlement {
3278                settlement_scheduler.enqueue_v2(txns, settlement, &epoch_store);
3279            } else {
3280                settlement_scheduler.enqueue(txns, &epoch_store);
3281            }
3282        }
3283    }
3284}
3285
3286/// Capacity of the channel from the deserialize worker to the commit handler. Small/bounded: lets
3287/// the worker prepare ~1 commit ahead (pipelining) while applying backpressure when the handler is
3288/// behind, instead of buffering parsed commits unboundedly.
3289const CONSENSUS_HANDLER_DESERIALIZE_CHANNEL_CAPACITY: usize = 2;
3290
3291/// Transactions BCS-deserialized out of a consensus commit, grouped by block. Produced by the
3292/// deserialize worker and consumed by the commit handler, so parsing stays off the handler's
3293/// critical path.
3294type ParsedConsensusTransactions = Vec<(BlockRef, Vec<ParsedTransaction>)>;
3295
3296/// Manages the lifetime of tasks handling the commits and transactions output by consensus.
3297pub(crate) struct MysticetiConsensusHandler {
3298    tasks: JoinSet<()>,
3299}
3300
3301impl MysticetiConsensusHandler {
3302    pub(crate) fn new(
3303        last_processed_commit_at_startup: CommitIndex,
3304        mut consensus_handler: ConsensusHandler<CheckpointService>,
3305        mut commit_receiver: UnboundedReceiver<consensus_core::CommittedSubDag>,
3306        commit_consumer_monitor: Arc<CommitConsumerMonitor>,
3307    ) -> Self {
3308        debug!(
3309            last_processed_commit_at_startup,
3310            "Starting consensus replay"
3311        );
3312        let mut tasks = JoinSet::new();
3313
3314        // Stage 1 — deserialize worker: BCS-parses each commit's transactions off the handler's
3315        // critical path, so parsing overlaps the handler processing the previous commit. The
3316        // channel is bounded (small) so the worker prepares ~1 commit ahead but applies
3317        // backpressure (rather than buffering parsed commits unboundedly) when the handler is the
3318        // bottleneck. Single-threaded; ordering is preserved (one worker, FIFO channel, one handler).
3319        let (parsed_sender, mut parsed_receiver) = monitored_mpsc::channel(
3320            "consensus_deserialized_commits",
3321            CONSENSUS_HANDLER_DESERIALIZE_CHANNEL_CAPACITY,
3322        );
3323        tasks.spawn(monitored_future!(async move {
3324            while let Some(consensus_commit) = commit_receiver.recv().await {
3325                let transactions: ParsedConsensusTransactions = {
3326                    let _scope = monitored_scope("ConsensusCommitHandler::deserialize_worker");
3327                    consensus_commit.transactions()
3328                };
3329                // The send is intentionally outside the scope above: on the bounded channel it
3330                // blocks when the handler is the bottleneck, and that idle-wait would otherwise
3331                // inflate the deserialize_worker scope (making it read as CPU work, not waiting).
3332                if parsed_sender
3333                    .send((consensus_commit, transactions))
3334                    .await
3335                    .is_err()
3336                {
3337                    break;
3338                }
3339            }
3340        }));
3341
3342        // Stage 2 — commit handler: processes pre-parsed commits in order.
3343        tasks.spawn(monitored_future!(async move {
3344            // TODO: pause when execution is overloaded, so consensus can detect the backpressure.
3345            while let Some((consensus_commit, transactions)) = parsed_receiver.recv().await {
3346                let commit_index = consensus_commit.commit_ref.index;
3347                if commit_index <= last_processed_commit_at_startup {
3348                    consensus_handler.handle_prior_consensus_commit(consensus_commit);
3349                } else {
3350                    consensus_handler
3351                        .handle_consensus_commit(consensus_commit, transactions)
3352                        .await;
3353                }
3354                commit_consumer_monitor.set_highest_handled_commit(commit_index);
3355            }
3356        }));
3357        Self { tasks }
3358    }
3359
3360    pub(crate) async fn abort(&mut self) {
3361        self.tasks.shutdown().await;
3362    }
3363}
3364
3365fn authenticator_state_update_transaction(
3366    epoch_store: &AuthorityPerEpochStore,
3367    round: u64,
3368    mut new_active_jwks: Vec<ActiveJwk>,
3369) -> VerifiedExecutableTransaction {
3370    let epoch = epoch_store.epoch();
3371    new_active_jwks.sort();
3372
3373    info!("creating authenticator state update transaction");
3374    assert!(epoch_store.authenticator_state_enabled());
3375    let transaction = VerifiedTransaction::new_authenticator_state_update(
3376        epoch,
3377        round,
3378        new_active_jwks,
3379        epoch_store
3380            .epoch_start_config()
3381            .authenticator_obj_initial_shared_version()
3382            .expect("authenticator state obj must exist"),
3383    );
3384    VerifiedExecutableTransaction::new_system(transaction, epoch)
3385}
3386
3387/// The owned (non-immutable `ImmOrOwnedMoveObject`) object refs that a
3388/// `UserTransactionV2` must lock post-consensus. Immutable objects are excluded as
3389/// they can be used concurrently. Returns `None` if the transaction's input objects
3390/// are invalid. Used both to prefetch existing locks for the whole commit and, per
3391/// transaction, to perform conflict detection — keeping the two in sync.
3392fn owned_object_refs_to_lock(
3393    tx_with_claims: &PlainTransactionWithClaims,
3394) -> Option<Vec<ObjectRef>> {
3395    let immutable_object_ids: HashSet<ObjectID> =
3396        tx_with_claims.get_immutable_objects().into_iter().collect();
3397    let input_objects = tx_with_claims
3398        .tx()
3399        .transaction_data()
3400        .input_objects()
3401        .ok()?;
3402    Some(
3403        input_objects
3404            .iter()
3405            .filter_map(|obj| match obj {
3406                InputObjectKind::ImmOrOwnedMoveObject(obj_ref)
3407                    if !immutable_object_ids.contains(&obj_ref.0) =>
3408                {
3409                    Some(*obj_ref)
3410                }
3411                _ => None,
3412            })
3413            .collect(),
3414    )
3415}
3416
3417/// Label for the `sequencing_certificate_*` metrics.
3418pub(crate) fn tx_type_label(transactions: &[ConsensusTransaction]) -> &'static str {
3419    match transactions {
3420        [transaction] => classify(transaction),
3421        _ => "soft_bundle",
3422    }
3423}
3424
3425pub(crate) fn classify(transaction: &ConsensusTransaction) -> &'static str {
3426    match &transaction.kind {
3427        // Deprecated and rejected by SuiTxValidator; never classified in practice.
3428        ConsensusTransactionKind::CertifiedTransaction(_) => "_deprecated_certificate",
3429        ConsensusTransactionKind::CheckpointSignature(_) => "checkpoint_signature",
3430        ConsensusTransactionKind::CheckpointSignatureV2(_) => "checkpoint_signature",
3431        ConsensusTransactionKind::EndOfPublish(_) => "end_of_publish",
3432        ConsensusTransactionKind::CapabilityNotification(_) => "capability_notification",
3433        ConsensusTransactionKind::CapabilityNotificationV2(_) => "capability_notification_v2",
3434        ConsensusTransactionKind::NewJWKFetched(_, _, _) => "new_jwk_fetched",
3435        ConsensusTransactionKind::RandomnessStateUpdate(_, _) => "randomness_state_update",
3436        ConsensusTransactionKind::RandomnessDkgMessage(_, _) => "randomness_dkg_message",
3437        ConsensusTransactionKind::RandomnessDkgConfirmation(_, _) => "randomness_dkg_confirmation",
3438        ConsensusTransactionKind::UserTransaction(_) => "_deprecated_user_transaction",
3439        ConsensusTransactionKind::UserTransactionV2(tx) => {
3440            if tx.tx().is_consensus_tx() {
3441                "shared_user_transaction_v2"
3442            } else {
3443                "owned_user_transaction_v2"
3444            }
3445        }
3446        ConsensusTransactionKind::ExecutionTimeObservation(_) => "execution_time_observation",
3447        ConsensusTransactionKind::UpdateTransactionDenyConfig(_) => {
3448            "update_transaction_deny_config"
3449        }
3450    }
3451}
3452
3453#[derive(Debug, Clone, Serialize, Deserialize)]
3454pub struct SequencedConsensusTransaction {
3455    pub certificate_author_index: AuthorityIndex,
3456    pub certificate_author: AuthorityName,
3457    pub consensus_index: ExecutionIndices,
3458    pub transaction: SequencedConsensusTransactionKind,
3459}
3460
3461#[derive(Debug, Clone)]
3462#[allow(clippy::large_enum_variant)]
3463pub enum SequencedConsensusTransactionKind {
3464    External(ConsensusTransaction),
3465    System(VerifiedExecutableTransaction),
3466}
3467
3468impl Serialize for SequencedConsensusTransactionKind {
3469    fn serialize<S: serde::Serializer>(&self, serializer: S) -> Result<S::Ok, S::Error> {
3470        let serializable = SerializableSequencedConsensusTransactionKind::from(self);
3471        serializable.serialize(serializer)
3472    }
3473}
3474
3475impl<'de> Deserialize<'de> for SequencedConsensusTransactionKind {
3476    fn deserialize<D: serde::Deserializer<'de>>(deserializer: D) -> Result<Self, D::Error> {
3477        let serializable =
3478            SerializableSequencedConsensusTransactionKind::deserialize(deserializer)?;
3479        Ok(serializable.into())
3480    }
3481}
3482
3483// We can't serialize SequencedConsensusTransactionKind directly because it contains a
3484// VerifiedExecutableTransaction, which is not serializable (by design). This wrapper allows us to
3485// convert to a serializable format easily.
3486#[derive(Debug, Clone, Serialize, Deserialize)]
3487#[allow(clippy::large_enum_variant)]
3488enum SerializableSequencedConsensusTransactionKind {
3489    External(ConsensusTransaction),
3490    System(TrustedExecutableTransaction),
3491}
3492
3493impl From<&SequencedConsensusTransactionKind> for SerializableSequencedConsensusTransactionKind {
3494    fn from(kind: &SequencedConsensusTransactionKind) -> Self {
3495        match kind {
3496            SequencedConsensusTransactionKind::External(ext) => {
3497                SerializableSequencedConsensusTransactionKind::External(ext.clone())
3498            }
3499            SequencedConsensusTransactionKind::System(txn) => {
3500                SerializableSequencedConsensusTransactionKind::System(txn.clone().serializable())
3501            }
3502        }
3503    }
3504}
3505
3506impl From<SerializableSequencedConsensusTransactionKind> for SequencedConsensusTransactionKind {
3507    fn from(kind: SerializableSequencedConsensusTransactionKind) -> Self {
3508        match kind {
3509            SerializableSequencedConsensusTransactionKind::External(ext) => {
3510                SequencedConsensusTransactionKind::External(ext)
3511            }
3512            SerializableSequencedConsensusTransactionKind::System(txn) => {
3513                SequencedConsensusTransactionKind::System(txn.into())
3514            }
3515        }
3516    }
3517}
3518
3519#[derive(Serialize, Deserialize, Clone, Hash, PartialEq, Eq, Debug, Ord, PartialOrd)]
3520pub enum SequencedConsensusTransactionKey {
3521    External(ConsensusTransactionKey),
3522    System(TransactionDigest),
3523}
3524
3525impl SequencedConsensusTransactionKey {
3526    pub fn user_transaction_digest(&self) -> Option<TransactionDigest> {
3527        match self {
3528            SequencedConsensusTransactionKey::External(key) => match key {
3529                ConsensusTransactionKey::Certificate(digest) => Some(*digest),
3530                _ => None,
3531            },
3532            SequencedConsensusTransactionKey::System(_) => None,
3533        }
3534    }
3535}
3536
3537impl SequencedConsensusTransactionKind {
3538    pub fn key(&self) -> SequencedConsensusTransactionKey {
3539        match self {
3540            SequencedConsensusTransactionKind::External(ext) => {
3541                SequencedConsensusTransactionKey::External(ext.key())
3542            }
3543            SequencedConsensusTransactionKind::System(txn) => {
3544                SequencedConsensusTransactionKey::System(*txn.digest())
3545            }
3546        }
3547    }
3548
3549    pub fn get_tracking_id(&self) -> u64 {
3550        match self {
3551            SequencedConsensusTransactionKind::External(ext) => ext.get_tracking_id(),
3552            SequencedConsensusTransactionKind::System(_txn) => 0,
3553        }
3554    }
3555
3556    pub fn is_executable_transaction(&self) -> bool {
3557        match self {
3558            SequencedConsensusTransactionKind::External(ext) => ext.is_user_transaction(),
3559            SequencedConsensusTransactionKind::System(_) => true,
3560        }
3561    }
3562
3563    pub fn executable_transaction_digest(&self) -> Option<TransactionDigest> {
3564        match self {
3565            SequencedConsensusTransactionKind::External(ext) => match &ext.kind {
3566                ConsensusTransactionKind::UserTransactionV2(txn) => Some(*txn.tx().digest()),
3567                _ => None,
3568            },
3569            SequencedConsensusTransactionKind::System(txn) => Some(*txn.digest()),
3570        }
3571    }
3572
3573    pub fn is_end_of_publish(&self) -> bool {
3574        match self {
3575            SequencedConsensusTransactionKind::External(ext) => {
3576                matches!(ext.kind, ConsensusTransactionKind::EndOfPublish(..))
3577            }
3578            SequencedConsensusTransactionKind::System(_) => false,
3579        }
3580    }
3581}
3582
3583impl SequencedConsensusTransaction {
3584    pub fn sender_authority(&self) -> AuthorityName {
3585        self.certificate_author
3586    }
3587
3588    pub fn key(&self) -> SequencedConsensusTransactionKey {
3589        self.transaction.key()
3590    }
3591
3592    pub fn is_end_of_publish(&self) -> bool {
3593        if let SequencedConsensusTransactionKind::External(ref transaction) = self.transaction {
3594            matches!(transaction.kind, ConsensusTransactionKind::EndOfPublish(..))
3595        } else {
3596            false
3597        }
3598    }
3599
3600    pub fn try_take_execution_time_observation(&mut self) -> Option<ExecutionTimeObservation> {
3601        if let SequencedConsensusTransactionKind::External(ConsensusTransaction {
3602            kind: ConsensusTransactionKind::ExecutionTimeObservation(observation),
3603            ..
3604        }) = &mut self.transaction
3605        {
3606            Some(std::mem::take(observation))
3607        } else {
3608            None
3609        }
3610    }
3611
3612    pub fn is_system(&self) -> bool {
3613        matches!(
3614            self.transaction,
3615            SequencedConsensusTransactionKind::System(_)
3616        )
3617    }
3618
3619    pub fn is_user_tx_with_randomness(&self, randomness_state_enabled: bool) -> bool {
3620        if !randomness_state_enabled {
3621            // If randomness is disabled, these should be processed same as a tx without randomness,
3622            // which will eventually fail when the randomness state object is not found.
3623            return false;
3624        }
3625        match &self.transaction {
3626            SequencedConsensusTransactionKind::External(ConsensusTransaction {
3627                kind: ConsensusTransactionKind::UserTransactionV2(txn),
3628                ..
3629            }) => txn.tx().transaction_data().uses_randomness(),
3630            _ => false,
3631        }
3632    }
3633
3634    pub fn as_consensus_txn(&self) -> Option<&SenderSignedData> {
3635        match &self.transaction {
3636            SequencedConsensusTransactionKind::External(ConsensusTransaction {
3637                kind: ConsensusTransactionKind::UserTransactionV2(txn),
3638                ..
3639            }) if txn.tx().is_consensus_tx() => Some(txn.tx().data()),
3640            SequencedConsensusTransactionKind::System(txn) if txn.is_consensus_tx() => {
3641                Some(txn.data())
3642            }
3643            _ => None,
3644        }
3645    }
3646}
3647
3648#[derive(Debug, Clone, Serialize, Deserialize)]
3649pub struct VerifiedSequencedConsensusTransaction(pub SequencedConsensusTransaction);
3650
3651#[cfg(test)]
3652impl VerifiedSequencedConsensusTransaction {
3653    pub fn new_test(transaction: ConsensusTransaction) -> Self {
3654        Self(SequencedConsensusTransaction::new_test(transaction))
3655    }
3656}
3657
3658impl SequencedConsensusTransaction {
3659    pub fn new_test(transaction: ConsensusTransaction) -> Self {
3660        Self {
3661            certificate_author_index: 0,
3662            certificate_author: AuthorityName::ZERO,
3663            consensus_index: Default::default(),
3664            transaction: SequencedConsensusTransactionKind::External(transaction),
3665        }
3666    }
3667}
3668
3669#[derive(Serialize, Deserialize)]
3670pub(crate) struct CommitIntervalObserver {
3671    ring_buffer: VecDeque<u64>,
3672}
3673
3674impl CommitIntervalObserver {
3675    pub fn new(window_size: u32) -> Self {
3676        Self {
3677            ring_buffer: VecDeque::with_capacity(window_size as usize),
3678        }
3679    }
3680
3681    pub fn observe_commit_time(&mut self, consensus_commit: &impl ConsensusCommitAPI) {
3682        let commit_time = consensus_commit.commit_timestamp_ms();
3683        if self.ring_buffer.len() == self.ring_buffer.capacity() {
3684            self.ring_buffer.pop_front();
3685        }
3686        self.ring_buffer.push_back(commit_time);
3687    }
3688
3689    pub fn commit_interval_estimate(&self) -> Option<Duration> {
3690        if self.ring_buffer.len() <= 1 {
3691            None
3692        } else {
3693            let first = self.ring_buffer.front().unwrap();
3694            let last = self.ring_buffer.back().unwrap();
3695            let duration = last.saturating_sub(*first);
3696            let num_commits = self.ring_buffer.len() as u64;
3697            Some(Duration::from_millis(duration.div_ceil(num_commits)))
3698        }
3699    }
3700}
3701
3702#[cfg(test)]
3703mod tests {
3704    use consensus_core::{
3705        BlockAPI, CommitDigest, CommitRef, CommittedSubDag, TestBlock, Transaction, VerifiedBlock,
3706    };
3707    use futures::pin_mut;
3708    use prometheus::Registry;
3709    use sui_protocol_config::{ConsensusTransactionOrdering, ProtocolConfig};
3710    use sui_types::{
3711        base_types::ExecutionDigests,
3712        base_types::{AuthorityName, FullObjectRef, ObjectID, SuiAddress, random_object_ref},
3713        committee::Committee,
3714        crypto::deterministic_random_account_key,
3715        gas::GasCostSummary,
3716        message_envelope::Message,
3717        messages_checkpoint::{
3718            CheckpointContents, CheckpointSignatureMessage, CheckpointSummary,
3719            SignedCheckpointSummary,
3720        },
3721        messages_consensus::ConsensusTransaction,
3722        object::Object,
3723        transaction::{
3724            CertifiedTransaction, TransactionData, TransactionDataAPI, VerifiedCertificate,
3725        },
3726    };
3727
3728    use sui_types::SUI_RANDOMNESS_STATE_OBJECT_ID;
3729    use sui_types::programmable_transaction_builder::ProgrammableTransactionBuilder;
3730    use sui_types::transaction::{ObjectArg, SharedObjectMutability};
3731
3732    use super::*;
3733    use crate::{
3734        authority::{
3735            authority_per_epoch_store::ConsensusStatsAPI,
3736            consensus_tx_status_cache::NotifyReadConsensusTxStatusResult,
3737            test_authority_builder::TestAuthorityBuilder,
3738        },
3739        checkpoints::CheckpointServiceNoop,
3740        consensus_adapter::consensus_tests::test_user_transaction,
3741        consensus_test_utils::{TestConsensusCommit, setup_consensus_handler_for_testing},
3742        post_consensus_tx_reorder::PostConsensusTxReorder,
3743    };
3744
3745    fn epoch_close_deadline_config(deadline_ms: Option<u64>) -> ProtocolConfig {
3746        let mut protocol_config = ProtocolConfig::get_for_max_version_UNSAFE();
3747        if let Some(deadline_ms) = deadline_ms {
3748            protocol_config.set_epoch_close_deadline_ms_for_testing(deadline_ms);
3749        } else {
3750            protocol_config.disable_epoch_close_deadline_ms_for_testing();
3751        }
3752        protocol_config
3753    }
3754
3755    #[tokio::test]
3756    async fn test_consensus_handler_max_transaction_size() {
3757        let metrics = AuthorityMetrics::new(&Registry::new());
3758
3759        metrics.observe_consensus_handler_transaction_size("class_a", "accepted", 100);
3760        metrics.observe_consensus_handler_transaction_size("class_a", "rejected", 80);
3761        metrics.observe_consensus_handler_transaction_size("class_b", "accepted", 50);
3762
3763        assert_eq!(
3764            metrics
3765                .consensus_handler_max_transaction_size
3766                .with_label_values(&["class_a"])
3767                .get(),
3768            100
3769        );
3770        assert_eq!(
3771            metrics
3772                .consensus_handler_max_transaction_size
3773                .with_label_values(&["class_b"])
3774                .get(),
3775            50
3776        );
3777
3778        metrics.observe_consensus_handler_transaction_size("class_a", "rejected", 120);
3779
3780        assert_eq!(
3781            metrics
3782                .consensus_handler_max_transaction_size
3783                .with_label_values(&["class_a"])
3784                .get(),
3785            120
3786        );
3787    }
3788
3789    #[tokio::test(flavor = "current_thread")]
3790    async fn test_epoch_close_deadline_preserves_pre_deadline_blocking() {
3791        let state = TestAuthorityBuilder::new()
3792            .with_protocol_config(epoch_close_deadline_config(Some(100)))
3793            .build()
3794            .await;
3795        let epoch_store = state.epoch_store_for_testing();
3796        epoch_store.insert_deferred_transactions_for_test(
3797            DeferralKey::new_for_consensus_round(u64::MAX, 1),
3798            vec![user_txn(1)],
3799        );
3800        let scheduled_end = epoch_store.next_reconfiguration_timestamp_ms();
3801        let mut setup = setup_consensus_handler_for_testing(&state).await;
3802
3803        setup
3804            .consensus_handler
3805            .handle_consensus_commit_for_test(TestConsensusCommit::empty(1, scheduled_end + 99, 1))
3806            .await;
3807
3808        let reconfig_state = epoch_store.get_reconfig_state_read_lock_guard();
3809        assert!(reconfig_state.is_reject_all_certs());
3810        assert!(!reconfig_state.is_reject_all_tx());
3811        assert_eq!(
3812            epoch_store.get_all_deferred_transactions_for_test().len(),
3813            1
3814        );
3815        assert!(
3816            epoch_store
3817                .get_pending_checkpoints(None)
3818                .unwrap()
3819                .iter()
3820                .all(|(_, checkpoint)| !checkpoint.details.last_of_epoch)
3821        );
3822        assert_eq!(
3823            setup
3824                .consensus_handler
3825                .metrics
3826                .consensus_handler_dropped_transactions
3827                .with_label_values(&["epoch_close_deadline"])
3828                .get(),
3829            0
3830        );
3831    }
3832
3833    #[tokio::test(flavor = "current_thread")]
3834    async fn test_epoch_close_deadline_none_preserves_indefinite_blocking() {
3835        let state = TestAuthorityBuilder::new()
3836            .with_protocol_config(epoch_close_deadline_config(None))
3837            .build()
3838            .await;
3839        let epoch_store = state.epoch_store_for_testing();
3840        epoch_store.insert_deferred_transactions_for_test(
3841            DeferralKey::new_for_consensus_round(u64::MAX, 1),
3842            vec![user_txn(1)],
3843        );
3844        let scheduled_end = epoch_store.next_reconfiguration_timestamp_ms();
3845        let mut setup = setup_consensus_handler_for_testing(&state).await;
3846
3847        setup
3848            .consensus_handler
3849            .handle_consensus_commit_for_test(TestConsensusCommit::empty(
3850                1,
3851                scheduled_end.saturating_add(1_000_000),
3852                1,
3853            ))
3854            .await;
3855
3856        let reconfig_state = epoch_store.get_reconfig_state_read_lock_guard();
3857        assert!(reconfig_state.is_reject_all_certs());
3858        assert!(!reconfig_state.is_reject_all_tx());
3859    }
3860
3861    #[tokio::test(flavor = "current_thread")]
3862    async fn test_epoch_close_deadline_is_inert_without_deferred_transactions() {
3863        let state = TestAuthorityBuilder::new()
3864            .with_protocol_config(epoch_close_deadline_config(Some(100)))
3865            .build()
3866            .await;
3867        let epoch_store = state.epoch_store_for_testing();
3868        let scheduled_end = epoch_store.next_reconfiguration_timestamp_ms();
3869        let mut setup = setup_consensus_handler_for_testing(&state).await;
3870
3871        // Commit timestamp is past the deadline, so deadline_reached is true — with no
3872        // deferred transactions this must close cleanly with nothing abandoned (no
3873        // debug_fatal panic, metric stays zero).
3874        setup
3875            .consensus_handler
3876            .handle_consensus_commit_for_test(TestConsensusCommit::empty(1, scheduled_end + 100, 1))
3877            .await;
3878
3879        assert!(
3880            epoch_store
3881                .get_reconfig_state_read_lock_guard()
3882                .is_reject_all_tx()
3883        );
3884        let checkpoints = epoch_store.get_pending_checkpoints(None).unwrap();
3885        assert!(checkpoints.last().unwrap().1.details.last_of_epoch);
3886        assert_eq!(
3887            setup
3888                .consensus_handler
3889                .metrics
3890                .consensus_handler_dropped_transactions
3891                .with_label_values(&["epoch_close_deadline"])
3892                .get(),
3893            0
3894        );
3895    }
3896
3897    #[tokio::test(flavor = "current_thread")]
3898    async fn test_epoch_close_deadline_counts_abandoned_transactions_and_closes_first() {
3899        let state = TestAuthorityBuilder::new()
3900            .with_protocol_config(epoch_close_deadline_config(Some(100)))
3901            .build()
3902            .await;
3903        let epoch_store = state.epoch_store_for_testing();
3904        let key = DeferralKey::new_for_consensus_round(u64::MAX, 1);
3905        epoch_store.insert_deferred_transactions_for_test(key, vec![user_txn(1), user_txn(2)]);
3906        let setup = setup_consensus_handler_for_testing(&state).await;
3907        let mut handler_state = CommitHandlerState::new(&epoch_store, 1);
3908
3909        let (reconfig_state, final_round, abandoned) = setup
3910            .consensus_handler
3911            .advance_end_of_epoch_state_machine(&mut handler_state, true);
3912
3913        assert!(reconfig_state.is_reject_all_tx());
3914        assert!(final_round);
3915        let abandoned = abandoned.expect("deferred transactions must be reported as abandoned");
3916        assert_eq!(abandoned.count, 2);
3917        assert_eq!(abandoned.sample.len(), 2);
3918        // The abandoned key must be staged for deletion so the final commit clears both the
3919        // db table and (via record_deferral_deletion) the in-memory cache.
3920        assert!(
3921            handler_state
3922                .output
3923                .get_deleted_deferred_txn_keys()
3924                .any(|deleted| deleted == key)
3925        );
3926    }
3927
3928    #[tokio::test(flavor = "current_thread")]
3929    async fn test_epoch_close_deadline_does_not_report_transactions_drained_in_commit() {
3930        let state = TestAuthorityBuilder::new()
3931            .with_protocol_config(epoch_close_deadline_config(Some(100)))
3932            .build()
3933            .await;
3934        let epoch_store = state.epoch_store_for_testing();
3935        let key = DeferralKey::new_for_consensus_round(1, 0);
3936        epoch_store.insert_deferred_transactions_for_test(key, vec![user_txn(1), user_txn(2)]);
3937        let setup = setup_consensus_handler_for_testing(&state).await;
3938        let mut handler_state = CommitHandlerState::new(&epoch_store, 1);
3939        handler_state
3940            .output
3941            .delete_loaded_deferred_transactions(&[key]);
3942
3943        let (reconfig_state, final_round, abandoned) = setup
3944            .consensus_handler
3945            .advance_end_of_epoch_state_machine(&mut handler_state, true);
3946
3947        assert!(reconfig_state.is_reject_all_tx());
3948        assert!(final_round);
3949        assert!(abandoned.is_none());
3950    }
3951
3952    // debug_fatal only panics when crash_on_debug() is true (debug_assertions, msim, or
3953    // SUI_ENABLE_DEBUG_ASSERTIONS); in a plain release build it logs and continues, so the
3954    // should_panic expectation would fail there.
3955    #[cfg(debug_assertions)]
3956    #[tokio::test(flavor = "current_thread")]
3957    #[should_panic(
3958        expected = "Epoch close deadline reached with unscheduled deferred transactions"
3959    )]
3960    async fn test_epoch_close_deadline_timestamp_jump_abandons_fresh_deferral() {
3961        use sui_protocol_config::{ExecutionTimeEstimateParams, PerObjectCongestionControlMode};
3962
3963        let execution_time_params = ExecutionTimeEstimateParams {
3964            target_utilization: 1,
3965            allowed_txn_cost_overage_burst_limit_us: 0,
3966            max_estimate_us: u64::MAX,
3967            randomness_scalar: 100,
3968            stored_observations_num_included_checkpoints: 10,
3969            stored_observations_limit: u64::MAX,
3970            stake_weighted_median_threshold: 0,
3971            default_none_duration_for_new_keys: true,
3972            observations_chunk_size: None,
3973        };
3974        let mut protocol_config = epoch_close_deadline_config(Some(100));
3975        protocol_config.set_per_object_congestion_control_mode_for_testing(
3976            PerObjectCongestionControlMode::ExecutionTimeEstimate(execution_time_params),
3977        );
3978        protocol_config.set_max_deferral_rounds_for_congestion_control_for_testing(1_000);
3979
3980        let (sender, keypair) = deterministic_random_account_key();
3981        let gas_objects: Vec<_> = (0..4)
3982            .map(|_| Object::with_id_owner_for_testing(ObjectID::random(), sender))
3983            .collect();
3984        let shared_object = Object::shared_for_testing();
3985        let mut starting_objects = gas_objects.clone();
3986        starting_objects.push(shared_object.clone());
3987        let state = TestAuthorityBuilder::new()
3988            .with_starting_objects(&starting_objects)
3989            .with_protocol_config(protocol_config)
3990            .build()
3991            .await;
3992        let mut consensus_transactions = Vec::new();
3993        for gas_object in gas_objects {
3994            let transaction = test_user_transaction(
3995                &state,
3996                sender,
3997                &keypair,
3998                gas_object,
3999                vec![shared_object.clone()],
4000            )
4001            .await;
4002            consensus_transactions.push(ConsensusTransaction::new_user_transaction_v2_message(
4003                &state.name,
4004                transaction.into(),
4005            ));
4006        }
4007        let epoch_store = state.epoch_store_for_testing();
4008        let scheduled_end = epoch_store.next_reconfiguration_timestamp_ms();
4009        let mut setup = setup_consensus_handler_for_testing(&state).await;
4010
4011        setup
4012            .consensus_handler
4013            .handle_consensus_commit_for_test(TestConsensusCommit::new(
4014                consensus_transactions,
4015                1,
4016                scheduled_end + 100,
4017                1,
4018            ))
4019            .await;
4020    }
4021
4022    #[tokio::test(flavor = "current_thread", start_paused = true)]
4023    async fn test_consensus_commit_handler() {
4024        telemetry_subscribers::init_for_testing();
4025
4026        // GIVEN
4027        // 1 account keypair
4028        let (sender, keypair) = deterministic_random_account_key();
4029        // 12 gas objects.
4030        let gas_objects: Vec<Object> = (0..12)
4031            .map(|_| Object::with_id_owner_for_testing(ObjectID::random(), sender))
4032            .collect();
4033        // 4 owned objects.
4034        let owned_objects: Vec<Object> = (0..4)
4035            .map(|_| Object::with_id_owner_for_testing(ObjectID::random(), sender))
4036            .collect();
4037        // 6 shared objects.
4038        let shared_objects: Vec<Object> = (0..6)
4039            .map(|_| Object::shared_for_testing())
4040            .collect::<Vec<_>>();
4041        let mut all_objects = gas_objects.clone();
4042        all_objects.extend(owned_objects.clone());
4043        all_objects.extend(shared_objects.clone());
4044
4045        let network_config =
4046            sui_swarm_config::network_config_builder::ConfigBuilder::new_with_temp_dir()
4047                .with_objects(all_objects.clone())
4048                .build();
4049
4050        let state = TestAuthorityBuilder::new()
4051            .with_network_config(&network_config, 0)
4052            .build()
4053            .await;
4054
4055        let epoch_store = state.epoch_store_for_testing().clone();
4056        let new_epoch_start_state = epoch_store.epoch_start_state();
4057        let consensus_committee = new_epoch_start_state.get_consensus_committee();
4058
4059        let metrics = Arc::new(AuthorityMetrics::new(&Registry::new()));
4060
4061        let throughput_calculator = ConsensusThroughputCalculator::new(None, metrics.clone());
4062
4063        let backpressure_manager = BackpressureManager::new_for_tests();
4064        let settlement_scheduler = SettlementScheduler::new(
4065            state.execution_scheduler().as_ref().clone(),
4066            state.get_transaction_cache_reader().clone(),
4067            state.metrics.clone(),
4068        );
4069        let mut consensus_handler = ConsensusHandler::new(
4070            epoch_store,
4071            Arc::new(CheckpointServiceNoop {}),
4072            settlement_scheduler,
4073            state.get_object_cache_reader().clone(),
4074            consensus_committee.clone(),
4075            metrics,
4076            Arc::new(throughput_calculator),
4077            backpressure_manager.subscribe(),
4078            state.traffic_controller.clone(),
4079            None,
4080            state.consensus_gasless_counter.clone(),
4081            state.transaction_deny_config_manager().clone(),
4082        );
4083
4084        // AND create test user transactions alternating between owned and shared input.
4085        let mut user_transactions = vec![];
4086        for (i, gas_object) in gas_objects[0..8].iter().enumerate() {
4087            let input_object = if i % 2 == 0 {
4088                owned_objects.get(i / 2).unwrap().clone()
4089            } else {
4090                shared_objects.get(i / 2).unwrap().clone()
4091            };
4092            let transaction = test_user_transaction(
4093                &state,
4094                sender,
4095                &keypair,
4096                gas_object.clone(),
4097                vec![input_object],
4098            )
4099            .await;
4100            user_transactions.push(transaction);
4101        }
4102
4103        // AND create 4 more user transactions with remaining gas objects and 2 shared objects.
4104        // Having more txns on the same shared object may get deferred.
4105        for (i, gas_object) in gas_objects[8..12].iter().enumerate() {
4106            let shared_object = if i < 2 {
4107                shared_objects[4].clone()
4108            } else {
4109                shared_objects[5].clone()
4110            };
4111            let transaction = test_user_transaction(
4112                &state,
4113                sender,
4114                &keypair,
4115                gas_object.clone(),
4116                vec![shared_object],
4117            )
4118            .await;
4119            user_transactions.push(transaction);
4120        }
4121
4122        // AND create block for each user transaction
4123        let mut blocks = Vec::new();
4124        for (i, consensus_transaction) in user_transactions
4125            .iter()
4126            .cloned()
4127            .map(|t| ConsensusTransaction::new_user_transaction_v2_message(&state.name, t.into()))
4128            .enumerate()
4129        {
4130            let transaction_bytes = bcs::to_bytes(&consensus_transaction).unwrap();
4131            let block = VerifiedBlock::new_for_test(
4132                TestBlock::new(100 + i as u32, (i % consensus_committee.size()) as u32)
4133                    .set_transactions(vec![Transaction::new(transaction_bytes)])
4134                    .build(),
4135            );
4136
4137            blocks.push(block);
4138        }
4139
4140        // AND create the consensus commit
4141        let leader_block = blocks[0].clone();
4142        let committed_sub_dag = CommittedSubDag::new(
4143            leader_block.reference(),
4144            blocks.clone(),
4145            leader_block.timestamp_ms(),
4146            CommitRef::new(10, CommitDigest::MIN),
4147        );
4148
4149        // Test that the consensus handler respects backpressure.
4150        backpressure_manager.set_backpressure(true);
4151        // Default watermarks are 0,0 which will suppress the backpressure.
4152        backpressure_manager.update_highest_certified_checkpoint(1);
4153
4154        // AND process the consensus commit once
4155        {
4156            let waiter =
4157                consensus_handler.handle_consensus_commit_for_test(committed_sub_dag.clone());
4158            pin_mut!(waiter);
4159
4160            // waiter should not complete within 5 seconds
4161            tokio::time::timeout(std::time::Duration::from_secs(5), &mut waiter)
4162                .await
4163                .unwrap_err();
4164
4165            // lift backpressure
4166            backpressure_manager.set_backpressure(false);
4167
4168            // waiter completes now.
4169            tokio::time::timeout(std::time::Duration::from_secs(100), waiter)
4170                .await
4171                .unwrap();
4172        }
4173
4174        // THEN check the consensus stats
4175        let num_blocks = blocks.len();
4176        let num_transactions = user_transactions.len();
4177        let last_consensus_stats_1 = consensus_handler.last_consensus_stats.clone();
4178        assert_eq!(
4179            last_consensus_stats_1.index.transaction_index,
4180            num_transactions as u64
4181        );
4182        assert_eq!(last_consensus_stats_1.index.sub_dag_index, 10_u64);
4183        assert_eq!(last_consensus_stats_1.index.last_committed_round, 100_u64);
4184        assert_eq!(
4185            last_consensus_stats_1.stats.get_num_messages(0),
4186            num_blocks as u64
4187        );
4188        assert_eq!(
4189            last_consensus_stats_1.stats.get_num_user_transactions(0),
4190            num_transactions as u64
4191        );
4192
4193        // THEN check for execution status of user transactions.
4194        for (i, t) in user_transactions.iter().enumerate() {
4195            let digest = t.tx().digest();
4196            if tokio::time::timeout(
4197                std::time::Duration::from_secs(10),
4198                state.notify_read_effects_for_testing("", *digest),
4199            )
4200            .await
4201            .is_ok()
4202            {
4203                // Effects exist as expected.
4204            } else {
4205                panic!("User transaction {} {} did not execute", i, digest);
4206            }
4207        }
4208
4209        // THEN check for no inflight or suspended transactions.
4210        state.execution_scheduler().check_empty_for_testing().await;
4211    }
4212
4213    #[tokio::test(flavor = "current_thread")]
4214    async fn test_dropped_owned_object_lock_conflict_is_marked_processed() {
4215        telemetry_subscribers::init_for_testing();
4216
4217        let (sender, keypair) = deterministic_random_account_key();
4218        let gas_objects: Vec<Object> = (0..2)
4219            .map(|_| Object::with_id_owner_for_testing(ObjectID::random(), sender))
4220            .collect();
4221        let owned_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4222        let mut all_objects = gas_objects.clone();
4223        all_objects.push(owned_object.clone());
4224
4225        let state = TestAuthorityBuilder::new()
4226            .with_starting_objects(&all_objects)
4227            .skip_genesis_owner_index()
4228            .build()
4229            .await;
4230        let epoch_store = state.epoch_store_for_testing();
4231        let owned_object_ref = state
4232            .get_object(&owned_object.id())
4233            .unwrap()
4234            .compute_object_reference();
4235
4236        let winner = test_user_transaction(
4237            &state,
4238            sender,
4239            &keypair,
4240            gas_objects[0].clone(),
4241            vec![owned_object.clone()],
4242        )
4243        .await;
4244        let loser = test_user_transaction(
4245            &state,
4246            sender,
4247            &keypair,
4248            gas_objects[1].clone(),
4249            vec![owned_object.clone()],
4250        )
4251        .await;
4252
4253        let winner_digest = *winner.tx().digest();
4254        let loser_digest = *loser.tx().digest();
4255        assert_ne!(winner_digest, loser_digest);
4256
4257        let winner_consensus_tx =
4258            ConsensusTransaction::new_user_transaction_v2_message(&state.name, winner.into());
4259        let loser_consensus_tx =
4260            ConsensusTransaction::new_user_transaction_v2_message(&state.name, loser.into());
4261        let winner_key = SequencedConsensusTransactionKey::External(winner_consensus_tx.key());
4262        let loser_key = SequencedConsensusTransactionKey::External(loser_consensus_tx.key());
4263
4264        let round = 100;
4265        let commit = TestConsensusCommit::new(
4266            vec![winner_consensus_tx, loser_consensus_tx],
4267            round as u64,
4268            1_000,
4269            10,
4270        );
4271        let mut setup = setup_consensus_handler_for_testing(&state).await;
4272        setup
4273            .consensus_handler
4274            .handle_consensus_commit_for_test(commit)
4275            .await;
4276        assert_eq!(
4277            setup
4278                .consensus_handler
4279                .metrics
4280                .consensus_handler_dropped_transactions
4281                .with_label_values(&["lock_conflict"])
4282                .get(),
4283            1
4284        );
4285
4286        let block = BlockRef {
4287            author: consensus_config::AuthorityIndex::ZERO,
4288            round,
4289            digest: Default::default(),
4290        };
4291        assert!(matches!(
4292            epoch_store
4293                .consensus_tx_status_cache
4294                .notify_read_transaction_status(ConsensusPosition {
4295                    epoch: epoch_store.epoch(),
4296                    block,
4297                    index: 0,
4298                })
4299                .await,
4300            NotifyReadConsensusTxStatusResult::Status(ConsensusTxStatus::Finalized)
4301        ));
4302        assert!(matches!(
4303            epoch_store
4304                .consensus_tx_status_cache
4305                .notify_read_transaction_status(ConsensusPosition {
4306                    epoch: epoch_store.epoch(),
4307                    block,
4308                    index: 1,
4309                })
4310                .await,
4311            NotifyReadConsensusTxStatusResult::Status(ConsensusTxStatus::Dropped)
4312        ));
4313
4314        let locks = epoch_store
4315            .get_owned_object_locks_map(&[owned_object_ref])
4316            .unwrap();
4317        assert_eq!(locks.get(&owned_object_ref), Some(&winner_digest));
4318        assert!(
4319            epoch_store
4320                .is_consensus_message_processed(&winner_key)
4321                .unwrap()
4322        );
4323        assert!(
4324            epoch_store
4325                .is_consensus_message_processed(&loser_key)
4326                .unwrap()
4327        );
4328        // The processed notification resolves for the dropped key as well — this is
4329        // the signal consensus adapter waiters block on.
4330        tokio::time::timeout(
4331            std::time::Duration::from_secs(5),
4332            epoch_store.consensus_messages_processed_notify(vec![loser_key]),
4333        )
4334        .await
4335        .expect("processed notification for dropped transaction should resolve")
4336        .unwrap();
4337    }
4338
4339    #[tokio::test(flavor = "current_thread")]
4340    async fn test_rejected_transaction_sets_status_and_is_not_marked_processed() {
4341        telemetry_subscribers::init_for_testing();
4342
4343        let (sender, keypair) = deterministic_random_account_key();
4344        let gas_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4345        let owned_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4346
4347        let state = TestAuthorityBuilder::new()
4348            .with_starting_objects(&[gas_object.clone(), owned_object.clone()])
4349            .skip_genesis_owner_index()
4350            .build()
4351            .await;
4352        let epoch_store = state.epoch_store_for_testing();
4353
4354        let transaction =
4355            test_user_transaction(&state, sender, &keypair, gas_object, vec![owned_object]).await;
4356        let consensus_tx =
4357            ConsensusTransaction::new_user_transaction_v2_message(&state.name, transaction.into());
4358        let key = SequencedConsensusTransactionKey::External(consensus_tx.key());
4359
4360        let round = 100;
4361        let commit = TestConsensusCommit::new(vec![consensus_tx], round as u64, 1_000, 10)
4362            .with_rejected_indices([0]);
4363        let mut setup = setup_consensus_handler_for_testing(&state).await;
4364        setup
4365            .consensus_handler
4366            .handle_consensus_commit_for_test(commit)
4367            .await;
4368
4369        // The rejected position receives a terminal Rejected status.
4370        let block = BlockRef {
4371            author: consensus_config::AuthorityIndex::ZERO,
4372            round,
4373            digest: Default::default(),
4374        };
4375        assert!(matches!(
4376            epoch_store
4377                .consensus_tx_status_cache
4378                .notify_read_transaction_status(ConsensusPosition {
4379                    epoch: epoch_store.epoch(),
4380                    block,
4381                    index: 0,
4382                })
4383                .await,
4384            NotifyReadConsensusTxStatusResult::Status(ConsensusTxStatus::Rejected)
4385        ));
4386        // Unlike dropped transactions, a rejected transaction must NOT be marked
4387        // consensus-processed: rejection is per-position, and the digest must stay
4388        // resubmittable within the epoch so a later occurrence can be finalized.
4389        assert!(!epoch_store.is_consensus_message_processed(&key).unwrap());
4390    }
4391
4392    #[tokio::test(flavor = "current_thread")]
4393    async fn test_user_transaction_ignored_at_epoch_close_sets_dropped_status() {
4394        telemetry_subscribers::init_for_testing();
4395
4396        let (sender, keypair) = deterministic_random_account_key();
4397        let gas_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4398        let owned_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4399
4400        let state = TestAuthorityBuilder::new()
4401            .with_starting_objects(&[gas_object.clone(), owned_object.clone()])
4402            .skip_genesis_owner_index()
4403            .build()
4404            .await;
4405        let epoch_store = state.epoch_store_for_testing();
4406
4407        let transaction =
4408            test_user_transaction(&state, sender, &keypair, gas_object, vec![owned_object]).await;
4409        let consensus_tx =
4410            ConsensusTransaction::new_user_transaction_v2_message(&state.name, transaction.into());
4411        let key = SequencedConsensusTransactionKey::External(consensus_tx.key());
4412
4413        // Close the epoch to the point where consensus certs are no longer accepted.
4414        {
4415            let mut guard = epoch_store.get_reconfig_state_write_lock_guard();
4416            guard.close_all_certs();
4417        }
4418
4419        let round = 100;
4420        let commit = TestConsensusCommit::new(vec![consensus_tx], round as u64, 1_000, 10);
4421        let mut setup = setup_consensus_handler_for_testing(&state).await;
4422        setup
4423            .consensus_handler
4424            .handle_consensus_commit_for_test(commit)
4425            .await;
4426
4427        // The ignored position receives a terminal Dropped status so submission and
4428        // effects waiters are not leaked until epoch termination.
4429        let block = BlockRef {
4430            author: consensus_config::AuthorityIndex::ZERO,
4431            round,
4432            digest: Default::default(),
4433        };
4434        let status = tokio::time::timeout(
4435            std::time::Duration::from_secs(5),
4436            epoch_store
4437                .consensus_tx_status_cache
4438                .notify_read_transaction_status(ConsensusPosition {
4439                    epoch: epoch_store.epoch(),
4440                    block,
4441                    index: 0,
4442                }),
4443        )
4444        .await
4445        .expect("transaction ignored at epoch close should receive a terminal status");
4446        assert!(matches!(
4447            status,
4448            NotifyReadConsensusTxStatusResult::Status(ConsensusTxStatus::Dropped)
4449        ));
4450        assert!(!epoch_store.is_consensus_message_processed(&key).unwrap());
4451        assert_eq!(
4452            setup
4453                .consensus_handler
4454                .metrics
4455                .consensus_handler_dropped_transactions
4456                .with_label_values(&["end_of_epoch"])
4457                .get(),
4458            1
4459        );
4460    }
4461
4462    #[tokio::test(flavor = "current_thread")]
4463    async fn test_user_transaction_after_end_of_publish_sets_dropped_status() {
4464        telemetry_subscribers::init_for_testing();
4465
4466        let (sender, keypair) = deterministic_random_account_key();
4467        let gas_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4468        let owned_object = Object::with_id_owner_for_testing(ObjectID::random(), sender);
4469
4470        let state = TestAuthorityBuilder::new()
4471            .with_starting_objects(&[gas_object.clone(), owned_object.clone()])
4472            .skip_genesis_owner_index()
4473            .build()
4474            .await;
4475        let epoch_store = state.epoch_store_for_testing();
4476
4477        let transaction =
4478            test_user_transaction(&state, sender, &keypair, gas_object, vec![owned_object]).await;
4479        let consensus_tx =
4480            ConsensusTransaction::new_user_transaction_v2_message(&state.name, transaction.into());
4481        let key = SequencedConsensusTransactionKey::External(consensus_tx.key());
4482
4483        // Record that this authority (the block author in TestConsensusCommit) already
4484        // sent EndOfPublish, without advancing the reconfig state, so the commit below
4485        // exercises the post-EndOfPublish author filter rather than the certs-closed one.
4486        epoch_store
4487            .end_of_publish
4488            .try_lock()
4489            .unwrap()
4490            .insert_generic(state.name, ());
4491
4492        let round = 100;
4493        let commit = TestConsensusCommit::new(vec![consensus_tx], round as u64, 1_000, 10);
4494        let mut setup = setup_consensus_handler_for_testing(&state).await;
4495        setup
4496            .consensus_handler
4497            .handle_consensus_commit_for_test(commit)
4498            .await;
4499
4500        let block = BlockRef {
4501            author: consensus_config::AuthorityIndex::ZERO,
4502            round,
4503            digest: Default::default(),
4504        };
4505        let status = tokio::time::timeout(
4506            std::time::Duration::from_secs(5),
4507            epoch_store
4508                .consensus_tx_status_cache
4509                .notify_read_transaction_status(ConsensusPosition {
4510                    epoch: epoch_store.epoch(),
4511                    block,
4512                    index: 0,
4513                }),
4514        )
4515        .await
4516        .expect("transaction ignored after EndOfPublish should receive a terminal status");
4517        assert!(matches!(
4518            status,
4519            NotifyReadConsensusTxStatusResult::Status(ConsensusTxStatus::Dropped)
4520        ));
4521        assert!(!epoch_store.is_consensus_message_processed(&key).unwrap());
4522        assert_eq!(
4523            setup
4524                .consensus_handler
4525                .metrics
4526                .consensus_handler_dropped_transactions
4527                .with_label_values(&["end_of_publish"])
4528                .get(),
4529            1
4530        );
4531    }
4532
4533    fn to_short_strings(txs: Vec<VerifiedExecutableTransactionWithAliases>) -> Vec<String> {
4534        txs.into_iter()
4535            .map(|tx| format!("transaction({})", tx.tx().transaction_data().gas_price()))
4536            .collect()
4537    }
4538
4539    #[test]
4540    fn test_order_by_gas_price() {
4541        let mut v = vec![user_txn(42), user_txn(100)];
4542        PostConsensusTxReorder::reorder(&mut v, ConsensusTransactionOrdering::ByGasPrice);
4543        assert_eq!(
4544            to_short_strings(v),
4545            vec![
4546                "transaction(100)".to_string(),
4547                "transaction(42)".to_string(),
4548            ]
4549        );
4550
4551        let mut v = vec![
4552            user_txn(1200),
4553            user_txn(12),
4554            user_txn(1000),
4555            user_txn(42),
4556            user_txn(100),
4557            user_txn(1000),
4558        ];
4559        PostConsensusTxReorder::reorder(&mut v, ConsensusTransactionOrdering::ByGasPrice);
4560        assert_eq!(
4561            to_short_strings(v),
4562            vec![
4563                "transaction(1200)".to_string(),
4564                "transaction(1000)".to_string(),
4565                "transaction(1000)".to_string(),
4566                "transaction(100)".to_string(),
4567                "transaction(42)".to_string(),
4568                "transaction(12)".to_string(),
4569            ]
4570        );
4571    }
4572
4573    #[tokio::test(flavor = "current_thread")]
4574    async fn test_checkpoint_signature_dedup() {
4575        telemetry_subscribers::init_for_testing();
4576
4577        let network_config =
4578            sui_swarm_config::network_config_builder::ConfigBuilder::new_with_temp_dir().build();
4579        let state = TestAuthorityBuilder::new()
4580            .with_network_config(&network_config, 0)
4581            .build()
4582            .await;
4583
4584        let epoch_store = state.epoch_store_for_testing().clone();
4585        let consensus_committee = epoch_store.epoch_start_state().get_consensus_committee();
4586
4587        let make_signed = || {
4588            let epoch = epoch_store.epoch();
4589            let contents =
4590                CheckpointContents::new_with_digests_only_for_tests([ExecutionDigests::random()]);
4591            let summary = CheckpointSummary::new(
4592                &ProtocolConfig::get_for_max_version_UNSAFE(),
4593                epoch,
4594                42, // sequence number
4595                10, // network_total_transactions
4596                &contents,
4597                None, // previous_digest
4598                GasCostSummary::default(),
4599                None,       // end_of_epoch_data
4600                0,          // timestamp
4601                Vec::new(), // randomness_rounds
4602                Vec::new(), // checkpoint_artifact_digests
4603            );
4604            SignedCheckpointSummary::new(epoch, summary, &*state.secret, state.name)
4605        };
4606
4607        // Prepare V2 pair: same (authority, seq), different digests => different keys
4608        let v2_s1 = make_signed();
4609        let v2_s1_clone = v2_s1.clone();
4610        let v2_digest_a = v2_s1.data().digest();
4611        let v2_a =
4612            ConsensusTransaction::new_checkpoint_signature_message_v2(CheckpointSignatureMessage {
4613                summary: v2_s1,
4614            });
4615
4616        let v2_s2 = make_signed();
4617        let v2_digest_b = v2_s2.data().digest();
4618        let v2_b =
4619            ConsensusTransaction::new_checkpoint_signature_message_v2(CheckpointSignatureMessage {
4620                summary: v2_s2,
4621            });
4622
4623        assert_ne!(v2_digest_a, v2_digest_b);
4624
4625        // Create an exact duplicate with same digest to exercise valid dedup
4626        assert_eq!(v2_s1_clone.data().digest(), v2_digest_a);
4627        let v2_dup =
4628            ConsensusTransaction::new_checkpoint_signature_message_v2(CheckpointSignatureMessage {
4629                summary: v2_s1_clone,
4630            });
4631
4632        let to_tx = |ct: &ConsensusTransaction| Transaction::new(bcs::to_bytes(ct).unwrap());
4633        let block = VerifiedBlock::new_for_test(
4634            TestBlock::new(100, 0)
4635                .set_transactions(vec![to_tx(&v2_a), to_tx(&v2_b), to_tx(&v2_dup)])
4636                .build(),
4637        );
4638        let commit = CommittedSubDag::new(
4639            block.reference(),
4640            vec![block.clone()],
4641            block.timestamp_ms(),
4642            CommitRef::new(10, CommitDigest::MIN),
4643        );
4644
4645        let metrics = Arc::new(AuthorityMetrics::new(&Registry::new()));
4646        let throughput = ConsensusThroughputCalculator::new(None, metrics.clone());
4647        let backpressure = BackpressureManager::new_for_tests();
4648        let settlement_scheduler = SettlementScheduler::new(
4649            state.execution_scheduler().as_ref().clone(),
4650            state.get_transaction_cache_reader().clone(),
4651            state.metrics.clone(),
4652        );
4653        let mut handler = ConsensusHandler::new(
4654            epoch_store.clone(),
4655            Arc::new(CheckpointServiceNoop {}),
4656            settlement_scheduler,
4657            state.get_object_cache_reader().clone(),
4658            consensus_committee.clone(),
4659            metrics,
4660            Arc::new(throughput),
4661            backpressure.subscribe(),
4662            state.traffic_controller.clone(),
4663            None,
4664            state.consensus_gasless_counter.clone(),
4665            state.transaction_deny_config_manager().clone(),
4666        );
4667
4668        handler.handle_consensus_commit_for_test(commit).await;
4669
4670        use crate::consensus_handler::SequencedConsensusTransactionKey as SK;
4671        use sui_types::messages_consensus::ConsensusTransactionKey as CK;
4672
4673        // V2 distinct digests: both must be processed. If these were collapsed to one CheckpointSeq num, only one would process.
4674        let v2_key_a = SK::External(CK::CheckpointSignatureV2(state.name, 42, v2_digest_a));
4675        let v2_key_b = SK::External(CK::CheckpointSignatureV2(state.name, 42, v2_digest_b));
4676        assert!(
4677            epoch_store
4678                .is_consensus_message_processed(&v2_key_a)
4679                .unwrap()
4680        );
4681        assert!(
4682            epoch_store
4683                .is_consensus_message_processed(&v2_key_b)
4684                .unwrap()
4685        );
4686    }
4687
4688    #[tokio::test(flavor = "current_thread")]
4689    async fn test_verify_consensus_transaction_filters_mismatched_authorities() {
4690        telemetry_subscribers::init_for_testing();
4691
4692        let network_config =
4693            sui_swarm_config::network_config_builder::ConfigBuilder::new_with_temp_dir().build();
4694        let state = TestAuthorityBuilder::new()
4695            .with_network_config(&network_config, 0)
4696            .build()
4697            .await;
4698
4699        let epoch_store = state.epoch_store_for_testing().clone();
4700        let consensus_committee = epoch_store.epoch_start_state().get_consensus_committee();
4701
4702        // Create a different authority than our test authority
4703        use fastcrypto::traits::KeyPair;
4704        let (_, wrong_keypair) = sui_types::crypto::get_authority_key_pair();
4705        let wrong_authority: AuthorityName = wrong_keypair.public().into();
4706
4707        // Create EndOfPublish transaction with mismatched authority
4708        let mismatched_eop = ConsensusTransaction::new_end_of_publish(wrong_authority);
4709
4710        // Create valid EndOfPublish transaction with correct authority
4711        let valid_eop = ConsensusTransaction::new_end_of_publish(state.name);
4712
4713        // Create CheckpointSignature with mismatched authority
4714        let epoch = epoch_store.epoch();
4715        let contents =
4716            CheckpointContents::new_with_digests_only_for_tests([ExecutionDigests::random()]);
4717        let summary = CheckpointSummary::new(
4718            &ProtocolConfig::get_for_max_version_UNSAFE(),
4719            epoch,
4720            42, // sequence number
4721            10, // network_total_transactions
4722            &contents,
4723            None, // previous_digest
4724            GasCostSummary::default(),
4725            None,       // end_of_epoch_data
4726            0,          // timestamp
4727            Vec::new(), // randomness_rounds
4728            Vec::new(), // checkpoint commitments
4729        );
4730
4731        // Create a signed checkpoint with the wrong authority
4732        let mismatched_checkpoint_signed =
4733            SignedCheckpointSummary::new(epoch, summary.clone(), &wrong_keypair, wrong_authority);
4734        let mismatched_checkpoint_digest = mismatched_checkpoint_signed.data().digest();
4735        let mismatched_checkpoint =
4736            ConsensusTransaction::new_checkpoint_signature_message_v2(CheckpointSignatureMessage {
4737                summary: mismatched_checkpoint_signed,
4738            });
4739
4740        // Create a valid checkpoint signature with correct authority
4741        let valid_checkpoint_signed =
4742            SignedCheckpointSummary::new(epoch, summary, &*state.secret, state.name);
4743        let valid_checkpoint_digest = valid_checkpoint_signed.data().digest();
4744        let valid_checkpoint =
4745            ConsensusTransaction::new_checkpoint_signature_message_v2(CheckpointSignatureMessage {
4746                summary: valid_checkpoint_signed,
4747            });
4748
4749        let to_tx = |ct: &ConsensusTransaction| Transaction::new(bcs::to_bytes(ct).unwrap());
4750
4751        // Create a block with both valid and invalid transactions
4752        let block = VerifiedBlock::new_for_test(
4753            TestBlock::new(100, 0)
4754                .set_transactions(vec![
4755                    to_tx(&mismatched_eop),
4756                    to_tx(&valid_eop),
4757                    to_tx(&mismatched_checkpoint),
4758                    to_tx(&valid_checkpoint),
4759                ])
4760                .build(),
4761        );
4762        let commit = CommittedSubDag::new(
4763            block.reference(),
4764            vec![block.clone()],
4765            block.timestamp_ms(),
4766            CommitRef::new(10, CommitDigest::MIN),
4767        );
4768
4769        let metrics = Arc::new(AuthorityMetrics::new(&Registry::new()));
4770        let throughput = ConsensusThroughputCalculator::new(None, metrics.clone());
4771        let backpressure = BackpressureManager::new_for_tests();
4772        let settlement_scheduler = SettlementScheduler::new(
4773            state.execution_scheduler().as_ref().clone(),
4774            state.get_transaction_cache_reader().clone(),
4775            state.metrics.clone(),
4776        );
4777        let mut handler = ConsensusHandler::new(
4778            epoch_store.clone(),
4779            Arc::new(CheckpointServiceNoop {}),
4780            settlement_scheduler,
4781            state.get_object_cache_reader().clone(),
4782            consensus_committee.clone(),
4783            metrics,
4784            Arc::new(throughput),
4785            backpressure.subscribe(),
4786            state.traffic_controller.clone(),
4787            None,
4788            state.consensus_gasless_counter.clone(),
4789            state.transaction_deny_config_manager().clone(),
4790        );
4791
4792        handler.handle_consensus_commit_for_test(commit).await;
4793
4794        use crate::consensus_handler::SequencedConsensusTransactionKey as SK;
4795        use sui_types::messages_consensus::ConsensusTransactionKey as CK;
4796
4797        // Check that valid transactions were processed
4798        let valid_eop_key = SK::External(CK::EndOfPublish(state.name));
4799        assert!(
4800            epoch_store
4801                .is_consensus_message_processed(&valid_eop_key)
4802                .unwrap(),
4803            "Valid EndOfPublish should have been processed"
4804        );
4805
4806        let valid_checkpoint_key = SK::External(CK::CheckpointSignatureV2(
4807            state.name,
4808            42,
4809            valid_checkpoint_digest,
4810        ));
4811        assert!(
4812            epoch_store
4813                .is_consensus_message_processed(&valid_checkpoint_key)
4814                .unwrap(),
4815            "Valid CheckpointSignature should have been processed"
4816        );
4817
4818        // Check that mismatched authority transactions were NOT processed (filtered out by verify_consensus_transaction)
4819        let mismatched_eop_key = SK::External(CK::EndOfPublish(wrong_authority));
4820        assert!(
4821            !epoch_store
4822                .is_consensus_message_processed(&mismatched_eop_key)
4823                .unwrap(),
4824            "Mismatched EndOfPublish should NOT have been processed (filtered by verify_consensus_transaction)"
4825        );
4826
4827        let mismatched_checkpoint_key = SK::External(CK::CheckpointSignatureV2(
4828            wrong_authority,
4829            42,
4830            mismatched_checkpoint_digest,
4831        ));
4832        assert!(
4833            !epoch_store
4834                .is_consensus_message_processed(&mismatched_checkpoint_key)
4835                .unwrap(),
4836            "Mismatched CheckpointSignature should NOT have been processed (filtered by verify_consensus_transaction)"
4837        );
4838    }
4839
4840    /// Committed deny-config updates are applied by the commit handler even though the
4841    /// live path already applies them at block verification: a validator that is
4842    /// catching up can process commits without verifying every block. Updates are
4843    /// attributed to the consensus block author, so spoofed authority claims are
4844    /// still dropped.
4845    #[tokio::test(flavor = "current_thread")]
4846    async fn test_deny_config_updates_applied_at_commit() {
4847        telemetry_subscribers::init_for_testing();
4848
4849        let _guard = ProtocolConfig::apply_overrides_for_testing(|_, mut c| {
4850            c.set_share_transaction_deny_config_in_consensus_for_testing(true);
4851            c
4852        });
4853
4854        // A single-validator committee, so block author index 0 maps to `state.name`.
4855        let network_config =
4856            sui_swarm_config::network_config_builder::ConfigBuilder::new_with_temp_dir()
4857                .committee_size(std::num::NonZeroUsize::new(1).unwrap())
4858                .build();
4859        let state = TestAuthorityBuilder::new()
4860            .with_network_config(&network_config, 0)
4861            .build()
4862            .await;
4863        let epoch_store = state.epoch_store_for_testing().clone();
4864        let consensus_committee = epoch_store.epoch_start_state().get_consensus_committee();
4865        let manager = state.transaction_deny_config_manager().clone();
4866
4867        let now_ms = crate::authority::AuthorityState::unixtime_now_ms();
4868        let make_update = |authority, generation| {
4869            ConsensusTransaction::new_update_transaction_deny_config(
4870                SharedTransactionDenyConfig::V1(
4871                    sui_types::messages_consensus::SharedTransactionDenyConfigV1 {
4872                        authority,
4873                        generation,
4874                        rules: Some(sui_types::transaction_deny_rules::TransactionDenyRules {
4875                            package_publish_disabled: true,
4876                            ..Default::default()
4877                        }),
4878                    },
4879                ),
4880            )
4881        };
4882
4883        let spoofed = make_update(AuthorityName::ZERO, now_ms + 1);
4884        let sane = make_update(state.name, now_ms);
4885
4886        let to_tx = |ct: &ConsensusTransaction| Transaction::new(bcs::to_bytes(ct).unwrap());
4887        let block = VerifiedBlock::new_for_test(
4888            TestBlock::new(100, 0)
4889                .set_transactions(vec![to_tx(&spoofed), to_tx(&sane)])
4890                .build(),
4891        );
4892        let commit = CommittedSubDag::new(
4893            block.reference(),
4894            vec![block.clone()],
4895            block.timestamp_ms(),
4896            CommitRef::new(10, CommitDigest::MIN),
4897        );
4898
4899        let metrics = Arc::new(AuthorityMetrics::new(&Registry::new()));
4900        let throughput = ConsensusThroughputCalculator::new(None, metrics.clone());
4901        let backpressure = BackpressureManager::new_for_tests();
4902        let settlement_scheduler = SettlementScheduler::new(
4903            state.execution_scheduler().as_ref().clone(),
4904            state.get_transaction_cache_reader().clone(),
4905            state.metrics.clone(),
4906        );
4907        let mut handler = ConsensusHandler::new(
4908            epoch_store.clone(),
4909            Arc::new(CheckpointServiceNoop {}),
4910            settlement_scheduler,
4911            state.get_object_cache_reader().clone(),
4912            consensus_committee.clone(),
4913            metrics,
4914            Arc::new(throughput),
4915            backpressure.subscribe(),
4916            state.traffic_controller.clone(),
4917            None,
4918            state.consensus_gasless_counter.clone(),
4919            state.transaction_deny_config_manager().clone(),
4920        );
4921
4922        handler.handle_consensus_commit_for_test(commit).await;
4923
4924        let snapshot = manager.peer_configs_snapshot();
4925        assert_eq!(
4926            snapshot.get(&state.name).map(|msg| msg.generation()),
4927            Some(now_ms),
4928            "committed update from the block author should be applied at commit time"
4929        );
4930        assert!(
4931            !snapshot.contains_key(&AuthorityName::ZERO),
4932            "spoofed authority claim should be dropped"
4933        );
4934    }
4935
4936    /// A transaction whose shared inputs include the randomness state object, so
4937    /// `uses_randomness()` is true. Gas is random, so every call yields a new digest.
4938    fn randomness_user_txn() -> VerifiedExecutableTransactionWithAliases {
4939        let (committee, keypairs) = Committee::new_simple_test_committee();
4940        let (sender, sender_keypair) = deterministic_random_account_key();
4941        let mut builder = ProgrammableTransactionBuilder::new();
4942        builder
4943            .obj(ObjectArg::SharedObject {
4944                id: SUI_RANDOMNESS_STATE_OBJECT_ID,
4945                initial_shared_version: 1.into(),
4946                mutability: SharedObjectMutability::Immutable,
4947            })
4948            .unwrap();
4949        let tx = sui_types::transaction::Transaction::from_data_and_signer(
4950            TransactionData::new_programmable(
4951                sender,
4952                vec![random_object_ref()],
4953                builder.finish(),
4954                1_000_000,
4955                1_000,
4956            ),
4957            vec![&sender_keypair],
4958        );
4959        let tx = VerifiedExecutableTransaction::new_from_certificate(
4960            VerifiedCertificate::new_unchecked(
4961                CertifiedTransaction::new_from_keypairs_for_testing(
4962                    tx.into_data(),
4963                    &keypairs,
4964                    &committee,
4965                ),
4966            ),
4967        );
4968        VerifiedExecutableTransactionWithAliases::no_aliases(tx)
4969    }
4970
4971    /// Seeds the deferral-key collision: a randomness-using transaction deferred at
4972    /// round 1 by a check that precedes the randomness check (owned-object double spend)
4973    /// carries ConsensusRound{2, 1}. The test authority's DKG never completes, so no
4974    /// commit generates randomness: reloaded at round 2, that transaction re-defers to
4975    /// Randomness{1} - the key still holding round 1's fresh randomness deferrals.
4976    /// Returns the digests of (parked randomness deferral, re-deferring transaction).
4977    fn seed_deferral_key_collision(
4978        epoch_store: &AuthorityPerEpochStore,
4979    ) -> (TransactionDigest, TransactionDigest) {
4980        let parked = randomness_user_txn();
4981        let redeferred = randomness_user_txn();
4982        let parked_digest = *parked.tx().digest();
4983        let redeferred_digest = *redeferred.tx().digest();
4984        // Round 1, no randomness generated: fresh randomness-using transactions were
4985        // deferred under Randomness{1}...
4986        epoch_store.insert_deferred_transactions_for_test(
4987            DeferralKey::new_for_randomness(1),
4988            vec![parked],
4989        );
4990        // ...while another randomness-using transaction won a contested owned-object
4991        // lock in that commit and was double-spend-deferred under ConsensusRound{2, 1}.
4992        epoch_store.insert_deferred_transactions_for_test(
4993            DeferralKey::new_for_consensus_round(2, 1),
4994            vec![redeferred],
4995        );
4996        (parked_digest, redeferred_digest)
4997    }
4998
4999    /// With merge_colliding_deferrals enabled (current protocol version), the round 2
5000    /// re-deferral merges into Randomness{1} instead of displacing its transactions.
5001    #[tokio::test(flavor = "current_thread")]
5002    async fn test_deferral_key_collision_merges_entries() {
5003        let state = TestAuthorityBuilder::new().build().await;
5004        let epoch_store = state.epoch_store_for_testing();
5005        let (parked_digest, redeferred_digest) = seed_deferral_key_collision(&epoch_store);
5006
5007        let mid_epoch = epoch_store
5008            .next_reconfiguration_timestamp_ms()
5009            .saturating_sub(10_000);
5010        let mut setup = setup_consensus_handler_for_testing(&state).await;
5011        setup
5012            .consensus_handler
5013            .handle_consensus_commit_for_test(TestConsensusCommit::empty(2, mid_epoch, 1))
5014            .await;
5015
5016        let deferred = epoch_store.get_all_deferred_transactions_for_test();
5017        assert_eq!(deferred.len(), 1);
5018        let (key, txns) = &deferred[0];
5019        assert_eq!(*key, DeferralKey::new_for_randomness(1));
5020        let digests: Vec<_> = txns.iter().map(|t| *t.tx().digest()).collect();
5021        // Previously parked transactions keep their position ahead of the re-deferral.
5022        assert_eq!(digests, vec![parked_digest, redeferred_digest]);
5023    }
5024
5025    /// With merge_colliding_deferrals disabled, the last-writer-wins insert of older
5026    /// protocol versions is preserved and the collision sensor flags the displaced
5027    /// transactions (debug_fatal panics under test configuration).
5028    #[tokio::test(flavor = "current_thread")]
5029    #[should_panic(expected = "Deferral key collision displaced finalized transactions")]
5030    async fn test_deferral_key_collision_displaces_randomness_deferrals() {
5031        let mut protocol_config = ProtocolConfig::get_for_max_version_UNSAFE();
5032        protocol_config.set_merge_colliding_deferrals_for_testing(false);
5033        let state = TestAuthorityBuilder::new()
5034            .with_protocol_config(protocol_config)
5035            .build()
5036            .await;
5037        let epoch_store = state.epoch_store_for_testing();
5038        seed_deferral_key_collision(&epoch_store);
5039
5040        let mid_epoch = epoch_store
5041            .next_reconfiguration_timestamp_ms()
5042            .saturating_sub(10_000);
5043        let mut setup = setup_consensus_handler_for_testing(&state).await;
5044        setup
5045            .consensus_handler
5046            .handle_consensus_commit_for_test(TestConsensusCommit::empty(2, mid_epoch, 1))
5047            .await;
5048    }
5049
5050    fn user_txn(gas_price: u64) -> VerifiedExecutableTransactionWithAliases {
5051        let (committee, keypairs) = Committee::new_simple_test_committee();
5052        let (sender, sender_keypair) = deterministic_random_account_key();
5053        let tx = sui_types::transaction::Transaction::from_data_and_signer(
5054            TransactionData::new_transfer(
5055                SuiAddress::default(),
5056                FullObjectRef::from_fastpath_ref(random_object_ref()),
5057                sender,
5058                random_object_ref(),
5059                1000 * gas_price,
5060                gas_price,
5061            ),
5062            vec![&sender_keypair],
5063        );
5064        let tx = VerifiedExecutableTransaction::new_from_certificate(
5065            VerifiedCertificate::new_unchecked(
5066                CertifiedTransaction::new_from_keypairs_for_testing(
5067                    tx.into_data(),
5068                    &keypairs,
5069                    &committee,
5070                ),
5071            ),
5072        );
5073        VerifiedExecutableTransactionWithAliases::no_aliases(tx)
5074    }
5075
5076    mod checkpoint_queue_tests {
5077        use super::*;
5078        use consensus_core::CommitRef;
5079        use sui_types::digests::Digest;
5080
5081        fn make_chunk(tx_count: usize, height: u64) -> Chunk {
5082            Chunk {
5083                schedulables: (0..tx_count)
5084                    .map(|_| Schedulable::Transaction(user_txn(1000).into_tx()))
5085                    .collect(),
5086                settlement: None,
5087                height,
5088            }
5089        }
5090
5091        fn make_commit_ref(index: u32) -> CommitRef {
5092            CommitRef {
5093                index,
5094                digest: CommitDigest::MIN,
5095            }
5096        }
5097
5098        fn default_versions() -> HashMap<TransactionKey, AssignedVersions> {
5099            HashMap::new()
5100        }
5101
5102        #[test]
5103        fn test_flush_all_checkpoint_roots() {
5104            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, 1000, 0);
5105            let versions = default_versions();
5106
5107            queue.push_chunk(
5108                make_chunk(5, 1),
5109                &versions,
5110                1000,
5111                make_commit_ref(1),
5112                Digest::default(),
5113            );
5114            queue.push_chunk(
5115                make_chunk(3, 2),
5116                &versions,
5117                1000,
5118                make_commit_ref(1),
5119                Digest::default(),
5120            );
5121
5122            let pending = queue.flush(1000, true);
5123
5124            assert!(pending.is_some());
5125            assert!(queue.pending_roots.is_empty());
5126        }
5127
5128        #[test]
5129        fn test_flush_respects_min_checkpoint_interval() {
5130            let min_interval = 200;
5131            let mut queue = CheckpointQueue::new_for_testing(1000, 0, 0, 1000, min_interval);
5132            let versions = default_versions();
5133
5134            queue.push_chunk(
5135                make_chunk(5, 1),
5136                &versions,
5137                1000,
5138                make_commit_ref(1),
5139                Digest::default(),
5140            );
5141
5142            let pending = queue.flush(1000 + min_interval - 1, false);
5143            assert!(pending.is_none());
5144            assert_eq!(queue.pending_roots.len(), 1);
5145
5146            let pending = queue.flush(1000 + min_interval, false);
5147            assert!(pending.is_some());
5148            assert!(queue.pending_roots.is_empty());
5149        }
5150
5151        #[test]
5152        fn test_push_chunk_flushes_when_exceeds_max() {
5153            let max_tx = 10;
5154            let mut queue = CheckpointQueue::new_for_testing(1000, 0, 0, max_tx, 0);
5155            let versions = default_versions();
5156
5157            queue.push_chunk(
5158                make_chunk(max_tx / 2 + 1, 1),
5159                &versions,
5160                1000,
5161                make_commit_ref(1),
5162                Digest::default(),
5163            );
5164
5165            let flushed = queue.push_chunk(
5166                make_chunk(max_tx / 2 + 1, 2),
5167                &versions,
5168                1000,
5169                make_commit_ref(2),
5170                Digest::default(),
5171            );
5172
5173            assert_eq!(flushed.len(), 1);
5174            assert_eq!(queue.pending_roots.len(), 1);
5175        }
5176
5177        #[test]
5178        fn test_multiple_chunks_merged_into_one_checkpoint() {
5179            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, 1000, 200);
5180            let versions = default_versions();
5181
5182            queue.push_chunk(
5183                make_chunk(10, 1),
5184                &versions,
5185                1000,
5186                make_commit_ref(1),
5187                Digest::default(),
5188            );
5189            queue.push_chunk(
5190                make_chunk(10, 2),
5191                &versions,
5192                1000,
5193                make_commit_ref(2),
5194                Digest::default(),
5195            );
5196            queue.push_chunk(
5197                make_chunk(10, 3),
5198                &versions,
5199                1000,
5200                make_commit_ref(3),
5201                Digest::default(),
5202            );
5203
5204            let pending = queue.flush(1000, true).unwrap();
5205
5206            assert_eq!(pending.roots.len(), 3);
5207        }
5208
5209        #[test]
5210        fn test_push_chunk_handles_overflow() {
5211            let max_tx = 10;
5212            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, max_tx, 0);
5213            let versions = default_versions();
5214
5215            let flushed1 = queue.push_chunk(
5216                make_chunk(max_tx / 2, 1),
5217                &versions,
5218                1000,
5219                make_commit_ref(1),
5220                Digest::default(),
5221            );
5222            assert!(flushed1.is_empty());
5223
5224            let flushed2 = queue.push_chunk(
5225                make_chunk(max_tx / 2, 2),
5226                &versions,
5227                1000,
5228                make_commit_ref(2),
5229                Digest::default(),
5230            );
5231            assert!(flushed2.is_empty());
5232
5233            let flushed3 = queue.push_chunk(
5234                make_chunk(max_tx / 2, 3),
5235                &versions,
5236                1000,
5237                make_commit_ref(3),
5238                Digest::default(),
5239            );
5240            assert_eq!(flushed3.len(), 1);
5241
5242            let pending = queue.flush(1000, true);
5243
5244            for p in pending.iter().chain(flushed3.iter()) {
5245                let tx_count: usize = p.roots.iter().map(|r| r.tx_roots.len()).sum();
5246                assert!(tx_count <= max_tx);
5247            }
5248        }
5249
5250        #[test]
5251        fn test_checkpoint_uses_last_chunk_height() {
5252            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, 1000, 0);
5253            let versions = default_versions();
5254
5255            queue.push_chunk(
5256                make_chunk(10, 100),
5257                &versions,
5258                1000,
5259                make_commit_ref(1),
5260                Digest::default(),
5261            );
5262            queue.push_chunk(
5263                make_chunk(10, 200),
5264                &versions,
5265                1000,
5266                make_commit_ref(2),
5267                Digest::default(),
5268            );
5269
5270            let pending = queue.flush(1000, true).unwrap();
5271
5272            assert_eq!(pending.details.checkpoint_height, 200);
5273        }
5274
5275        #[test]
5276        fn test_last_built_timestamp_updated_on_flush() {
5277            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, 1000, 0);
5278            let versions = default_versions();
5279
5280            queue.push_chunk(
5281                make_chunk(10, 1),
5282                &versions,
5283                5000,
5284                make_commit_ref(1),
5285                Digest::default(),
5286            );
5287
5288            assert_eq!(queue.last_built_timestamp, 0);
5289
5290            let _ = queue.flush(5000, true);
5291
5292            assert_eq!(queue.last_built_timestamp, 5000);
5293        }
5294
5295        #[test]
5296        fn test_settlement_info_sent_through_channel() {
5297            let mut queue = CheckpointQueue::new_for_testing(0, 0, 5, 1000, 0);
5298            let versions = default_versions();
5299
5300            let chunk1 = Chunk {
5301                schedulables: vec![
5302                    Schedulable::ConsensusCommitPrologue(0, 1, 0),
5303                    Schedulable::ConsensusCommitPrologue(0, 2, 0),
5304                    Schedulable::ConsensusCommitPrologue(0, 3, 0),
5305                ],
5306                settlement: Some(Schedulable::AccumulatorSettlement(1, 1)),
5307                height: 1,
5308            };
5309
5310            let chunk2 = Chunk {
5311                schedulables: vec![
5312                    Schedulable::ConsensusCommitPrologue(0, 4, 0),
5313                    Schedulable::ConsensusCommitPrologue(0, 5, 0),
5314                ],
5315                settlement: Some(Schedulable::AccumulatorSettlement(1, 2)),
5316                height: 2,
5317            };
5318
5319            queue.push_chunk(
5320                chunk1,
5321                &versions,
5322                1000,
5323                make_commit_ref(1),
5324                Digest::default(),
5325            );
5326            queue.push_chunk(
5327                chunk2,
5328                &versions,
5329                1000,
5330                make_commit_ref(1),
5331                Digest::default(),
5332            );
5333        }
5334
5335        #[test]
5336        fn test_settlement_checkpoint_seq_correct_after_flush() {
5337            let max_tx = 10;
5338            let initial_seq = 5;
5339            let (sender, mut receiver) = monitored_mpsc::unbounded_channel("test_settlement_seq");
5340            let mut queue =
5341                CheckpointQueue::new_for_testing_with_sender(0, 0, initial_seq, max_tx, 0, sender);
5342            let versions = default_versions();
5343
5344            // Push a chunk that partially fills the queue (no flush).
5345            let chunk1 = Chunk {
5346                schedulables: (0..max_tx / 2 + 1)
5347                    .map(|_| Schedulable::Transaction(user_txn(1000).into_tx()))
5348                    .collect(),
5349                settlement: Some(Schedulable::AccumulatorSettlement(1, 1)),
5350                height: 1,
5351            };
5352            queue.push_chunk(
5353                chunk1,
5354                &versions,
5355                1000,
5356                make_commit_ref(1),
5357                Digest::default(),
5358            );
5359
5360            // Drain the first message from the channel.
5361            let msg1 = receiver.try_recv().unwrap();
5362            let settlement1 = msg1.1.unwrap();
5363            assert_eq!(settlement1.checkpoint_seq, initial_seq);
5364
5365            // Push a second chunk that triggers a flush of chunk1's roots.
5366            let chunk2 = Chunk {
5367                schedulables: (0..max_tx / 2 + 1)
5368                    .map(|_| Schedulable::Transaction(user_txn(1000).into_tx()))
5369                    .collect(),
5370                settlement: Some(Schedulable::AccumulatorSettlement(1, 2)),
5371                height: 2,
5372            };
5373            let flushed = queue.push_chunk(
5374                chunk2,
5375                &versions,
5376                1000,
5377                make_commit_ref(2),
5378                Digest::default(),
5379            );
5380            assert_eq!(flushed.len(), 1);
5381            assert_eq!(flushed[0].details.checkpoint_seq, initial_seq);
5382
5383            // The second settlement must have checkpoint_seq = initial_seq + 1,
5384            // because the flush incremented current_checkpoint_seq.
5385            let msg2 = receiver.try_recv().unwrap();
5386            let settlement2 = msg2.1.unwrap();
5387            assert_eq!(settlement2.checkpoint_seq, initial_seq + 1);
5388
5389            // Flush the remaining roots and verify the PendingCheckpoint's seq
5390            // matches the settlement's seq.
5391            let pending = queue.flush_forced().unwrap();
5392            assert_eq!(pending.details.checkpoint_seq, settlement2.checkpoint_seq);
5393        }
5394
5395        #[test]
5396        fn test_checkpoint_seq_increments_on_flush() {
5397            let mut queue = CheckpointQueue::new_for_testing(0, 0, 10, 1000, 0);
5398            let versions = default_versions();
5399
5400            queue.push_chunk(
5401                make_chunk(5, 1),
5402                &versions,
5403                1000,
5404                make_commit_ref(1),
5405                Digest::default(),
5406            );
5407
5408            let pending = queue.flush(1000, true).unwrap();
5409
5410            assert_eq!(pending.details.checkpoint_seq, 10);
5411            assert_eq!(queue.current_checkpoint_seq, 11);
5412        }
5413
5414        #[test]
5415        fn test_multiple_chunks_with_overflow() {
5416            let max_tx = 10;
5417            let mut queue = CheckpointQueue::new_for_testing(0, 0, 0, max_tx, 0);
5418            let versions = default_versions();
5419
5420            let flushed1 = queue.push_chunk(
5421                make_chunk(max_tx / 2 + 1, 1),
5422                &versions,
5423                1000,
5424                make_commit_ref(1),
5425                Digest::default(),
5426            );
5427            let flushed2 = queue.push_chunk(
5428                make_chunk(max_tx / 2 + 1, 2),
5429                &versions,
5430                1000,
5431                make_commit_ref(1),
5432                Digest::default(),
5433            );
5434            let flushed3 = queue.push_chunk(
5435                make_chunk(max_tx / 2 + 1, 3),
5436                &versions,
5437                1000,
5438                make_commit_ref(1),
5439                Digest::default(),
5440            );
5441
5442            let all_flushed: Vec<_> = flushed1
5443                .into_iter()
5444                .chain(flushed2)
5445                .chain(flushed3)
5446                .collect();
5447            assert_eq!(all_flushed.len(), 2);
5448            assert_eq!(queue.pending_roots.len(), 1);
5449
5450            for p in &all_flushed {
5451                let tx_count: usize = p.roots.iter().map(|r| r.tx_roots.len()).sum();
5452                assert!(tx_count <= max_tx);
5453            }
5454        }
5455    }
5456}